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| Ivan Illich - Deschooling Society
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SOMMAIRE
Introduction
I owe my interest in public education to Everett Reimer. Until
we first met in Puerto Rico in 1958, I had never questioned the
value of extending obligatory schooling to all people. Together
we have come to realize that for most men the right to learn is
curtailed by the obligation to attend school. The essays given at
CIDOC and gathered in this book grew out of memoranda which I
submitted to him, and which we discussed during 1970, the
thirteenth year of our dialogue. The last chapter contains my
afterthoughts on a conversation with Erich Fromm on Bachofen's Mutterrecht.
Since 1967 Reimer and I have met regularly at the Center for
Intercultural Documentation (CIDOC) in Cuernavaca, Mexico.
Valentine Borremans, the director of the Center, also joined our
dialogue, and constantly urged me to test our thinking against
the realities of Latin America and Africa. This book reflects her
conviction that the ethos, not just the institutions, of society
ought to be "deschooled."
Universal education through schooling is not feasible. It
would be no more feasible if it were attempted by means of
alternative institutions built on the style of present schools.
Neither new attitudes of teachers toward their pupils nor the
proliferation of educational hardware or software (in classroom
or bedroom), nor finally the attempt to expand the pedagogue's
responsibility until it engulfs his pupils' lifetimes will
deliver universal education. The current search for new
educational funnels must be reversed into the search for
their institutional inverse: educational webs which
heighten the opportunity for each one to transform each moment of
his living into one of learning, sharing, and caring. We hope to
contribute concepts needed by those who
conduct such counterfoil research on education--and also to those
who seek alternatives to other established service industries.
On Wednesday mornings, during the spring and summer of 1970, I
submitted the various parts of this book to the participants in
our CIDOC programs in Cuernavaca. Dozens of them made suggestions
or provided criticisms. Many will recognize their ideas in these
pages, especially Paulo Freire, Peter Berger, and Jos Maria
Bulnes, as well as Joseph Fitzpatrick, John Holt, Angel Quintero,
Layman Allen, Fred Goodman, Gerhard Ladner, Didier Piveteau, Joel
Spring, Augusto Salazar Bondy, and Dennis Sullivan. Among my
critics, Paul Goodman most radically obliged me to revise my
thinking. Robert Silvers provided me with brilliant editorial
assistance on Chapters 1, 3, and 6, which have appeared in
The New York Review of Books.
Reimer and I have decided to publish separate views of our
joint research. He is working on a comprehensive and documented
exposition, which will be subjected to several months of further
critical appraisal and be published late in 1971 by
Doubleday & Company. Dennis Sullivan, who acted as secretary
at the meetings between Reimer and myself, is preparing a book
for publication in the spring of 1972 which will place my
argument in the context of current debate about public schooling
in the United States. I offer this volume of essays now in the
hope that it will provoke additional critical contributions to
the sessions of a seminar on "Alternatives in
Education" planned at CIDOC in Cuernavaca for 1972 and
1973.
I intend to discuss some perplexing issues which are raised
once we embrace the hypothesis that society can be deschooled; to
search for criteria which may help us distinguish institutions
which merit development because they support learning in a
deschooled milieu; and to clarify those personal goals which
would foster the advent of an Age of Leisure (schole) as
opposed to an economy dominated by service industries.
IVAN ILLICH, CIDOC,
Cuernavaca, Mexico, November, 1970
I - Why We Must Disestablish School
Many students, especially those who are poor, intuitively know what the
schools do for them. They school them to confuse process and substance.
Once these become blurred, a new logic is assumed: the more
treatment there is, the better are the results; or, escalation
leads to success. The pupil is thereby "schooled" to
confuse teaching with learning, grade advancement with education,
a diploma with competence, and fluency with the ability to say
something new. His imagination is "schooled" to accept
service in place of value. Medical treatment is mistaken for
health care, social work for the improvement of community life,
police protection for safety, military poise for national
security, the rat race for productive work. Health, learning,
dignity, independence, and creative endeavor are defined as
little more than the performance of the institutions which claim
to serve these ends, and their improvement is made to depend on
allocating more resources to the management of hospitals,
schools, and other agencies in question.
In these essays, I will
show that the institutionalization of values leads inevitably to
physical pollution, social polarization, and psychological
impotence: three dimensions in a process of global degradation
and modernized misery. I will explain how this process of
degradation is accelerated when nonmaterial needs are transformed
into demands for commodities; when health, education, personal
mobility, welfare, or psychological healing are defined as the
result of services or "treatments." I do this because I believe that
most of the research now going on about the future tends to
advocate further increases in the institutionalization of values
and that we must define conditions which would permit precisely
the contrary to happen. We need research on the possible use of
technology to create institutions which serve personal, creative,
and autonomous interaction and the emergence of values which
cannot be substantially controlled by technocrats. We need
counterfoil research to current futurology.
I want to raise the
general question of the mutual definition of man's nature and the
nature of modern institutions which characterizes our world view
and language. To do so, I have chosen the school as my paradigm,
and I therefore deal only indirectly with other bureaucratic
agencies of the corporate state: the consumer-family, the party,
the army, the church, the media. My analysis of the hidden
curriculum of school should make it evident that public education
would profit from the deschooling of society, just as family
life, politics, security, faith, and communication would profit
from an analogous process.
I begin my analysis, in
this first essay, by trying to convey what the deschooling of a
schooled society might mean. In this context, it should be easier
to understand my choice of the five specific aspects relevant to
this process with which I deal in the subsequent chapters.
Not only education but
social reality itself has become schooled. It costs roughly the
same to school both rich and poor in the same dependency. The
yearly expenditure per pupil in the slums and in the rich suburbs
of any one of twenty U.S. cities lies in the same range-and
sometimes is favorable to the poor. Rich and poor alike depend on
schools and hospitals which guide their lives, form their world
view, and define for them what is legitimate and what is not.
Both view doctoring oneself as irresponsible, learning on one's
own as unreliable, and community organization, when not paid for
by those in authority, as a form of aggression or
subversion. For both groups the reliance on institutional
treatment renders independent accomplishment suspect. The
progressive underdevelopment of self- and community-reliance is
even more typical in Westchester than it is in the northeast of
Brazil. Everywhere not only education but society as a whole
needs "deschooling."
Welfare bureaucracies
claim a professional, political, and financial monopoly over the
social imagination, setting standards of what is valuable and
what is feasible. This monopoly is at the root of the
modernization of poverty. Every simple need to which an
institutional answer is found permits the invention of a new
class of poor and a new definition of poverty. Ten years ago in
Mexico it was the normal thing to be born and to die in one's own
home and to be buried by one's friends. Only the soul's needs
were taken care of by the institutional church. Now to begin and
end life at home become signs either of poverty or of special
privilege. Dying and death have come under the institutional
management of doctors and undertakers.
Once basic needs have
been translated by a society into demands for scientifically
produced commodities, poverty is defined by standards which the
technocrats can change at will. Poverty then refers to those who
have fallen behind an advertised ideal of consumption in some
important respect. In Mexico the poor are those who lack three
years of schooling, and in New York they are those who lack
twelve.
The poor have always
been socially powerless. The increasing reliance on institutional
care adds a new dimension to their helplessness: psychological
impotence, the inability to fend for themselves. Peasants on the
high plateau of the Andes are exploited by the landlord and the
merchant-once they settle in Lima they are, in addition,
dependent on political bosses, and disabled by their lack of
schooling. Modernized poverty combines the lack of power over
circumstances with a loss of personal potency. This modernization
of poverty is a world-wide phenomenon, and lies at the root of
contemporary underdevelopment. Of course it appears under
different guises in rich and in poor countries.
It is probably most
intensely felt in U.S. cities. Nowhere else is poverty treated at
greater cost. Nowhere else does the treatment of poverty produce
so much dependence, anger, frustration, and further demands. And
nowhere else should it be so evident that poverty-once it has
become modernized-has become resistant to treatment with dollars
alone and requires an institutional revolution.
Today in the United
States the black and even the migrant can aspire to a level of
professional treatment which would have been unthinkable two
generations ago, and which seems grotesque to most people in the
Third World. For instance, the U.S. poor can count on a truant
officer to return their children to school until they reach
seventeen, or on a doctor to assign them to a hospital bed which
costs sixty dollars per day-the equivalent of three months'
income for a majority of the people in the world. But such care
only makes them dependent on more treatment, and renders them
increasingly incapable of organizing their own lives around their
own experiences and resources within their own communities.
The poor in the United
States are in a unique position to speak about the predicament
which threatens all the poor in a modernizing world. They are
making the discovery that no amount of dollars can remove the
inherent destructiveness of welfare institutions, once the
professional hierarchies of these institutions have convinced
society that their ministrations are morally necessary. The poor
in the U.S. inner city can demonstrate from their own experience
the fallacy on which social legislation in a "schooled"
society is built.
Supreme Court Justice
William 0. Douglas observed that "the only way to establish
an institution is to finance it." The corollary is also
true. Only by channeling dollars away from the institutions which
now treat health, education, and welfare can the further
impoverishment resulting from their disabling side effects be
stopped.
This must be kept in
mind when we evaluate federal aid pro-grams. As a case in point,
between 1965 and
1968 over three billion dollars were spent in U.S. schools to
offset the disadvantages of about six
million children. The program is known as Title One. It is the
most expensive compensatory program ever attempted anywhere in
education, yet no significant improvement can be detected in the
learning of these "disadvantaged" children. Compared
with their classmates from middle income homes, they have fallen
further behind. Moreover, in the course of this program,
professionals discovered an additional ten million children
laboring under economic and educational handicaps. More reasons
for claiming more federal funds are now at hand.
This total failure to
improve the education of the poor despite more costly treatment
can be explained in three ways:
- Three billion dollars are insufficient to improve the performance of six million
children by a measurable amount; or
- The money was incompetently spent: different curricula, better administration,
further concentration of the funds on the poor child, and more research are needed
and would do the trick; or
LI>Educational disadvantage cannot be cured by relying on education within
the school.
The first is certainly
true so long as the money has been spent through the school
budget. The money indeed went to the schools which contained most
of the disadvantaged children, but it was not spent on the poor
children themselves. These children for whom the money was
intended comprised only about half of those who were attending
the schools that added the federal subsidies to their budgets.
Thus the money was spent for custodial care, indoctrination and
the selection of social roles, as well as education, all of which
functions are inextricably mingled in the physical plants,
curricula, teachers, administrators, and other key components of
these schools, and, therefore, in their budgets.
The added funds enabled
schools to cater disproportionately to the satisfaction of the
relatively richer children who were "disadvantaged" by
having to attend school in the company of the poor. At best a small
fraction of each dollar intended to remedy a poor child's
disadvantages in learning could reach the child through the
school budget.
It might be equally true
that the money was incompetently spent. But even unusual
incompetence cannot beat that of the school system. Schools by
their very structure resist the concentration of privilege on
those otherwise disadvantaged. Special curricula, separate
classes, or longer hours only constitute more discrimination at a
higher cost.
Taxpayers are not yet
accustomed to permitting three billion dollars to vanish from HEW
as if it were the Pentagon. The present Administration may
believe that it can afford the wrath of educators. Middle-class
Americans have nothing to lose if the program is cut. Poor
parents think they do, but, even more, they are demanding control
of the funds meant for their children. A logical way of cutting
the budget and, one hopes, of increasing benefits is a system of
tuition grants such as that proposed by Milton Friedman and
others. Funds would be channeled to the beneficiary, enabling him
to buy his share of the schooling of his choice. If such credit
were limited to purchases which fit into a school curriculum, it
would tend to provide greater equality of treatment, but would
not thereby increase the equality of social claims.
It should be obvious
that even with schools of equal quality a poor child can seldom
catch up with a rich one. Even if they attend equal schools and
begin at the same age, poor children lack most of the educational
opportunities which are casually available to the middle-class
child. These advantages range from conversation and books in the
home to vacation travel and a different sense of oneself, and
apply, for the child who enjoys them, both in and out of school.
So the poorer student will generally fall behind so long as he
depends on school for advancement or learning. The poor need
funds to enable them to learn, not to get certified for the
treatment of their alleged disproportionate deficiencies.
All this is true in poor
nations as well as in rich ones, but there it appears under a
different guise. Modernized poverty in poor nations affects more
people more visibly but also-for the moment-more superficially.
Two-thirds of all children in Latin America leave school before
finishing the fifth grade, but these "desertores"
are not therefore as
badly off as they would be in the United States.
Few countries today
remain victims of classical poverty, which was stable and less
disabling. Most countries in Latin America have reached the
"take-off" point toward economic development and
competitive consumption, and thereby toward modernized poverty:
their citizens have learned to think rich and live poor. Their
laws make six to ten years of school obligatory. Not only in
Argentina but also in Mexico or Brazil the average citizen
defines an adequate education by North American standards, even
though the chance of getting such prolonged schooling is limited
to a tiny minority. In these countries the majority is already
hooked on school, that is, they are schooled in a sense of
inferiority toward the better-schooled. Their fanaticism in favor
of school makes it possible to exploit them doubly: it permits
increasing allocation of public funds for the education of a few
and increasing acceptance of social control by the many.
Paradoxically, the
belief that universal schooling is absolutely necessary is most
firmly held in those countries where the fewest people have
been-and will be-served by schools. Yet in Latin America
different paths toward education could still be taken by the
majority of parents and children. Proportionately, national
savings invested in schools and teachers might be higher than in
rich countries, but these investments are totally insufficient to
serve the majority by making even four years of school attendance
possible. Fidel Castro talks as if he wanted to go in the
direction of deschooling when he promises that by 1980 Cuba will
be able to dissolve its university since all of life in Cuba will
be an educational experience. At the grammar-school and
high-school level, however, Cuba, like all other Latin-American
countries, acts as though passage through a period defined as the
"school age" were an unquestionable goal for all,
delayed merely by a temporary shortage of resources.
The twin deceptions of
increased treatment, as actually provided in the United
States and as merely promised in Latin America complement each
other. The Northern poor are being disabled by the same
twelve-year treatment whose lack brands the Southern poor as
hopelessly backward. Neither in North America nor in Latin
America do the poor get equality from obligatory schools. But in
both places the mere existence of school discourages and disables
the poor from taking control of their own learning. All over the
world the school has an anti-educational effect on society:
school is recognized as the institution which specializes in
education. The failures of school are taken by most people as a
proof that education is a very costly, very complex, always
arcane, and frequently almost impossible task.
School appropriates the
money, men, and good will available for education and in addition
discourages other institutions from assuming educational tasks.
Work, leisure, politics, city living, and even family life depend
on schools for the habits and knowledge they presuppose, instead
of becoming themselves the means of education. Simultaneously
both schools and the other institutions which depend on them are
priced out of the market.
In the United States the
per capita costs of schooling have risen almost as fast as the
cost of medical treatment. But increased treatment by both
doctors and teachers has shown steadily declining results.
Medical expenses concentrated on those above forty-five have
doubled several times over a period of forty years with a
resulting 3 percent increase in life expectancy in men. The
increase in educational expenditures has produced even stranger
results; otherwise President Nixon could not have been moved this
spring to promise that every child shall soon have the
"Right to Read" before leaving school.
In the United States it
would take eighty billion dollars per year to provide what
educators regard as equal treatment for all in grammar and high
school. This is well over twice the $36 billion now being spent.
Independent cost projections prepared at HEW and the University
of Florida indicate that by 1974 the comparable figures
will be $107 billion as against the $45 billion now projected,
and these figures wholly omit the enormous costs of what is called
"higher education," for which demand is growing even faster. The
United States, which spent nearly eighty billion dollars in 1969
for "defense"
including its deployment in Vietnam, is obviously too poor to
provide equal schooling. The President's committee for the study
of school finance should ask not how to support or how to trim
such increasing costs, but how they can be avoided.
Equal obligatory
schooling must be recognized as at least economically unfeasible.
In Latin America the amount of public money spent on each
graduate student is between 350 and 1,500 times the amount spent
on the median citizen (that is, the citizen who holds the middle
ground between the poorest and the richest). In the United States
the discrepancy is smaller, but the discrimination is keener. The
richest parents, some 10 percent, can afford private education
for their children and help them to benefit from foundation
grants. But in addition they obtain ten times the per capita
amount of public funds if this is compared with the per capita
expenditure made on the children of the 10 percent who are
poorest. The principal reasons for this are that rich children
stay longer in school, that a year in a university is
disproportionately more expensive than a year in high school, and
that most private universities depend-at least indirectly-on
tax-derived finances.
Obligatory schooling
inevitably polarizes a society; it also grades the nations of the
world according to an international caste system. Countries are
rated like castes whose educational dignity is determined by the
average years of schooling of its citizens, a rating which is
closely related to per capita gross national product, and much
more painful.
The paradox of the
schools is evident: increased expenditure escalates their
destructiveness at home and abroad. This paradox must be made a
public issue. It is now generally accepted that the physical
environment will soon be destroyed by biochemical pollution
unless we reverse current trends in the production of physical
goods. It should also be recognized that social and personal life
is threatened equally by HEW pollution, the inevitable by-product
of obligatory and competitive consumption of welfare.
The escalation of the
schools is as destructive as the escalation of weapons but less
visibly so. Everywhere in the world school costs have risen
faster than enrollments and faster than the GNP; everywhere
expenditures on school fall even further behind the expectations
of parents, teachers, and pupils. Everywhere this situation
discourages both the motivation and the financing for large-scale
planning for nonschooled learning. The United States is proving
to the world that no country can be rich enough to afford a
school system that meets the demands this same system creates
simply by existing, because a successful school system schools
parents and pupils to the supreme value of a larger school
system, the cost of which increases disproportionately as higher
grades are in demand and become scarce.
Rather than calling
equal schooling temporarily unfeasible, we must recognize that it
is, in principle, economically absurd, and that to attempt it is
intellectually emasculating, socially polarizing, and destructive
of the credibility of the political system which promotes it. The
ideology of obligatory schooling admits of no logical limits. The
White House recently provided a good example. Dr. Hutschnecker,
the "psychiatrist" who treated Mr. Nixon before he was
qualified as a candidate, recommended to the President that all
children between six and eight be professionally examined to
ferret out those who have destructive tendencies, and that
obligatory treatment be provided for them. If necessary, their
re-education in special institutions should be required. This
memorandum from his doctor the President sent for evaluation to
HEW. Indeed, preventive concentration camps for predelinquents
would be a logical improvement over the school system.
Equal educational
opportunity is, indeed, both a desirable and a feasible goal, but
to equate this with obligator;' schooling is to confuse salvation
with the Church. School has become the world religion of a
modernized proletariat, and makes futile promises of salvation to
the poor of the technological age. The nation-state has adopted
it, drafting all citizens into a graded curriculum leading to
sequential diplomas not unlike the initiation rituals and
hieratic promotions of former times. The modern state has assumed the duty of
enforcing the judgment of its educators through well-meant truant
officers and job requirements, much as did the Spanish kings who
enforced the judgments of their theologians through the
conquistadors and the Inquisition.
Two centuries ago the
United States led the world in a movement to disestablish the
monopoly of a single church. Now we need the constitutional
disestablishment of the monopoly of the school, and thereby of a
system which legally combines prejudice with discrimination. The
first article of a bill of rights for a modern, humanist society
would correspond to the First Amendment to the U.S. Constitution:
"The State shall make no law with respect to the
establishment of education." There shall be no ritual
obligatory for all.
To make this
disestablishment effective, we need a law forbidding
discrimination in hiring, voting, or admission to centers of
learning based on previous attendance at some curriculum. This
guarantee would not exclude performance tests of competence for a
function or role, but would remove the present absurd
discrimination in favor of the person who learns a given skill
with the largest expenditure of public funds or what is equally
likely has been able to obtain a diploma which has no relation to
any useful skill or job. Only by protecting the citizen from
being disqualified by anything in his career in school can a
constitutional disestablishment of school become psychologically
effective.
Neither learning nor
justice is promoted by schooling because educators insist on
packaging instruction with certification. Learning and the
assignment of social roles are melted into schooling. Yet to
learn means to acquire a new skill or insight, while promotion
depends on an opinion which others have formed. Learning
frequently is the result of instruction, but selection for a role
or category in the job market increasingly depends on mere length
of attendance.
Instruction is the
choice of circumstances which facilitate learning. Roles are
assigned by setting a curriculum of conditions which the
candidate must meet if he is to make the grade. School links
instruction but not learning to these roles. This is neither reasonable nor
liberating. It is not reasonable because it does not link
relevant qualities or competences to roles, but rather the
process by which such qualities are supposed to be acquired. It
is not liberating or educational because school reserves
instruction to those whose every step in learning fits previously
approved measures of social control.
Curriculum has always
been used to assign social rank. At times it could be prenatal:
karma ascribes you to a caste and lineage to the aristocracy.
Curriculum could take the form of a ritual, of sequential sacred
ordinations, or it could consist of a succession of feats in war
or hunting, or further advancement could be made to depend on a
series of previous princely favors. Universal schooling was meant
to detach role assignment from personal life history: it was
meant to give everybody an equal chance to any office. Even now
many people wrongly believe that school ensures the dependence of
public trust on relevant learning achievements. However, instead
of equalizing chances, the school system has monopolized their
distribution.
To detach competence
from curriculum, inquiries into a man's learning history must be
made taboo, like inquiries into his political affiliation, church
attendance, lineage, sex habits, or racial background. Laws
forbidding discrimination on the basis of prior schooling must be
enacted. Laws, of course, cannot stop prejudice against the
unschooled-nor are they meant to force anyone to intermarry with
an autodidact but they can discourage unjustified discrimination.
A second major illusion
on which the school system rests is that most learning is the
result of teaching. Teaching, it is true, may contribute to
certain kinds of learning under certain circumstances. But most
people acquire most of their knowledge outside school, and in
school only insofar as school, in a few rich countries, has
become their place of confinement during an increasing part of
their lives.
Most learning happens
casually, and even most intentional learning is not the result of
programmed instruction. Normal children learn their first
language casually, although faster if their parents pay attention
to them. Most people who learn a second language well do
so as a result of odd circumstances and not of sequential
teaching. They go to live with their grandparents, they travel,
or they fall in love with a foreigner. Fluency in reading is also
more often than not a result of such extracurricular activities.
Most people who read widely, and with pleasure, merely believe
that they learned to do so in school; when challenged, they
easily discard this illusion.
But the fact that a
great deal of learning even now seems to happen casually and as a
by-product of some other activity defined as work or leisure does
not mean that planned learning does not benefit from planned
instruction and that both do not stand in need of improvement.
The strongly motivated student who is faced with the task of
acquiring a new and complex skill may benefit greatly from the
discipline now associated with the old-fashioned schoolmaster who
taught reading, Hebrew, catechism, or multiplication by rote.
School has now made this kind of drill teaching rare and
disreputable, yet there are many skills which a motivated student
with normal aptitude can master in a matter of a few months if
taught in this traditional way. This is as true of codes as of
their encipherment; of second and third languages as of reading
and writing; and equally of special languages such as algebra,
computer programming, chemical analysis, or of manual skills like
typing, watchmaking, plumbing, wiring, TV repair; or for that
matter dancing, driving, and diving.
In certain cases
acceptance into a learning program aimed at a specific skill
might presuppose competence in some other skill, but it should
certainly not be made to depend upon the process by which such
prerequisite skills were acquired. TV repair presupposes literacy
and some math; diving, good swimming; and driving, very little of
either.
Progress in learning
skills is measurable. The optimum resources in time and materials
needed by an average motivated adult can be easily estimated. The
cost of teaching a second Western European language to a high
level of fluency ranges between four and six hundred dollars in
the United States, and for an Oriental tongue the time needed for
instruction might be doubled. This would
still be very little compared with the cost of twelve years of
schooling in New York City (a condition for acceptance of a
worker into the Sanitation Department) almost fifteen thousand
dollars. No doubt not only the teacher but also the printer and
the pharmacist protect their trades through the public illusion
that training for them is very expensive.
At present schools
pre-empt most educational funds. Drill instruction which costs
less than comparable schooling is now a privilege of those rich
enough to bypass the schools, and those whom either the army or
big business sends through in-service training. In a program of
progressive deschooling of U.S. education, at first the resources
available for drill training would be limited. But ultimately
there should be no obstacle for anyone at any time of his life to
be able to choose instruction among hundreds of definable skills
at public expense.
Right now educational
credit good at any skill center could be provided in limited
amounts for people of all ages, and not just to the poor. I
envisage such credit in the form of an educational passport or an
"edu-credit card" provided to each citizen at birth. In
order to favor the poor, who probably would not use their yearly
grants early in life, a provision could be made that interest
accrued to later users of cumulated "entitlements."
Such credits would permit most people to acquire the skills most
in demand, at their convenience, better, faster, cheaper, and
with fewer undesirable side effects than in school.
Potential skill teachers
are never scarce for long because, on the one hand, demand for a
skill grows only with its performance within a community and, on
the other, a man exercising a skill could also teach it. But, at
present, those using skills which are in demand and do require a
human teacher are discouraged from sharing these skills with
others. This is done either by teachers who monopolize the
licenses or by unions which protect their trade interests. Skill
centers which would be judged by customers on their results, and
not on the personnel they employ or the process they use, would
open unsuspected working opportunities, frequently even for those
who are now considered unemployable. Indeed, there is no reason
why such skill centers should not be at the work place
itself, with the employer and his work force supplying
instruction as well as jobs to those who choose to use their
educational credits in this way.
In 1956 there arose a need to teach
Spanish quickly to several hundred teachers, social workers, and
ministers from the New York Archdiocese so that they could
communicate with Puerto Ricans. My friend Gerry Morris announced
over a Spanish radio station that he needed native speakers from
Harlem. Next day some two hundred teen-agers lined up in front of
his office, and he selected four dozen of them-many of them
school dropouts. He trained them in the use of the U.S. Foreign
Service Institute (FSI) Spanish manual, designed for use by
linguists with graduate training, and within a week his teachers
were on their own-each in charge of four New Yorkers who wanted
to speak the language. Within six months the mission was
accomplished. Cardinal Spellman could claim that he had 127
parishes in which at
least three staff members could communicate in Spanish. No school
program could have matched these results.
Skill teachers are made
scarce by the belief in the value of licenses. Certification
constitutes a form of market manipulation and is plausible only
to a schooled mind. Most teachers of arts and trades are less
skillful, less inventive, and less communicative than the best
craftsmen and tradesmen. Most high-school teachers of Spanish or
French do not speak the language as correctly as their pupils
might after half a year of competent drills. Experiments
conducted by Angel Quintero in Puerto Rico suggest that many
young teen-agers, if given the proper incentives, programs, and
access to tools, are better than most schoolteachers at
introducing their peers to the scientific exploration of plants,
stars, and matter, and to the discovery of how and why a motor or
a radio functions.
Opportunities for
skill-learning can be vastly multiplied if we open the
"market." This depends on matching the right teacher
with the right student when he is highly motivated in an
intelligent program, without the constraint of curriculum.
Free and competing drill
instruction is a subversive blasphemy to the orthodox educator.
It dissociates the acquisition of skills from "humane"
education, which schools package together, and thus it promotes
unlicensed learning no less than unlicensed teaching for
unpredictable purposes.
There is currently a
proposal on record which seems at first to make a great deal of
sense. It has been prepared by Christopher Jencks of the Center
for the Study of Public Policy and is sponsored by the Office of
Economic Opportunity. It proposes to put educational
"entitlements" or tuition grants into the hands of
parents and students for expenditure in the schools of their
choice. Such individual entitlements could indeed be an important
step in the right direction. We need a guarantee of the right of
each citizen to an equal share of tax-derived educational
resources, the right to verify this share, and the right to sue
for it if denied. It is one form of a guarantee against
regressive taxation.
The Jencks proposal,
however, begins with the ominous statement that
"conservatives, liberals, and radicals have all complained
at one time or another that the American educational system gives
professional educators too little incentive to provide high
quality education to most children." The proposal condemns
itself by proposing tuition grants which would have to be spent
on schooling.
This is like giving a
lame man a pair of crutches and stipulating that he use them only
if the ends are tied together. As the proposal for tuition grants
now stands, it plays into the hands not only of the professional
educators but of racists, promoters of religious schools, and
others whose interests are socially divisive. Above all,
educational entitlements restricted to use within schools play
into the hands of all those who want to continue to live in a
society in which social advancement is tied not to proven
knowledge but to the learning pedigree by which it is supposedly
acquired. This discrimination in favor of schools which dominates
Jencks's discussion on refinancing education could discredit one
of the most critically needed principles for educational reform:
the return of initiative and accountability for learning to the
learner or his most immediate tutor.
The deschooling of
society implies a recognition of the two-faced nature of
learning. An insistence on skill drill alone could be a disaster;
equal emphasis must be placed on other kinds of learning. But if
schools are the wrong places for learning a skill, they are even
worse places for getting an education. School does both tasks
badly, partly because it does not distinguish between them.
School is inefficient in skill instruction especially because it
is curricular. In most schools a program which is meant to
improve one skill is chained always to another irrelevant task.
History is tied to advancement in math, and class attendance to
the right to use the playground.
Schools are even less
efficient in the arrangement of the circumstances which encourage
the open-ended, exploratory use of acquired skills, for which I
will reserve the term "liberal education." The main
reason for this is that school is obligatory and becomes
schooling for schooling's sake: an enforced stay in the company
of teachers, which pays off in the doubtful privilege of more
such company. Just as skill instruction must be freed from
curricular restraints, so must liberal education be dissociated
from obligatory attendance. Both skill-learning and education for
inventive and creative behavior can be aided by institutional
arrangement, but they are of a different, frequently opposed
nature.
Most skills can be
acquired and improved by drills, because skill implies the
mastery of definable and predictable behavior. Skill instruction
can rely, therefore, on the simulation of circumstances in which
the skill will be used. Education in the exploratory and creative
use of skills, however, cannot rely on drills. Education can be
the outcome of instruction, though instruction of a kind
fundamentally opposed to drill. It relies on the relationship
between partners who already have some of the keys which give
access to memories stored in and by the community. It relies on
the critical intent of all those who use memories creatively. It
relies on the surprise of the unexpected question which opens new
doors for the inquirer and his partner.
The skill instructor
relies on the arrangement of set circumstances which permit the
learner to develop standard responses. The educational guide or
master is concerned with helping matching partners to meet so
that learning can take place. He matches individuals
starting from their own, unresolved questions. At the most he
helps the pupil to formulate his puzzlement since only a clear
statement will give him the power to find his match, moved like
him, at the moment, to explore the same issue in the same
context.
Matching partners for
educational purposes initially seems more difficult to imagine
than finding skill instructors and partners for a game. One
reason is the deep fear which school has implanted in us, a fear
which makes us censorious. The unlicensed exchange of skills-even
undesirable skills-is more predictable and therefore seems less
dangerous than the unlimited opportunity for meeting among people
who share an issue which for them, at the moment, is socially,
intellectually, and emotionally important.
The Brazilian teacher
Paulo Freire knows this from experience. He discovered that any
adult can begin to read in a matter of forty hours if the first
words he deciphers are charged with political meaning. Freire
trains his teachers to move into a village and to discover the
words which designate current important issues, such as the
access to a well or the compound interest on the debts owed to
the patron. In
the evening the villagers meet for the discussion of these key
words. They begin to realize that each word stays on the
blackboard even after its sound has faded. The letters continue
to unlock reality and to make it manageable as a problem. I have
frequently witnessed how discussants grow in social awareness and
how they are impelled to take political action as fast as they
learn to read. They seem to take reality into their hands as they
write it down.
I remember the man who
complained about the weight of pencils: they were difficult to
handle because they did not weigh as much as a shovel; and I
remember another who on his way to work stopped with his
Companions and wrote the word they were discussing with his hoe
on the ground: "agua." Since 1962 my friend
Freire has moved from exile to exile, mainly because he refuses to
conduct his sessions around words which are preselected by approved
educators, rather than those which his discussants bring to the class.
The educational matchmaking among people who have been successfully
schooled is a different task. Those who do not
need such assistance are a minority, even among the readers of
serious journals. The majority cannot and should not be rallied
for discussion around a slogan, a word, or a picture. But the
idea remains the same: they should be able to meet around a
problem chosen and defined by their own initiative. Creative,
exploratory learning requires peers currently puzzled about the
same terms or problems. Large universities make the futile
attempt to match them by multiplying their courses, and they
generally fail since they are bound to curriculum, course
structure, and bureaucratic administration. In schools, including
universities, most resources are spent to purchase the time and
motivation of a limited number of people to take up predetermined
problems in a ritually defined setting. The most radical
alternative to school would be a network or service which gave
each man the same opportunity to share his current concern with
others motivated by the same concern.
Let me give, as an example of what I mean, a description of
how an intellectual match might work in New York City. Each man,
at any given moment and at a minimum price, could identify
himself to a computer with his address and telephone number,
indicating the book, article, film, or recording on which he
seeks a partner for discussion. Within days he could receive by
mail the list of others who recently had taken the same
initiative. This list would enable him by telephone to arrange
for a meeting with persons who initially would be known
exclusively by the fact that they requested a dialogue about the
same subject.
Matching people according to their interest in a particular
title is radically simple. It permits identification only on the
basis of a mutual desire to discuss a statement recorded by a
third person, and it leaves the initiative of arranging the
meeting to the individual. Three objections are usually raised
against this skeletal purity. I take them up not only to clarify
the theory that I want to illustrate by my proposal for they
highlight the deep-seated resistance to deschooling education, to
separating learning from social control but also because they may
help to suggest existing resources which are not now used for
learning purposes.
The first objection is: Why cannot self-identification be based
also on an idea or an issue? Certainly such subjective
terms could also be used in a computer system. Political parties,
churches, unions, clubs, neighborhood centers, and professional
societies already organize their educational activities in this
way and in effect they act as schools. They all match people in
order to explore certain "themes"; and these are dealt
with in courses, seminars, and curricula in which presumed
"common interests" are prepackaged. Such theme-matching
is by definition teacher-centered: it requires an authoritarian
presence to define for the participants the starting point for
their discussion.
By contrast, matching by the title of a book, film, etc., in
its pure form leaves it to the author to define the special
language, the terms, and the framework within which a given
problem or fact is stated; and it enables those who accept this
starting point to identify themselves to one another. For
instance, matching people around the idea of "cultural
revolution" usually leads either to confusion or to
demagoguery. On the other hand, matching those interested in
helping each other understand a specific article by Mao, Marcuse,
Freud, or Goodman stands in the great tradition of liberal
learning from Plato's Dialogues, which are built around presumed
statements by Socrates, to Aquinas's commentaries on Peter the
Lombard. The idea of matching by title is thus radically
different from the theory on which the "Great Books"
clubs, for example, were built: instead of relying on the
selection by some Chicago professors, any two partners can choose
any book for further analysis.
The second objection asks: Why not let the identification of
match seekers include information on age, background, world view,
competence, experience, or other defining characteristics? Again,
there is no reason why such discriminatory restrictions could not
and should not be built into some of the many universities-with
or without walls-which could use title-matching as their basic
organizational device. I could conceive of a system designed to
encourage meetings of interested persons at which the author of
the book chosen would be present or represented; or a system
which guaranteed the presence of a competent adviser; or one to
which only students registered in a department or
school had access; or one which permitted meetings only
between people who defined their special approach to the title
under discussion. Advantages for achieving specific goals of
learning could be found for each of these restrictions. But I
fear that, more often than not, the real reason for proposing
such restrictions is contempt arising from the presumption that
people are ignorant: educators want to avoid the ignorant meeting
the ignorant around a text which they may not understand and
which they read only because they are interested in it.
The third objection: Why not provide match seekers with
incidental assistance that will facilitate their meetings-with
space, schedules, screening, and protection? This is now done by
schools with all the inefficiency characterizing large
bureaucracies. If we left the initiative for meetings to the
match seekers themselves, organizations which nobody now
classifies as educational would probably do the job much better.
I think of restaurant owners, publishers, telephone-answering
services, department store managers, and even commuter train
executives who could promote their services by rendering them
attractive for educational meetings.
At a first meeting in a coffee shop, say, the partners might
establish their identities by placing the book under discussion
next to their cups. People who took the initiative to arrange for
such meetings would soon learn what items to quote to meet the
people they sought. The risk that the self-chosen discussion with
one or several strangers might lead to a loss of time,
disappointment, or even unpleasantness is certainly smaller than
the same risk taken by a college applicant. A computer arranged
meeting to discuss an article in a national magazine, held in a
coffee shop off Fourth Avenue, would obligate none of the
participants to stay in the company of his new acquaintances for
longer than it took to drink a cup of coffee, nor would he have
to meet any of them ever again. The chance that it would help to
pierce the opaqueness of life in a modern city and further new
friendship, self-chosen work, and critical reading is high. (The
fact that a record of personal readings and meetings could be
obtained thus by the FBI is undeniable; that this should still
worry anybody in 1970 is only amusing to a free man, who
willy-nilly contributes his share in order to drown snoopers in
the irrelevancies they gather.)
Both the exchange of skills and matching of partners are based
on the assumption that education for all means education by all.
Not the draft into a specialized institution but only the
mobilization of the whole population can lead to popular culture.
The equal right of each man to exercise his competence to learn
and to instruct is now pre-empted by certified teachers. The
teachers' competence, in turn, is restricted to what may be done
in school. And, further, work and leisure are alienated from each
other as a result: the spectator and the worker alike are
supposed to arrive at the work place all ready to fit into a
routine prepared for them. Adaptation in the form of a product's
design, instruction, and publicity shapes them for their role as
much as formal education by schooling. A radical alternative to a
schooled society requires not only new formal mechanisms for the
formal acquisition of skills and their educational use. A
deschooled society implies a new approach to incidental or
informal education.
Incidental education cannot any longer return to the forms
which learning took in the village or the medieval town.
Traditional society was more like a set of concentric circles of
meaningful structures, while modern man must learn how to find
meaning in many structures to which he is only marginally
related. In the village, language and architecture and work and
religion and family customs were consistent with one another,
mutually explanatory and reinforcing. To grow into one implied a
growth into the others. Even specialized apprenticeship was a
by-product of specialized activities, such as shoemaking or the
singing of psalms. If an apprentice never became a master or a
scholar, he still contributed to making shoes or to making church
services solemn. Education did not compete for time with either
work or leisure. Almost all education was complex, lifelong, and
unplanned.
Contemporary society is the result of conscious designs, and
educational opportunities must be designed into them. Our reliance
on specialized, full-time instruction through school
will now decrease, and we must find more ways to learn and teach:
the educational quality of all institutions must increase again.
But this is a very ambiguous forecast. It could mean that men in
the modern city will be increasingly the victims of an effective
process of total instruction and manipulation once they are
deprived of even the tenuous pretense of critical independence
which liberal schools now provide for at least some of their
pupils.
It could also mean that men will shield themselves less behind
certificates acquired in school and thus gain in courage to
"talk back" and thereby control and instruct the
institutions in which they participate. To ensure the latter we
must learn to estimate the social value of work and leisure by
the educational give-and. take for which they offer opportunity.
Effective participation in the politics of a street, a work
place, the library, a news program, or a hospital is therefore
the best measuring stick to evaluate their level as educational
institutions.
I recently spoke to a group of junior-high-school students in
the process of organizing a resistance movement to their
obligatory draft into the next class. Their slogan was
"participation not simulation." They were disappointed
that this was understood as a demand for less rather than for
more education, and reminded me of the resistance which Karl Marx
put up against a passage in the Gotha program which-one hundred
years ago wanted to outlaw child labor. He opposed the proposal
in the interest of the education of the young, which could happen
only at work. If the greatest fruit of man's labor should be the
education he receives from it and the opportunity which work
gives him to initiate the education of others, then the
alienation of modern society in a pedagogical sense is even worse
than its economic alienation.
The major obstacle on the way to a society that truly educates
was well defined by a black friend of mine in Chicago, who told
me that our imagination was "all schooled up." We
permit the state to ascertain the universal educational
deficiencies of its citizens and establish one specialized agency
to treat them. We thus share in the dy1
1 Penrose B. Jackson, Trends in Elementary and Secondary Education
Expenditures: Central City and Suburban Comparisons 1965 to 1968, U.S. Office
of Education, Office of Program and Planning Evaluation, June 1969
II - Phenomenology of School
Some words become so flexible that they cease to be useful
"School" and "teaching" are such terms. Like
an amoeba they fit into almost any interstice of the language.
ABM will teach the Russians, IBM will teach Negro children, and
the army can become the school of a nation.
The search for alternatives in education must therefore start
with an agreement on what it is we mean by "school."
This might be done in several ways. We could begin by listing the
latent functions performed by modern school systems, such as
custodial care, selection, indoctrination, and learning. We could
make a client analysis and verify which of these latent functions
render a service or a disservice to teachers, employers,
children, parents, or the professions. We could survey the
history of Western culture and the information gathered by
anthropology in order to find institutions which played a role
like that now performed by schooling. We could, finally, recall
the many normative statements which have been made since the time
of Comenius, or even since Quintilian, and discover which of
these the modern school system most closely approaches. But any
of these approaches would oblige us to start with certain
assumptions about a relationship between school and education. To
develop a language in which we can speak about school without
such constant recourse to education, I have chosen to begin with
something that might be called a phenomenology of public school.
For this purpose I shall define "school" as the
age-specific, teacher-related process requiring full-time attendance at an
obligatory curriculum.
1. Age School groups people
according to age. This grouping rests on three unquestioned
premises. Children belong in school.
Children learn in school. Children can be taught only in
school. I think these unexamined premises deserve serious
questioning. We have grown accustomed to children. We have
decided that they should go to school, do as they are told, and
have neither income nor families of their own. We expect them to
know their place and behave like children. We remember, whether
nostalgically or bitterly, a time when we were children, too. We
are expected to tolerate the childish behavior of children.
Man-kind, for us, is a species both afflicted and blessed with
the task of caring for children. We forget, however, that our
present concept of "childhood" developed only recently
in Western Europe and more recently still in the Americas.*
Childhood as distinct from infancy, adolescence, or youth was
unknown to most historical periods. Some Christian centuries did
not even have an eye for its bodily proportions. Artists depicted
the infant as a miniature adult seated on his mother's arm.
Children appeared in Europe along with the pocket watch and the
Christian moneylenders of the Renaissance. Before our century
neither the poor nor the rich knew of children's dress,
children's games, or the child's immunity from the law. Childhood
belonged to the bourgeoisie. The worker's child, the peasant's
child, and the nobleman's child all dressed the way their fathers
dressed, played the way their fathers played, and were hanged by
the neck as were their fathers. After the discovery of
"childhood" by the bourgeoisie all this changed. Only
some churches continued to respect for some time the dignity and
maturity of the young. Until the Second Vatican Council, each
child was instructed that a Christian reaches moral discernment
and freedom at the age of seven, and from then on is capable of
committing sins for which he may be punished by an eternity in Hell.
Toward the middle of this century, middle-class parents began to try to
spare their children the impact of this doctrine, and their thinking about
children now prevails in the practice of the Church.
* For parallel histories of modern capitalism and modern
childhood see Philippe Aries, Centuries 0f Childhood, Knopf,
1962.
Until the last century, "children" of middle-class
parents were made at home with the help of preceptors and private
schools. Only with the advent of industrial society did the mass
production of "childhood" become feasible and come
within the reach of the masses. The school system is a modern
phenomenon, as is the childhood it produces.
Since most people today live outside industrial cities, most
people today do not experience childhood. In the Andes you till
the soil once you have become "useful." Before that,
you watch the sheep. If you are well nourished, you should be
useful by eleven, and otherwise by twelve. Recently, I was
talking to my night watchman, Marcos, about his eleven-year-old
son who works in a barbershop. I noted in Spanish that his son
was still a "nio, Marcos, surprised,
answered with a guileless smile: "Don Ivan, I guess you're
right." Realizing that until my remark the father had
thought of Marcos primarily as his "son," I felt guilty
for having drawn the curtain of childhood between two sensible
persons. Of course if I were to tell the New York slum-dweller
that his working son is still a "child," he would show
no surprise. He knows quite well that his eleven-year-old son
should be allowed childhood, and resents the fact that he is not.
The son of Marcos has yet to be afflicted with the yearning for
childhood; the New Yorker's son feels deprived.
Most people around the world, then, either do not want or
cannot get modern childhood for their offspring. But it also
seems that childhood is a burden to a good number of those few
who are allowed it. Many of them are simply forced to go through
it and are not at all happy playing the child's role. Growing up
through childhood means being condemned to a process of in-human
conflict between self-awareness and the role imposed by a society
going through its own school age. Neither Stephen Daedalus nor
Alexander Portnoy enjoyed childhood, and neither, I suspect, did
many of us like to be treated as children.
If there were no age-specific and obligatory learning
institution, "childhood" would go out of production.
The youth of rich nations would be liberated from its
destructiveness, and poor nations would cease attempting to rival
the childishness of the rich. If society were to outgrow its age
of childhood, it would have to become livable for the young. The
present disjunction between an adult society which pretends to be
humane and a school environment which mocks reality could no
longer be maintained.
The disestablishment of schools could also end the present
discrimination against infants, adults, and the old in favor of
children throughout their adolescence and youth. The social
decision to allocate educational resources preferably to those
citizens who have outgrown the extraordinary learning capacity of
their first four years and have not arrived at the height of
their self-motivated learning will, in retrospect, probably
appear as bizarre.
Institutional wisdom tells us that children need school.
Institutional wisdom tells us that children learn in school. But
this institutional wisdom is itself the product of schools
because sound common sense tells us that only children can be
taught in school. Only by segregating human beings in the
category of childhood could we ever get them to submit to the
authority of a schoolteacher.
2. Teachers and Pupils By definition, children are
pupils. The demand for the milieu of childhood creates an
unlimited market for accredited teachers. School is an
institution built on the axiom that learning is the result of
teaching. And institutional wisdom continues to accept this
axiom, despite overwhelming evidence to the contrary.
We have all learned most of what we know outside school.
Pupils do most of their learning without, and often despite,
their teachers. Most tragically, the majority of men are taught
their lesson by schools, even though they never go to school.
Everyone learns how to live outside school. We learn to speak,
to think, to love, to feel, to play, to curse, to politick, and
to work without interference from a teacher. Even children who are
under a teacher's care day and night are no exception to the
rule. Orphans, idiots, and schoolteachers' sons learn most of
what they learn outside the "educational" process
planned for them. Teachers have made a poor showing in their
attempts at increasing learning among the poor. Poor parents who
want their children to go to school are less concerned about what
they will learn than about the certificate and money they will
earn. And middle-class parents commit their children to a
teacher's care to keep them from learning what the poor learn on
the streets. Increasingly educational research demonstrates that
children learn most of what teachers pretend to teach them from
peer groups, from comics, from chance observations, and above all
from mere participation in the ritual of school. Teachers, more
often than not, obstruct such learning of subject matters as goes
on in school.
Half of the people in our world never set foot in school. They
have no contact with teachers, and they are deprived of the
privilege of becoming dropouts. Yet they learn quite effectively
the message which school teaches: that they should have school,
and more and more of it. School instructs them in their own
inferiority through the tax collector who makes them pay for it,
or through the demagogue who raises their expectations of it, or
through their children once the latter are hooked on it. So the
poor are robbed of their self-respect by subscribing to a creed
that grants salvation only through the school. At least the
Church gave them a chance to repent at the hour of death. School
leaves them with the expectation (a counterfeit hope) that their
grandchildren will make it. That expectation is of course still
more learning which comes from school but not from teachers.
Pupils have never credited teachers for most of their
learning. Bright and dull alike have always relied on rote,
reading, and wit to pass their exams, motivated by the stick or
by the carrot of a desired career.
Adults tend to romanticize their schooling. In retrospect,
they attribute their learning to the teacher whose patience they
learned to admire. But the same adults would worry about the
mental health of a child who rushed home to tell them what he
learned from his every teacher.
Schools create jobs for schoolteachers, no matter what their
pupils learn from them.
3. Full-Time Attendance Every month I see another list
of proposals made by some U.S. industry to AID, suggesting the
replacement of Latin-American "classroom practitioners"
either by disciplined systems administrators or just by TV. In
the United States teaching as a team enterprise of educational
researchers, designers, and technicians is gaining acceptance.
But, no matter whether the teacher is a schoolmarm or a team of
men in white coats, and no matter whether they succeed in
teaching the subject matter listed in the catalogue or whether
they fail, the professional teacher creates a sacred milieu.
Uncertainty about the future of professional teaching puts the
classroom into jeopardy. Were educational professionals to
specialize in promoting learning, they would have to abandon a
system which calls for between 750 and 1,000 gatherings a
year. But of course teachers do a lot more. The institutional
wisdom of schools tells parents, pupils, and educators that the
teacher, if he is to teach, must exercise his authority in a
sacred precinct. This is true even for teachers whose pupils
spend most of their school time in a classroom without walls.
School, by its very nature, tends to make a total claim on the
time and energies of its participants. This, in turn, makes the
teacher into custodian, preacher, and therapist.
In each of these three roles the teacher bases his authority
on a different claim. Theteacher-as-custodian acts as a
master of ceremonies, who guides his pupils through a drawn-out
labyrinthine ritual. He arbitrates the observance of rules and
administers the intricate rubrics of initiation to life. At his
best, he sets the stage for the acquisition of some skill as
schoolmasters always have. Without illusions of producing any
profound learning, he drills his pupils in some basic routines.
The teacher-as-moralist substitutes for parents, God,
or the state. He indoctrinates the pupil about what is right or
wrong, not only in school but also in society at large. He stands
in loco parentis for each one and thus ensures that all
feel themselves children of the same state.
The teacher-as-therapist feels authorized to delve into
the personal life of his pupil in order to help him grow as a
person. When this function is exercised by a custodian and
preacher, it usually means that he persuades the pupil to submit
to a domestication of his vision of truth and his sense of what
is right.
The claim that a liberal society can be founded on the modern
school is paradoxical. The safeguards of individual freedom are
all canceled in the dealings of a teacher with his pupil. When
the schoolteacher fuses in his person the functions of judge,
ideologue, and doctor, the fundamental style of society is
perverted by the very process which should prepare for life. A
teacher who combines these three powers contributes to the
warping of the child much more than the laws which establish his
legal or economic minority, or restrict his right to free
assembly or abode.
Teachers are by no means the only professionals who offer
therapy. Psychiatrists, guidance counselors, and job counselors,
even lawyers, help their clients to decide, to develop their
personalities, and to learn. Yet common sense tells the client
that such professionals should abstain from imposing their
opinion of what is right or wrong, or from forcing anyone to
follow their advice. Schoolteachers and ministers are the only
professionals who feel entitled to pry into the private affairs
of their clients at the same time as they preach to a captive
audience.
Children are protected by neither the First nor the Fifth
Amendment when they stand before that secular priest, the
teacher. The child must confront a man who wears an invisible
triple crown, like the papal tiara, the symbol of triple
authority combined in one person. For the child, the teacher
pontificates as pastor, prophet, and priest-he is at once guide,
teacher, and administrator of a sacred ritual. He combines the
claims of medieval popes in a society constituted under the
guarantee that these claims shall never be exercised together by
one established and obligatory institution--church or state.
Defining children as full-time pupils permits the teacher to
exercise a kind of power over their persons which is much less
limited by constitutional and consuetudinal restrictions than the
power wielded by the guardians of other social enclaves. Their
chronological age disqualifies children from safeguards which are
routine for adults in a modern asylum-madhouse, monastery, or
jail.
Under the authoritative eye of the teacher, several orders of
value collapse into one. The distinctions between morality,
legal. ity, and personal worth are blurred and eventually
eliminated. Each transgression is made to be felt as a multiple
offense. The offender is expected to feel that he has broken a
rule, that he has behaved immorally, and that he has let himself
down. A pupil who adroitly obtains assistance on an exam is told
that he is an outlaw, morally corrupt, and personally worthless.
Classroom attendance removes children from the everyday world
of Western culture and plunges them into an environment far more
primitive, magical, and deadly serious. School could not create
such an enclave within which the rules of ordinary reality are
suspended, unless it physically incarcerated the young during
many successive years on sacred territory. The attendance rule
makes it possible for the schoolroom to serve as a magic womb,
from which the child is delivered periodically at the school days
and school year's completion until he is finally expelled into
adult life. Neither universal extended childhood nor the
smothering atmosphere of the classroom could exist without
schools. Yet schools, as compulsory channels for learning, could
exist without either and be more repressive and destructive than
anything we have come to know. To understand what it means to
deschool society, and not just to reform the educational
establishment, we must now focus on the hidden curriculum of
schooling. We are not concerned here, directly, with the hidden
curriculum of the ghetto streets which brands the poor or with
the hidden curriculum of the drawing room which benefits the
rich. We are rather concerned to call attention to the fact that
the ceremonial or ritual of schooling itself constitutes such a
hidden curriculum. Even the best of teachers cannot entirely
protect his pupils from it. Inevitably, this hidden curriculum of schooling
adds prejudice and guilt to the discrimination which a society
practices against some of its members and compounds the privilege
of others with a new title to condescend to the majority. Just as
inevitably, this hidden curriculum serves as a ritual of
initiation into a growth-oriented consumer society for rich and
poor alike.
III - Ritualization of Progress
The university graduate has been schooled for selective
service among the rich of the world. Whatever his or her claims
of solidarity with the Third World, each American college
graduate has had an education costing an amount five times
greater than the median life income of half of humanity. A Latin
American student is introduced to this exclusive fraternity by
having at least 350 times as much public money spent on his
education as on that of his fellow citizens of median income.
With very rare exceptions, the university graduate from a poor
country feels more comfortable with his North American and
European colleagues than with his nonschooled compatriots, and
all students are academically processed to be happy only in the
company of fellow consumers of the products of the educational
machine.
The modern university confers the privilege of dissent on
those who have been tested and classified as potential
money-makers or power-holders. No one is given tax funds for the
leisure in which to educate himself or the right to educate
others unless at the same time he can also be certified for
achievement. Schools select for each successive level those who
have, at earlier stages in the game, proved themselves good risks
for the established order. Having a monopoly on both the
resources for learning and the investiture of social roles, the
university coopts the discoverer and the potential dissenter. A
degree always leaves its indelible price tag on the curriculum of
its consumer. Certified college graduates fit only into a world
which puts a price tag on their heads, thereby giving them the
power to define the level of
expectations in their society. In each country the amount of
consumption by the college graduate sets the standard for all
others; if they would be civilized people on or off the job, they
will aspire to the style of life of college graduates.
The university thus has the effect of imposing consumer
standards at work and at home, and it does so in every part of
the world and under every political system. The fewer university
graduates there are in a country, the more their cultivated
demands are taken as models by the rest of the population. The
gap between the consumption of the university graduate and that
of the average citizen is even wider in Russia, China, and
Algeria than in the United States. Cars, airplane trips, and tape
recorders confer more visible distinction in a socialist country,
where only a degree, and not just money, can procure them.
The ability of the university to fix consumer goals is
something new. In many countries the university acquired this
power only in the sixties, as the delusion of equal access to
public education began to spread. Before that the university
protected an individual's freedom of speech, but did not
automatically convert his knowledge into wealth. To be a scholar
in the Middle Ages meant to be poor, even a beggar. By virtue of
his calling, the medieval scholar learned Latin, became an
outsider worthy of the scorn as well as the esteem of peasant and
prince, burgher and cleric. To get ahead in the world, the
scholastic first had to enter it by joining the civil service,
preferably that of the Church. The old university was a liberated
zone for discovery and the discussion of ideas both new and old.
Masters and students gathered to read the texts of other masters,
now long dead, and the living words of the dead masters gave new
perspective to the fallacies of the present day. The university
was then a community of academic quest and endemic unrest.
In the modern multiversity this community has fled to the
fringes, where it meets in a pad, a professor's office, or the
chaplain's quarters. The structural purpose of the modern
university has little to do with the traditional quest. Since
Gutenberg, the exchange of disciplined, critical inquiry has, for
the most part, moved from the "chair" into print. The modern
university has forfeited its chance to provide a simple setting
for encounters which are both autonomous and anarchic, focused
yet unplanned and ebullient, and has chosen instead to manage the
process by which so-called research and instruction are produced.
The American university, since Sputnik, has been trying to
catch up with the body count of Soviet graduates. Now the Germans
are abandoning their academic tradition and are building
"campuses" in order to catch up with the Americans.
During the present decade they want to increase their expenditure
for grammar and high schools from 14 to 59 billion DM, and more
than triple expenditures for higher learning. The French propose
by 1980 to raise to 10 percent of their GNP the amount spent on
schools, and the Ford Foundation has been pushing poor countries
in Latin America to raise per capita expenses for
"respect-able" graduates toward North American levels.
Students see their studies as the investment with the highest
monetary return, and nations see them as a key factor in
development.
For the majority who primarily seek a college degree, the
university has lost no prestige, but since 1968 it has visibly
lost standing among its believers. Students refuse to prepare for
war, pollution, and the perpetuation of prejudice. Teachers
assist them in their challenge to the legitimacy of the
government, its foreign policy, education, and the American way
of life. More than a few reject degrees and prepare for a life in
a counterculture, outside the certified society. They seem to
choose the way of medieval Fraticelli and Alumbrados of the
Reformation, the hippies and dropouts of their day. Others
recognize the monopoly of the schools over the resources which
they need to build a countersociety. They seek support from each
other to live with integrity while submitting to the academic
ritual. They form, so to speak, hotbeds of heresy right within
the hierarchy.
Large parts of the general population, however, regard the
modern mystic and the modern heresiarch with alarm. They threaten
the consumer economy, democratic privilege, and the self-image of
America. But they cannot be wished away. Fewer
and fewer can be reconverted by patience or coopted by
subtlety for instance, by appointing them to teach their heresy.
Hence the search for means which would make it possible either to
get rid of dissident individuals or to reduce the importance of
the university which serves them as a base for protest.
The students and faculty who question the legitimacy of the
university, and do so at high personal cost, certainly do not
feel that they are setting consumer standards or abetting a
production system. Those who have founded such groups as the
Committee of Concerned Asian Scholars and the North American
Congress on Latin America (NACLA) have been among the most
effective in changing radically the perceptions of the realities
of foreign countries for millions of young people. Still others
have tried to formulate Marxian interpretations of American
society or have been among those responsible for the flowering of
communes. Their achievements add new strength to the argument
that the existence of the university is necessary to guarantee
continued social criticism.
There is no question that at present the university offers a
unique combination of circumstances which allows some of its
members to criticize the whole of society. It provides time,
mobility, access to peers and information, and a certain
impunity-privileges not equally available to other segments of
the population. But the university provides this freedom only to
those who have already been deeply initiated into the consumer
society and into the need for some kind of obligatory public
schooling.
The school system today performs the threefold function common
to powerful churches throughout history. It is simultaneously the
repository of society's myth, the institutionalization of that
myth's contradictions, and the locus of the ritual which
reproduces and veils the disparities between myth and reality.
Today the school system, and especially the university, provides
ample opportunity for criticism of the myth and for rebellion
against its institutional perversions. But the ritual which
demands tolerance of the fundamental contradictions between
myth and institution still goes largely unchallenged, for
neither ideological criticism nor social action can bring about a
new society. Only disenchantment with and detachment from the
central social ritual and reform of that ritual can bring about
radical change.
The American university has become the final stage of the most
all encompassing initiation rite the world has ever known. No
society in history has been able to survive without ritual or
myth, but ours is the first which has needed such a dull,
protracted, destructive, and expensive initiation into its myth.
The contemporary world civilization is also the first one which
has found it necessary to rationalize its fundamental initiation
ritual in the name of education. We cannot begin a reform of
education unless we first understand that neither individual
learning nor social equality can be enhanced by the ritual of
schooling. We cannot go beyond the consumer society unless we
first understand that obligatory public schools inevitably
reproduce such a society, no matter what is taught in them.
The project of demythologizing which I propose cannot be
limited to the university alone. Any attempt to reform the
university without attending to the system of which it is an
integral part is like trying to do urban renewal in New York City
from the twelfth story up. Most current college-level reform
looks like the building of high-rise slums. Only a generation
which grows up without obligatory schools will be able to
recreate the university.
The Myth of Institutionalized Values
School initiates, too, the Myth of Unending Consumption. This
modern myth is grounded in the belief that process inevitably
produces something of value and, therefore, production
necessarily produces demand. School teaches us that instruction
produces learning. The existence of schools produces the demand
for schooling. Once we have learned to need school, all our
activities tend to take the shape of client relationships to
other specialized institutions. Once the self-taught man or woman
has been discredited, all nonprofessional activity is rendered
suspect. In school we are taught that valuable learning is the
result of attendance; that the value of learning increases with
the amount of input; and, finally, that this value can be
measured and documented by grades and certificates.
In fact, learning is the human activity which least needs
manipulation by others. Most learning is not the result of
instruction. It is rather the result of unhampered participation
in a meaningful setting. Most people learn best by being
"with it," yet school makes them identify their
personal, cognitive growth with elaborate planning and
manipulation.
Once a man or woman has accepted the need for school, he or
she is easy prey for other institutions. Once young people have
allowed their imaginations to be formed by curricular
instruction, they are conditioned to institutional planning of
every sort. "Instruction" smothers the horizon of their
imaginations. They cannot be betrayed, but only short-changed,
because they have been taught to substitute expectations for
hope. They will no longer be surprised, for good or ill, by other
people, because they have been taught what to expect from every
other person who has been taught as they were. This is true in
the case of another person or in the case of a machine.
This transfer of responsibility from self to institution
guarantees social regression, especially once it has been
accepted as an obligation. So rebels against Alma Mater often
"make it" into her faculty instead of growing into the
courage to infect others with their personal teaching and to
assume responsibility for the results. This suggests the
possibility of a new Oedipus story-Oedipus the Teacher, who
"makes" his mother in order to engender children with
her. The man addicted to being taught seeks his security in
compulsive teaching. The woman who experiences her knowledge as
the result of a process wants to reproduce it in others.
The Myth of Measurement of Values
The institutionalized values school instills are quantified
ones. School initiates young people into a world where everything
can be measured, including their imaginations, and, indeed, man
himself.
But personal growth is not a measurable entity. It is growth
in disciplined dissidence, which cannot be measured against any
rod, or any curriculum, nor compared to someone else's
achievement. In such learning one can emulate others only in
imaginative endeavor, and follow in their footsteps rather than
mimic their gait. The learning I prize is immeasurable
re-creation.
School pretends to break learning up into subject
"matters," to build into the pupil a curriculum made of
these prefabricated blocks, and to gauge the result on an
international scale. People who submit to the standard of others
for the measure of their own personal growth soon apply the same
ruler to themselves. They no longer have to be put in their
place, but put themselves into their assigned slots, squeeze
themselves into the niche which they have been taught to seek,
and, in the very process, put their fellows into their places,
too, until everybody and everything fits.
People who have been schooled down to size let unmeasured
experience slip out of their hands. To them, what cannot be
measured becomes secondary, threatening. They do not have to be
robbed of their creativity. Under instruction, they have
unlearned to "do" their thing or "be"
themselves, and value only what has been made or could be made.
Once people have the idea schooled into them that values can
be produced and measured, they tend to accept all kinds of rank'
ings. There is a scale for the development of nations, another
for the intelligence of babies, and even progress toward peace
can be calculated according to body count. In a schooled world
the road to happiness is paved with a consumer's index.
The Myth of Packaging Values
School sells curriculum--a bundle of goods made according to
the same process and having the same structure as other
merchandise. Curriculum production for most schools begins with
allegedly scientific research, on whose basis educational
engineers predict future demand and tools for the assembly line,
within the limits set by budgets and taboos. The
distributor-teacher delivers the finished product to the consumer
pupil, whose reactions are carefully studied and charted to
provide research data for the preparation of the next model,
which may be "ungraded," "student-designed,"
"team-taught," "visually-aided," or
"issue-centered."
The result of the curriculum production process looks like any
other modern staple. It is a bundle of planned meanings, a
package of values, a commodity whose "balanced appeal"
makes it marketable to a sufficiently large number to justify the
cost of production. Consumer-pupils are taught to make their
desires conform to marketable values. Thus they are made to feel
guilty if they do not behave according to the predictions of
consumer research by getting the grades and certificates that
will place them in the job category they have been led to expect.
Educators can justify more expensive curricula on the basis of
their observation that learning difficulties rise proportionately
with the cost of the curriculum. This is an application of
Parkinson's Law that work expands with the resources available to
do it. This law can be verified on all levels of school: for
instance, reading difficulties have been a major issue in French
schools only since their per capita expenditures have approached
U.S. levels of 1950-when reading difficulties became a major
issue in U.S. schools.
In fact, healthy students often redouble their resistance to
teaching as they find themselves more comprehensively
manipulated. This resistance is due not to the authoritarian
style of a public school or the seductive style of some free
schools, but to the fundamental approach common to all schools-the idea that
one person's judgment should determine what and when another
person must learn.
The Myth of Self-Perpetuating Progress
Even when accompanied by declining returns in learning,
paradoxically, rising per capita instructional costs increase the
value of the pupil in his or her own eyes and on the market. At
almost any cost, school pushes the pupil up to the level of
competitive curricular consumption, into progress to ever higher
levels. Expenditures to motivate the student to stay on in school
skyrocket as he climbs the pyramid. On higher levels they are
disguised as new football stadiums, chapels, or programs called
International Education. If it teaches nothing else, school
teaches the value of escalation: the value of the American way of
doing things.
The Vietnam war fits the logic of the moment. Its success has
been measured by the numbers of persons effectively treated by
cheap bullets delivered at immense cost, and this brutal calculus
is unashamedly called "body count." Just as business is
business, the never-ending accumulation of money, so war is
killing, the never-ending accumulation of dead bodies. In like
manner, education is schooling, and this open-ended process is
counted in pupil-hours. The various processes are irreversible
and self-justifying. By economic standards the country gets
richer and richer. By death-accounting standards the nation goes
on winning its war forever. And by school standards the
population becomes increasingly educated.
School programs hunger for progressive intake of instruction,
but even if the hunger leads to steady absorption, it never
yields the joy of knowing something to one's satisfaction. Each
subject comes packaged with the instruction to go on consuming
one "offering" after another, and last year's wrapping
is always obsolete for this year's consumer. The textbook racket
builds on this demand. Educational reformers promise each new
generation the latest and the best, and the public is schooled
into demanding what they offer. Both the dropout who is forever reminded of
what he missed and the graduate who is made to feel inferior to
the new breed of student know exactly where they stand in the
ritual of rising deceptions and continue to support a society
which euphemistically calls the widening frustration gap a
"revolution of rising expectations."
But growth conceived as open-ended consumption-eternal
progress-can never lead to maturity. Commitment to unlimited
quantitative increase vitiates the possibility of organic
development.
Ritual Game and the New World Religion
The school leaving age in developed nations outpaces the rise
in life expectancy. The two curves will intersect in a decade and
create a problem for Jessica Mitford and professionals concerned
with "terminal education." I am reminded of the late
Middle Ages, when the demand for Church services outgrew a
lifetime, and "Purgatory" was created to purify souls
under the pope's control before they could enter eternal peace.
Logically, this led first to a trade in indulgences and then to
an attempt at Reformation. The Myth of Unending Consumption now
takes the place of belief in life everlasting.
Arnold Toynbee has pointed out that the decadence of a great
culture is usually accompanied by the rise of a new World Church
which extends hope to the domestic proletariat while serving the
needs of a new warrior class. School seems eminently suited to be
the World Church of our decaying culture. No institution could
better veil from its participants the deep discrepancy between
social principles and social reality in today's world. Secular,
scientific, and death-denying, it is of a piece with the modern
mood. Its classical, critical veneer makes it appear pluralist if
not antireligious. Its curriculum both defines science and is
itself defined by so-called scientific research. No one completes
school--yet. It never closes its doors on anyone without
first offering him one more chance: at remedial, adult, and
continuing education.
School serves as an effective creator and sustainer of social
myth because of its structure as a ritual game of graded
promotions. Introduction into this gambling ritual is much more
important than what or how something is taught. It is the game
itself that schools, that gets into the blood and becomes a
habit. A whole society is initiated into the Myth of Unending
Consumption of services. This happens to the degree that token
participation in the open-ended ritual is made compulsory and
compulsive everywhere. School directs ritual rivalry into an
international game which obliges competitors to blame the world's
ills on those who cannot or will not play. School is a ritual of
initiation which introduces the neophyte to the sacred race of
progressive consumption, a ritual of propitiation whose academic
priests mediate between the faithful and the gods of privilege
and power, a ritual of expiation which sacrifices its dropouts,
branding them as scapegoats of underdevelopment.
Even those who spend at best a few years in school-and this is
the overwhelming majority in Latin America, Asia, and
Africa-learn to feel guilty because of their underconsumption of
schooling. In Mexico six grades of school are legally obligatory.
Children born into the lower economic third have only two chances
in three to make it into the first grade. If they make it, they
have four chances in one hundred to finish obligatory schooling
by the sixth grade. If they are born into the middle third group,
their chances increase to twelve out of a hundred. With these
rules, Mexico is more successful than most of the other
twenty-five Latin American republics in providing public
education.
Everywhere, all children know that they were given a chance,
albeit an unequal one, in an obligatory lottery, and the presumed
equality of the international standard now compounds their
original poverty with the self-inflicted discrimination accepted
by the dropout. They have been schooled to the belief in rising
expectations and can now rationalize their growing frustration
outside school by accepting their rejection from scholastic
grace. They are excluded from Heaven because, once baptized,
they did not go to church. Born in original sin, they are
baptized into first grade, but go to Gehenna (which in Hebrew
means "slum") because of their personal faults. As Max
Weber traced the social effects of the belief that salvation
belonged to those who accumulated wealth, we can now observe that
grace is reserved for those who accumulate years in school.
The Coming Kingdom:
The Universalization of Expectations
School combines the expectations of the consumer expressed in
its claims with the beliefs of the producer expressed in its
ritual, It is a liturgical expression of a world-wide "cargo
cult," reminiscent of the cults which swept Melanesia in the
forties, which injected cultists with the belief that if they but
put on a black tie over their naked torsos, Jesus would arrive in
a steamer bearing an icebox, a pair of trousers, and a sewing
machine for each believer.
School fuses the growth in humiliating dependence on a master
with the growth in the futile sense of omnipotence that is so
typical of the pupil who wants to go out and teach all nations to
save themselves. The ritual is tailored to the stern work habits
of the hardhats, and its purpose is to celebrate the myth of an
earthly paradise of never-ending consumption, which is the only
hope for the wretched and dispossessed.
Epidemics of insatiable this-worldly expectations have
occurred throughout history, especially among colonized and
marginal groups in all cultures. Jews in the Roman Empire had
their Essenes and Jewish messiahs, serfs in the Reformation their
Thomas Mnzer, dispossessed Indians from Paraguay to Dakota
their infectious dancers. These sects were always led by a
prophet, and limited their promises to a chosen few. The
school-induced expectation of the kingdom, on the other hand, is
impersonal rather than prophetic, and universal rather than
local. Man has become the engineer of his own messiah and
promises the unlimited rewards of science to those who submit
to progressive engineering for his reign.
The New Alienation
School is not only the New World Religion. It is also the
world's fastest-growing labor market. The engineering of
consumers has become the economy's principal growth sector. As
production costs decrease in rich nations, there is an increasing
concentration of both capital and labor in the vast enterprise of
equipping man for disciplined consumption. During the past decade
capital investments directly related to the school system rose
even faster than expenditures for defense. Disarmament would only
accelerate the process by which the learning industry moves to
the center of the national economy. School gives unlimited
opportunity for legitimated waste, so long as its destructiveness
goes unrecognized and the cost of palliatives goes up.
If we add those engaged in full-time teaching to those in
full-time attendance, we realize that this so-called
superstructure has become society's major employer. In the United
States sixty-two million people are in school and eighty million
at work elsewhere. This is often forgotten by neo-Marxist
analysts who say that the process of deschooling must be
postponed or bracketed until other disorders, traditionally
understood as more fundamental, are corrected by an economic and
political revolution. Only if school is understood as an industry
can revolutionary strategy be planned realistically. For Marx,
the cost of producing demands for commodities was barely
significant. Today most human labor is engaged in the production
of demands that can be satisfied by industry which makes
intensive use of capital. Most of this is done in school.
Alienation, in the traditional scheme, was a direct
consequence of work's becoming wage-labor which deprived man of
the opportunity to create and be recreated. Now young people are
prealienated by schools that isolate them while they pretend to
be both producers and consumers of their own knowledge, which
is conceived of as a commodity put on the market in school.
School makes alienation preparatory to life, thus depriving
education of reality and work of creativity. School prepares for
the alienating institutionalization of life by teaching the need
to be taught. Once this lesson is learned, people lose their
incentive to grow in independence; they no longer find
relatedness attractive, and close themselves off to the surprises
which life offers when it is not predetermined by institutional
definition. And school directly or indirectly employs a major
portion of the population. School either keeps people for life or
makes sure that they will fit into some institution.
The New World Church is the knowledge industry, both purveyor
of opium and the workbench during an increasing number of the
years of an individual's life. Deschooling is, therefore, at the
root of any movement for human liberation.
The Revolutionary Potential of Deschooling
Of course, school is not, by any means, the only modern
institution which has as its primary purpose the shaping of man's
vision of reality. The hidden curriculum of family life, draft,
health care, so-called professionalism, or of the media play an
important part in the institutional manipulation of man's
world-vision, language, and demands. But school enslaves more
profoundly and more systematically, since only school is credited
with the principal function of forming critical judgment, and,
paradoxically, tries to do so by making learning about oneself,
about others, and about nature depend on a prepackaged process.
School touches us so intimately that none of us can expect to be
liberated from it by something else.
Many self-styled revolutionaries are victims of school. They
see even "liberation" as the product of an
institutional process. Only liberating oneself from school will
dispel such illusions. The discovery that most learning requires
no teaching can be neither manipulated nor planned. Each of us is
personally responsible for his or her own deschooling, and only
we have the power to do it. No one can be excused if he fails to
liberate himself from schooling. People could not free themselves
from the Crown until at least some of them had freed themselves from
the established Church. They cannot free themselves from progressive
consumption until they free themselves from obligatory school.
We are all involved in schooling, from both the side of
production and that of consumption. We are superstitiously
convinced that good learning can and should be produced in us-and
that we can produce it in others. Our attempt to withdraw from
the concept of school will reveal the resistance we find in
ourselves when we try to renounce limitless consumption and the
pervasive presumption that others can be manipulated for their
own good. No one is fully exempt from the exploitation of others
in the schooling process.
School is both the largest and the most anonymous employer of
all. Indeed, the school is the best example of a new kind of
enterprise, succeeding the guild, the factory, and the
corporation. The multinational corporations which have dominated
the economy are now being complemented, and may one day be
replaced, by supernationally planned service agencies. These
enterprises present their services in ways that make all men feel
obliged to consume them. They are internationally standardized,
redefining the value of their services periodically and
everywhere at approximately the same rhythm.
"Transportation" relying on new cars and
superhighways serves the same institutionally packaged need for
comfort, prestige, speed, and gadgetry, whether its components
are produced by the state or not. The apparatus of "medical
care" defines a peculiar kind of health, whether the service
is paid for by the state or by the individual. Graded promotion
in order to obtain diplomas fits the student for a place on the
same international pyramid of qualified manpower, no matter who
directs the school.
In all these cases employment is a hidden benefit: the driver
of a private automobile, the patient who submits to
hospitalization, or the pupil in the schoolroom must now be seen
as part of a new class of "employees." A liberation
movement which starts in school, and yet is grounded in the
awareness of teachers and
pupils as simultaneously exploiters and exploited, could
foreshadow the revolutionary strategies of the future; for a
radical program of deschooling could train youth in the new style
of revolution needed to challenge a social system featuring
obligatory "health," "wealth," and
"security."
The risks of a revolt against school are unforeseeable, but
they are not as horrible as those of a revolution starting in any
other major institution. School is not yet organized for
self-protection as effectively as a nation-state, or even a large
corporation. Liberation from the grip of schools could be
bloodless. The weapons of the truant officer and his allies in
the courts and employment agencies might take very cruel measures
against the individual offender, especially if he or she were
poor, but they might turn out to be powerless against the surge
of a mass movement.
School has become a social problem; it is being attacked on
all sides, and citizens and their governments sponsor
unconventional experiments all over the world. They resort to
unusual statistical devices in order to keep faith and save face.
The mood among some educators is much like the mood among
Catholic bishops after the Vatican Council. The curricula of
so-called "free schools" resemble the liturgies of folk
and rock masses. The demands of high-school students to have a
say in choosing their teachers are as strident as those of
parishioners demanding to select their pastors. But the stakes
for society are much higher if a significant minority loses its
faith in schooling. This would endanger the survival not only of
the economic order built on the coproduction of goods and
demands, but equally of the political order built on the
nation-state into which students are delivered by the school.
Our options are clear enough. Either we continue to believe
that institutionalized learning is a product which justifies
unlimited investment or we rediscover that legislation and
planning and investment, if they have any place in formal
education, should be used mostly to tear down the barriers that
now impede opportunities for learning, which can only be a
personal activity.
If we do not challenge the assumption that valuable knowledge
is a commodity which under certain circumstances may be forced
into the consumer, society will be increasingly dominated by
sinister pseudo schools and totalitarian managers of information.
Pedagogical therapists will drug their pupils more in order to
teach them better, and students will drug themselves more to gain
relief from the pressures of teachers and the race for
certificates. Increasingly larger numbers of bureaucrats will
presume to pose as teachers. The language of the schoolman has
already been coopted by the adman. Now the general and the
policeman try to dignify their professions by masquerading as
educators. In a schooled society, warmaking and civil repression
find an educational rationale. Pedagogical warfare in the style
of Vietnam will be increasingly justified as the only way of
teaching people the superior value of unending progress.
Repression will be seen as a missionary effort to hasten the
coming of the mechanical Messiah. More and more countries will
resort to the pedagogical torture already implemented in Brazil
and Greece. This pedagogical torture is not used to extract
information or to satisfy the psychic needs of sadists. It relies
on random terror to break the integrity of an entire population
and make it plastic material for the teachings invented by
technocrats. The totally destructive and constantly progressive
nature of obligatory instruction will fulfill its ultimate logic
unless we begin to liberate ourselves right now from our
pedagogical hubris, our belief that man can do what God cannot,
namely, manipulate others for their own salvation.
Many people are just awakening to the inexorable destruction
which present production trends imply for the environment, but
individuals have only very limited power to change these trends.
The manipulation of men and women begun in school has also
reached a point of no return, and most people are still unaware
of it. They still encourage school reform, as Henry Ford II
proposes less poisonous automobiles.
Daniel Bell says that our epoch is characterized by an extreme
disjunction between cultural and social structures, the one being
devoted to apocalyptic attitudes, the other to technocratic
decision-making. This is certainly true for many educational
reformers, who feel impelled to condemn almost everything which
characterizes modern schools-and at the same time propose new
schools.
In his The Structure of Scientific Revolutions, Thomas
Kuhn argues that such dissonance inevitably precedes the
emergence of a new cognitive paradigm. The facts reported by
those who observed free fall, by those who returned from the
other side of the earth, and by those who used the new telescope
did not fit the Ptolemaic world view. Quite suddenly, the
Newtonian paradigm was accepted. The dissonance which
characterizes many of the young today is not so much cognitive as
a matter of attitudes--a feeling about what a tolerable society
cannot be like. What is surprising about this dissonance is the
ability of a very large number of people to tolerate it.
The capacity to pursue incongruous goals requires an
explanation. According to Max Gluckman, all societies have
procedures to hide such dissonances from their members. He
suggests that this is the purpose of ritual. Rituals can hide
from their participants even discrepancies and conflicts between
social principle and social organization. As long as an
individual is not explicitly conscious of the ritual character of
the process through which he was initiated to the forces which
shape his cosmos, he cannot break the spell and shape a new
cosmos. As long as we are not aware of the ritual through which
school shapes the progressive consumer--the economy's major
resource--we cannot break the spell of this economy and shape a
new one.
IV - Institutional Spectrum
Most utopian schemes and futuristic scenarios call for new and
costly technologies, which would have to be sold to rich and poor
nations alike. Herman Kahn has found pupils in Venezuela,
Argentina, and Colombia. The pipe dreams of Sergio Bernardes for
his Brazil of the year 2000 sparkle with more new machinery than
is now possessed by the United States, which by then will be
weighted down with the antiquated missile sites, jetports, and
cities of the sixties and seventies. Futurists inspired by
Buckminster Fuller would depend on cheaper and more exotic
devices. They count on the acceptance of a new but possible
technology that would apparently allow us to make more with
less-lightweight monorails rather than supersonic transport;
vertical living rather than horizontal sprawling. All of today's
futuristic planners seek to make economically feasible what is
technically possible while refusing to face the inevitable social
consequence: the increased craving of all men for goods and
services that will remain the privilege of a few.
I believe that a desirable future depends on our deliberately
choosing a life of action over a life of consumption, on our
engendering a life style which will enable us to be spontaneous,
independent, yet related to each other, rather than maintaining a
life style which only allows us to make and unmake, produce and
consume-a style of life which is merely a way station on the road
to the depletion and pollution of the environment. The future
depends more upon our choice of institutions which support
a life of action than on our developing new ideologies
and technologies. We need a set of criteria which will permit us
to recognize those institutions which support personal growth
rather than addiction, as well as the will to invest our
techno-logical resources preferentially in such institutions of
growth.
The choice is between two radically opposed institutional
types, both of which are exemplified in certain existing
institutions, although one type so characterizes the contemporary
period. as to almost define it. This dominant type I would
propose to call the manipulative institution. The other type also
exists, but only precariously. The institutions which fit it are
humbler and less noticeable; yet I take them as models for a more
desirable future. I call them "convivial" and suggest
placing them at the left of an institutional spectrum, both to
show that there are institutions which fall between the extremes
and to illustrate how historical institutions can change color as
they shift from facilitating activity to organizing production.
Generally, such a spectrum, moving from left to right, has
been used to characterize men and their ideologies, not our
social institutions and their styles. This categorization of men,
whether as individuals or in groups, often generates more heat
than light. Weighty objections can be raised against using an
ordinary convention in an unusual fashion, but by doing so I hope
to shift the terms of the discussion from a sterile to a fertile
plane. It will become evident that men of the left are not always
characterized by their opposition to the manipulative
institutions, which I locate to the right on the spectrum.
The most influential modern institutions crowd up at the right
of the spectrum. Law enforcement has moved there, as it has
shifted from the hands of the sheriff to those of the FBI and the
Pentagon. Modern warfare has become a highly professional
enterprise whose business is killing. It has reached the point
where its efficiency is measured in body counts. Its
peace-keeping potential depends on its ability to convince friend
and foe of the nation's unlimited death-dealing power. Modern
bullets and chemicals are so effective that a few cents' worth,
properly delivered to the intended "client,"
unfailingly kill or maim. But delivery
costs rise vertiginously; the cost of a dead Vietnamese went
from $360,000 in 1967 to $450,000 in 1969. Only economies on a
scale approaching race suicide would render modern warfare
economically efficient. The boomerang effect in war is becoming
more obvious: the higher the body count of dead Vietnamese, the
more enemies the United States acquires around the world;
likewise, the more the United States must spend to create another
manipulative institution--cynically dubbed
"pacification" in a futile effort to absorb the side
effects of war.
At this same extreme on the spectrum we also find social
agencies which specialize in the manipulation of their clients.
Like the military, they tend to develop effects contrary to their
aims as the scope of their operations increases. These social
institutions are equally counterproductive, but less obviously
so. Many assume a therapeutic and compassionate image to mask
this paradoxical effect. For example, jails, up until two
centuries ago, served as a means of detaining men until they were
sentenced, maimed, killed, or exiled, and were sometimes
deliberately used as a form of torture. Only recently have we
begun to claim that locking people up in cages will have a
beneficial effect on their character and behavior. Now quite a
few people are beginning to understand that jail increases both
the quality and the quantity of criminals, that, in fact, it
often creates them out of mere nonconformists. Far fewer people,
however, seem to understand that mental hospitals, nursing homes,
and orphan asylums do much the same thing. These institutions
provide their clients with the destructive self-image of the
psychotic, the overaged, or the waif, and provide a rationale for
the existence of entire professions, just as jails produce income
for wardens. Membership in the institutions found at this extreme
of the spectrum is achieved in two ways, both coercive: by forced
commitment or by selective service.
At the opposite extreme of the spectrum lie institutions
distinguished by spontaneous use-the "convivial"
institutions. Telephone link-ups, subway lines, mail routes,
public markets and exchanges do not require hard or soft sells to
induce their clients to use them. Sewage systems, drinking water,
parks, and sidewalks are institutions men use without having to be
institutionally convinced that it is to their advantage to do so.
Of course, all institutions require some regulation. But the
opera. tion of institutions which exist to be used rather than to
produce something requires rules of an entirely different nature
from those required by treatment-institutions, which are
manipulative. The rules which govern institutions for use have
mainly the purpose of avoiding abuses which would frustrate their
general accessibility. Sidewalks must be kept free of
obstructions, the industrial use of drinking water must be held
within limits, and ball playing must be restricted to special
areas within a park. At present we need legislation to limit the
abuse of our telephone lines by computers, the abuse of mail
service by advertisers, and the pollution of our sewage systems
by industrial wastes. The regulation of convivial institutions
sets limits to their use; as one moves from the convivial to the
manipulative end of the spectrum, the rules progressively call
for unwilling consumption or participation. The different cost of
acquiring clients is just one of the characteristics which
distinguish convivial from manipulative institutions.
At both extremes of the spectrum we find service institutions,
but on the right the service is imposed manipulation, and the
client is made the victim of advertising, aggression,
indoctrination, imprisonment, or electroshock. On the left the
service is amplified opportunity within formally defined limits,
while the client remains a free agent. Right-wing institutions
tend to be highly complex and costly production processes in
which much of the elaboration and expense is concerned with
convincing consumers that they cannot live without the product or
the treatment offered by the institution. Left-wing institutions
tend to be networks which facilitate client-initiated
communication or cooperation.
The manipulative institutions of the right are either socially
or psychologically "addictive." Social addiction, or
escalation, consists in the tendency to prescribe increased
treatment if smaller quantities have not yielded the desired
results. Psycho-logical addiction, or habituation, results when
consumers become hooked on the need for more and more of the process or
product. The self-activated institutions of the left tend to be
self-limiting. Unlike production processes which identify
satisfaction with the mere act of consumption, these networks
serve a purpose beyond their own repeated use. An individual
picks up the telephone when he wants to say something to someone
else, and hangs up when the desired communication is over. He
does not, teen-agers excepted, use the telephone for the sheer
pleasure of talking into the receiver. If the telephone is not
the best way to get in touch, people will write a letter or take
a trip. Right-wing institutions, as we can see clearly in the
case of schools, both invite compulsively repetitive use and
frustrate alternative ways of achieving similar results.
Toward, but not at, the left on the institutional spectrum, we
can locate enterprises which compete with others in their own
field, but have not begun notably to engage in advertising. Here
we find hand laundries, small bakeries, hairdressers, and-to
speak of professionals-some lawyers and music teachers.
Characteristically left of center, then, are self-employed
persons who have institutionalized their services but not their
publicity. They acquire clients through their personal touch and
the comparative quality of their services.
Hotels and cafeterias are somewhat closer to the center. The
big chains like Hilton-which spend huge amounts on selling their
image-often behave as if they were running institutions of the
right. Yet Hilton and Sheraton enterprises do not usually offer
anything more-in fact, they often give less-than similarly
priced, independently managed lodgings. Essentially, a hotel sign
beckons to a traveler in the manner of a road sign. It says,
"Stop, here is a bed for you," rather than, "You
should prefer a hotel bed to a park bench!"
The producers of staples and most perishable consumer goods
belong in the middle of our spectrum. They fill generic demands
and add to the cost of production and distribution whatever the
market will bear in advertising costs for publicity and special
packaging. The more basic the product-be it goods or services-the
more does competition tend to limit the sales cost of the item.
Most manufacturers of consumer goods have moved much further
to the right. Both directly and indirectly, they produce demands
for accessories which boost real purchase price far beyond
production cost. General Motors and Ford produce means of
transportation, but they also, and more importantly, manipulate
public taste in such a way that the need for transportation is
expressed as a demand for private cars rather than public buses.
They sell the desire to control a machine, to race at high speeds
in luxurious comfort, while also offering the fantasy at the end
of the road. What they sell, however, is not just a matter of
uselessly big motors, superfluous gadgetry, or the new extras
forced on the manufacturers by Ralph Nader and the clean-air
lobbyists. The list price includes souped-up engines,
air-conditioning, safety belts, and exhaust controls; but other
costs not openly declared to the driver are also involved: the
corporation's advertising and sales expenses, fuel, maintenance
and parts, insurance, interest on credit, as well as less
tangible costs like loss of time, temper, and breathable air in
our traffic-congested cities.
An especially interesting corollary to our discussion of
socially useful institutions is the system of "public"
highways. This major element of the total cost of automobiles
deserves lengthier treatment, since it leads directly to the
rightist institution in which I am most interested, namely, the
school.
False Public Utilities
The highway system is a network for locomotion across
relatively large distances. As a network, it appears to belong on
the left of the institutional spectrum. But here we must make a
distinction which will clarify both the nature of highways and
the nature of true public utilities. Genuinely all-purpose roads
are true public utilities. Superhighways are private preserves,
the cost of which has been partially foisted upon the public.
Telephone, postal, and highway systems are all networks, and
none of them is free. Access to the telephone network is limited
by time charges on each call. These rates are relatively small
and could be reduced without changing the nature of the system.
Use of the telephone system is not in the least limited by what
is transmitted, although it is best used by those who can speak
coherent sentences in the language of the other party-an ability
universally possessed by those who wish to use the network.
Postage is usually cheap. Use of the postal system is slightly
limited by the price of pen and paper, and somewhat more by the
ability to write. Still, when someone who does not know how to
write has a relative or friend to whom he can dictate a letter,
the postal system is at his service, as it is if he wants to ship
a recorded tape.
The highway system does not similarly become available to
someone who merely learns to drive. The telephone and postal
networks exist to serve those who wish to use them, while the
highway system mainly serves as an accessory to the private
automobile. The former are true public utilities, whereas the
latter is a public service to the owners of cars, trucks, and
buses. Public utilities exist for the sake of communication among
men; highways, like other institutions of the right, exist for
the sake of a product. Auto manufacturers, we have already
observed, produce simultaneously both cars and the demand
for cars. They also produce the demand for multilane
highways, bridges, and oilfields. The private car is the focus of
a cluster of right-wing institutions. The high cost of each
element is dictated by elaboration of the basic product, and to
sell the basic product is to hook society on the entire package.
To plan a highway system as a true public utility would
discriminate against those for whom velocity and individualized
comfort are the primary transportation values, in favor of those
who value fluidity and destination. It is the difference between
a far-flung network with maximum access for travelers and one
which offers only privileged access to restricted areas.
Transferring a modern institution to the developing nations
provides the acid test of its quality. In very poor countries
roads are usually just good enough to permit transit by special,
high-axle trucks loaded with groceries, livestock, or people.
This kind of country should use its limited resources to build a
spiderweb of trails extending to every region and should restrict
imports to two or three different models of highly durable
vehicles which can manage all trails at low speed. This would
simplify maintenance and the stocking of spare parts, permit the
operation of these vehicles around the clock, and provide maximum
fluidity and choice of destination to all citizens. This would
require the engineering of all-purpose vehicles with the
simplicity of the Model T, making use of the most modern alloys
to guarantee durability, with a built-in speed limit of not more
than fifteen miles per hour, and strong enough to run on the
roughest terrain. Such vehicles are not on the market because
there is no demand for them. As a matter of fact, such a demand
would have to be cultivated, quite possibly under the protection
of strict legislation. At present, whenever such a demand is even
slightly felt, it is quickly snuffed out by counterpublicity
aimed at universal sales of the machines which currently extract
from U.S. taxpayers the money needed for building superhighways.
In order to "improve" transportation, all
countries-even the poorest-now plan highway systems designed for
the passenger cars and high-speed trailers which fit the
velocity-conscious minority of producers and consumers in the
elite classes. This approach is frequently rationalized as a
saving of the most precious resource of a poor country: the time
of the doctor, the school inspector, or the public administrator.
These men, of course, serve almost exclusively the same people
who have, or hope one day to have, a car. Local taxes and scarce
international exchange are wasted on false public utilities.
"Modern" technology transferred to poor countries
falls into three large categories: goods, factories which make
them, and service institutions--principally schools--which make
men into modern producers and consumers. Most countries spend by
far the largest proportion of their budget on schools. The
school-made graduates then create a demand for other conspicuous
utilities, such as industrial power, paved highways, modern
hospitals, and airports, and these in turn create a market for
the goods made for rich countries and, after a while, the
tendency to import obsolescent factories to produce them.
Of all "false utilities," school is the most
insidious. Highway systems produce only a demand for cars.
Schools create a demand for the entire set of modern institutions
which crowd the right end of the spectrum. A man who questioned
the need for high. ways would be written off as a romantic; the
man who questions the need for school is immediately attacked as
either heartless or imperialist.
Schools as False Public Utilities
Like highways, schools, at first glance, give the impression
of being equally open to all comers. They are, in fact, open only
to those who consistently renew their credentials. Just as
highways create the impression that their present level of cost
per year is necessary if people are to move, so schools are
presumed essential for attaining the competence required by a
society which uses modern technology. We have exposed speedways
as spurious public utilities by noting their dependence on
private automobiles. Schools are based upon the equally spurious
hypothesis that learning is the result of curricular teaching.
Highways result from a perversion of the desire and need for
mobility into the demand for a private car. Schools themselves
pervert the natural inclination to grow and learn into the demand
for instruction. Demand for manufactured maturity is a far
greater abnegation of self-initiated activity than the demand for
manufactured goods. Schools are not only to the right of highways
and cars; they belong near the extreme of the institutional
spectrum occupied by total asylums. Even the producers of body
counts kill only bodies. By making men abdicate the
responsibility for their own growth, school leads many to a kind
of spiritual suicide.
Highways are paid for in part by those who use them, since
tolls and gasoline taxes are extracted only from drivers. School,
on the other hand, is a perfect system of regressive taxation,
where the privileged graduates ride on the back of the entire
paying public. School puts a head tax on promotion. The
underconsumption of highway mileage is not nearly so costly as
the underconsumption of schooling. The man who does not own a car
in Los Angeles may be almost immobilized, but if he can somehow
manage to reach a work place, he can get and hold a job. The
school dropout has no alternative route. The suburbanite with his
new Lincoln and his country cousin who drives a beat-up jalopy
get essentially the same use out of the highway, even though one
man's car costs thirty times more than the other's. The value of
a man's schooling is a function of the number of years he has
completed and of the costliness of the schools he has attended.
The law compels no one to drive, whereas it obliges everyone to
go to school.
The analysis of institutions according to their present
placement on a left-right continuum enables me to clarify my
belief that fundamental social change must begin with a change of
consciousness about institutions and to explain why the dimension
of a viable future turns on the rejuvenation of institutional
style.
During the sixties institutions born in different decades
since the French Revolution simultaneously reached old age;
public school systems founded in the time of Jefferson or of
Atatrk, along with others which started after World War II,
all became bureaucratic, self-justifying, and manipulative. The
same thing happened to systems of social security, to labor
unions, major churches and diplomacies, the care of the aged, and
the disposal of the dead.
Today, for instance, the school systems of Colombia, Britain,
the U.S.S.R., and the U.S. resemble each other more closely than
U.S. schools of the late 1890's resembled either today's or their
contemporaries in Russia. Today all schools are obligatory,
open-ended, and competitive. The same convergence in
institutional style affects health care, merchandising, personnel
administration, and political life. All these institutional
processes tend to pile up at the manipulative end of the
spectrum.
A merger of world bureaucracies results from this convergence
of institutions. The style, the ranking systems, and the
paraphernalia (from textbook to computer) are standardized on the
planning boards of Costa Rica or Afghanistan after the model
of Western Europe.
Everywhere these bureaucracies seem to focus on the same task:
promoting the growth of institutions of the right. They are
concerned with the making of things, the making of ritual rules,
and the making-and reshaping--of "executive truth," the
ideology or fiat which establishes the current value which should
be attributed to their product. Technology provides these
bureaucracies with increasing power on the right hand of society.
The left hand of society seems to wither, not because technology
is less capable of increasing the range of human action, and
providing time for the play of individual imagination and
personal creativity, but because such use of technology does not
increase the power of an elite which administers it. The
postmaster has no control over the substantive use of the mails,
the switchboard operator or Bell Telephone executive has no power
to stop adultery, murder, or subversion from being planned over
his network.
At stake in the choice between the institutional right and
left is the very nature of human life. Man must choose whether to
be rich in things or in the freedom to use them. He must choose
between alternate styles of life and related production
schedules.
Aristotle had already discovered that "making and
acting" are different, so different, in fact, that one never
includes the other. "For neither is acting a way of
making-nor making a way of truly acting. Architecture [techne]
is a way of making - - - of bringing something into being
whose origin is in the maker and not in the thing. Making has
always an end other than itself, action not; for good action
itself is its end. Perfection in making is an art, perfection in
acting is a virtue."* The word which Aristotle employed for
making was "poesis," and the word he employed
for doing, "praxis." A move to the right implies
that an institution is being restructured to increase its ability
to "make," while as it moves to the left, it is being
restructured to allow increased "doing" or "praxis."
Modern technology has increased the ability of man to
relinquish the "making" of things to machines, and his
potential time for "acting"" has increased.
* Nichomachean Ethics, 1 140.
"Making" the necessities of life has ceased to take
up his time. Unemployment is the result of this modernization: it
is the idleness of a man for whom there is nothing to
"make" and who does not know what to
"do"--that is, how to "act." Unemployment is
the sad idleness of a man who, contrary to Aristotle, believes
that making things, or working, is virtuous and that idleness is
bad. Unemployment is the experience of the man who has succumbed
to the Protestant ethic. Leisure, according to Weber, is
necessary for man to be able to work. For Aristotle, work is
necessary for man to have leisure.
Technology provides man with discretionary time he can fill
either with making or with doing. The choice between sad
unemployment and joyful leisure is now open for the entire
culture. It depends on the institutional style the culture
chooses. This choice would have been unthinkable in an ancient
culture built either on peasant agriculture or on slavery. It has
become inevitable for postindustrial man.
One way to fill available time is to stimulate increased
demands for the consumption of goods and, simultaneously, for the
production of services. The former implies an economy which
provides an ever-growing array of ever newer things which can be
made, consumed, wasted, and recycled. The latter implies the
futile attempt to "make" virtuous actions into the
products of "service" institutions. This leads to the
identification of schooling and education, of medical service and
health, of program-watching and entertainment, of speed and
effective locomotion. This first option now goes under the name
of development.
The radically alternative way to fill available time is a
limited range of more durable goods and to provide access to
institutions which can increase the opportunity and desirability
of human interaction.
A durable-goods economy is precisely the contrary of an
economy based on planned obsolescence. A durable-goods economy
means a constraint on the bill of goods. Goods would have to be
such that they provided the maximum opportunity to "do"
something with them: items made for self-assembly, self-help,
reuse, and repair.
The complement to a durable, repairable, and reusable bill of
goods is not an increase of institutionally produced services,
but rather an institutional framework which constantly educates
to action, participation, and self-help. The movement of our
society from the present--in which all institutions gravitate
toward post-industrial bureaucracy--to a future of postindustrial
conviviality--in which the intensity of action would prevail over
production--must begin with a renewal of style in the service
institutions--and, first of all, with a renewal of education. A
future which is desirable and feasible depends on our willingness
to invest our technological know-how into the growth of convivial
institutions. In the field of educational research, this amounts
to the request for a reversal of present trends.
V - Irrational Consistencies[*]
I believe that the contemporary crisis
of education demands that we review the very idea of publicly
prescribed learning, rather than the methods used in its
enforcement. The dropout rate--especially of junior-high-school
students and elementary-school teachers--points to a grass-roots
demand for a completely fresh look. The "classroom
practitioner" who considers himself a liberal teacher is
increasingly attacked from all sides. The free-school movement,
confusing discipline with indoctrination, has painted him into
the role of a destructive authoritarian. The educational
technologist consistently demonstrates the teacher's inferiority
at measuring and modifying behavior. And the school
administration for which he works forces him to bow to both
Summerhill and Skinner, making it obvious that compulsory
learning cannot be a liberal enterprise. No wonder that the
desertion rate of teachers is overtaking that of their students.
America's commitment to the compulsory education of its young
now reveals itself to be as futile as the pretended American
commitment to compulsory democratization of the Vietnamese.
Conventional schools obviously cannot do it. The free-school
movement entices unconventional educators, but ultimately does so
in support of the conventional ideology of schooling. And the
promises of educational technologists, that their research and
development--if adequately funded--can offer some kind of
final solution to the resistance of youth to compulsory learning,
sound as confident and prove as fatuous as the analogous promises
made by the military technologists.
The criticism directed at the American school system by the
behaviorists and that coming from the new breed of radical educators
seem radically opposed. The behaviorists apply educational research
to the "induction of autotelic instruction through individualized
learning packages." Their style clashes with the nondirective
cooption of youth into liberated communes established under the
supervision of adults. Yet, in historical perspective, these two are
just contemporary manifestations of the seemingly contradictory yet
really complementary goals of the public school system. From the
beginning of this century, the schools have been protagonists of social
control on the one hand and free cooperation on the other, both placed
at the service of the "good society," conceived of as a highly
organized and smoothly working corporate structure. Under the impact of
intense urbanization, children became a natural resource to be molded by
the schools and fed into the industrial machine. Progressive politics
and the cult of efficiency converged in the growth of the U.S. public
school[1]. Vocational guidance and
the junior high school were two important results of this kind of thinking.
It appears, therefore, that the attempt to produce specified
behavioral changes which can be measured and for which the
processor can be held accountable is just one side of a coin,
whose other side is the pacification of the new generation within
specially engineered enclaves which will seduce them into the
dream world of their elders. These pacified in society are well
described by Dewey, who wants us to "make each one of our
schools an embryonic community life, active with types of occupations
that reflect the life of the larger society, and permeate it
with the spirit of art, history and science."
In this historical perspective, it would
be a grave mistake to interpret the current three-cornered
controversy between the school establishment, the educational
technologists and the free schools as the prelude to a revolution
in education. This controversy reflects rather a stage of an
attempt to escalate an old dream into fact, and to finally make
all valuable learning the result of professional teaching. Most
educational alternatives proposed converge toward goals which are
immanent in the production of the cooperative man whose
individual needs are met by means of his specialization in the
American system: They are oriented toward the improvement of
what--for lack of a better phrase--I call the schooled society.
Even the seemingly radical critics of the school system are not
willing to abandon the idea that they have an obligation to the
young, especially to the poor, an obligation to process them,
whether by love or by fear, into a society which needs
disciplined specialization as much from its producers as from its
consumers and also their full commitment to the ideology which
puts economic growth first.
Dissent veils the contradictions inherent in the very idea of
school. The established teachers unions, the technological
wizards, and the educational liberation movement reinforce the
commitment of the entire society to the fundamental axioms of a
schooled world, somewhat in the manner in which many peace and
protest movements reinforce the commitments of their members--be
they black, female, young, or poor--to seek justice through the
growth of the gross national income.
Some of the tenets which now go unchallenged are easy to list.
There is, first, the shared belief that behavior which has been
acquired in the sight of a pedagogue is of special value to the
pupil and of special benefit to society. This is related to the
assumption that social man is born only in adolescence, and
properly born only if he matures in the school-womb, which some
want to gentle by permissiveness, others to stuff with gadgets,
and still others to varnish with a liberal tradition. And there
is, finally, a shared view of youth which is psychologically
romantic and politically conservative. According to this view,
changes in society must be brought about by burdening the young
with the responsibility of transforming it-but only after their
eventual release from school. It is easy for a society founded on such
tenets to build up a sense of its responsibility for the
education of the new generation, and this inevitably means that
some men may set, specify, and evaluate the personal goals of
others. In a "passage from an imaginary Chinese
encyclopedia," Jorge Luis Borges tries to evoke the sense of
giddiness such an attempt must produce. He tells us that animals
are divided into the following classes: "(a) those belonging
to the emperor, (b) those that are embalmed, (c) those that are
domesticated, (d) the suckling pigs, (e) the sirens, (f) fabulous
ones, (g) the roaming dogs, (h) those included in the present
classification, (i) those that drive themselves crazy, (j)
innumerable ones, (k) those painted with a very fine brush of
camel hair, (1) et cetera, (m) those who have just broken the
jug, (n) those who resemble flies from afar." Now, such a
taxonomy does not come into being unless somebody feels it can
serve his purpose: in this case, I suppose, that somebody was a
tax collector. For him, at least, this taxonomy of beasts must
have made sense, the same way in which the taxonomy of
educational objectives makes sense to scientific authors.
In the peasant, the vision of men with such inscrutable logic,
empowered to assess his cattle, must have induced a chilling
sense of impotence. Students, for analogous reasons, tend to feel
paranoiac when they seriously submit to a curriculum. Inevitably
they are even more frightened than my imaginary Chinese peasant,
because it is their life goals rather than their life-stock which
is being branded with an inscrutable sign.
This passage of Borges is fascinating, because it evokes the
logic of irrational consistency which makes Kafka's and
Koestler's bureaucracies so sinister yet so evocative of everyday
life. Irrational consistency mesmerizes accomplices who are
engaged in mutually expedient and disciplined exploitation. It is
the logic generated by bureaucratic behavior. And it becomes the
logic of a society which demands that the managers of its
educational institutions be held publicly accountable for the
behavioral modification they produce in their clients. Students
who can be motivated to value the educational packages which
their teachers obligate them to consume are comparable to Chinese peasants
who can fit their flocks into the tax form provided by Borges.
At some time during the last two generations a commitment to
therapy triumphed in American culture, and teachers came to be
regarded as the therapists whose ministrations all men need, if
they wish to enjoy the equality and freedom with which, according
to the Constitution, they are born. Now the teacher-therapists go
on to propose lifelong educational treatment as the next step.
The style of this treatment is under discussion: Should it
take the form of continued adult classroom attendance? Electronic
ecstasy? Or periodic sensitivity sessions? All educators are
ready to conspire to push out the walls of the classroom, with
the goal of transforming the entire culture into a school.
The American controversy over the future of education, behind
its rhetoric and noise, is more conservative than the discourse
in other areas of public policy. On foreign affairs, at least, an
organized minority constantly reminds us that the United States
must renounce its role as the world's policeman. Radical
economists, and now even their less radical teachers, question
aggregate growth as a desirable goal. There are lobbies for
prevention over cure in medicine and others in favor of fluidity
over speed in transportation. Only in the field of education do
the articulate voices demanding a radical deschooling of society
remain so dispersed. There is a lack of cogent argument and of
mature leadership aiming at the disestablishment of any and all
institutions which serve the purpose of compulsory learning. For
the moment, the radical deschooling of society is still a cause
without a party. This is especially surprising in a time of
growing, though chaotic, resistance to all forms of
institutionally planned instruction on the part of those aged
twelve to seventeen.
Educational innovators still assume that educational
institutions function like funnels for the programs they package.
For my argument it is irrelevant whether these funnels take the
form of a classroom, a TV transmitter, or a "liberated
zone." It is equally irrelevant whether the packages
purveyed are rich or poor, hot or cold, hard and measurable (like
Math III), or impossible to assess (like sensitivity). What counts is that
education is assumed to be the result of an institutional process
managed by the educator. As long as the relations continue to be
those between a supplier and a consumer, educational research
will remain a circular process. It will amass scientific evidence
in support of the need for more educational packages and for
their more deadly accurate delivery to the individual customer,
just as a certain brand of social science can prove the need for
the delivery of more military treatment.
An educational revolution depends on a twofold inversion: a
new orientation for research and a new understanding of the
educational style of an emerging counterculture.
Operational research now seeks to optimize the efficiency of
an inherited framework--a framework which is itself never
questioned. This framework has the syntactic structure of a
funnel for teaching packages. The syntactic alternative to it is
an educational network or web for the autonomous assembly of
resources under the personal control of each learner. This
alternative structure of an educational institution now lies
within the conceptual blind spot of our operational research. If
research were to focus on it, this would constitute a true
scientific revolution.
The blind spot of educational research reflects the cultural
bias of a society in which technological growth has been confused
with technocratic control. For the technocrat the value of an
environment increases as more contacts between each man and his
milieu can be programmed. In this world the choices which are
manageable for the observer or planner converge with the choices
possible for the observed so-called beneficiary. Freedom is
reduced to a selection among packaged commodities.
The emerging counterculture reaffirms the values of semantic
content above the efficiency of increased and more rigid syntax.
It values the wealth of connotation above the power of syntax to
produce wealth. It values the unpredictable outcome of
self-chosen personal encounter above the certified quality of
professional instruction. This reorientation toward personal
surprise rather than institutionally engineered values will be
disruptive of the established order until we dissociate the
increasing availability of technological tools which facilitate encounter from
the increasing control of the technocrat of what happens when
people meet.
Our present educational institutions are at the service of the
teacher's goals. The relational structures we need are those
which will enable each man to define himself by learning and by
contributing to the learning of others.
[*] This chapter was presented
originally at a meeting of the American Educational Research
Association, in New York City, February 6, 1971.
[1] See Joel Spring, Education and the
Rise of the Corporate State, Cuaderno No. 50. Centro Intercultural
de Documentación, Cuernavaca, Mexico, 1971.
VI - Learning Webs
In a previous chapter I discussed what is becoming a common
complaint about schools, one that is reflected, for example, in
the recent report of the Carnegie Commission: In school
registered students submit to certified teachers in order to
obtain certificates of their own; both are frustrated and both
blame insufficient resources--money, time, or buildings--for
their mutual frustration.
Such criticism leads many people to ask whether it is possible
to conceive of a different style of learning. The same people,
paradoxically, when pressed to specify how they acquired what
they know and value, will readily admit that they learned it more
often outside than inside school. Their knowledge of facts, their
understanding of life and work came to them from friendship or
love, while viewing TV, or while reading, from examples of peers
or the challenge of a street encounter. Or they may have learned
what they know through the apprenticeship ritual for admission to
a street gang or the initiation to a hospital, newspaper city
room, plumber's shop, or insurance office. The alternative to
dependence on schools is not the use of public resources for some
new device which "makes" people learn; rather it is the
creation of a new style of educational relationship between man
and his environment. To foster this style, attitudes toward
growing up, the tools available for learning, and the quality and
structure of daily life will have to change concurrently.
Attitudes are already changing. The proud dependence on
school is gone. Consumer resistance increases in the knowledge
industry. Many teachers and pupils, taxpayers and employers,
economists and policemen would prefer not to depend any longer on
schools. What prevents their frustration from shaping new
institutions is a lack not only of imagination but frequently
also of appropriate language and of enlightened self-interest.
They cannot visualize either a deschooled society or educational
institutions in a society which has disestablished school.
In this chapter I intend to show that the inverse of school is
possible: that we can depend on self-motivated learning instead
of employing teachers to bribe or compel the student to find the
time and the will to learn; that we can provide the learner with
new links to the world instead of continuing to funnel all
educational programs through the teacher. I shall discuss some of
the general characteristics which distinguish schooling from
learning and outline four major categories of educational
institutions which should appeal not only to many individuals but
also to many existing interest groups.
An Objection: Who Can Be Served by Bridges to Nowhere?
We are used to considering schools as a variable, dependent on
the political and economic structure. If we can change the style
of political leadership, or promote the interests of one class or
another, or switch from private to public ownership of the means
of production, we assume the school system will change as well.
The educational institutions I will propose, however, are meant
to serve a society which does not now exist, although the current
frustration with schools is itself potentially a major force to
set in motion change toward new social arrangements. An obvious
objection has been raised to this approach: Why channel energy to
build bridges to nowhere, instead of marshaling it first to
change not the schools but the political and economic system?
This objection, however, underestimates the fundamental
political and economic nature of the school system itself, as
well as the political potential inherent in any effective
challenge to it.
In a basic sense, schools have ceased to be dependent on the
ideology professed by any government or market organization.
Other basic institutions might differ from one country to
another: family, party, church, or press. But everywhere the
school system has the same structure, and everywhere its hidden
curriculum has the same effect. Invariably, it shapes the
consumer who values institutional commodities above the
nonprofessional ministration of a neighbor.
Everywhere the hidden curriculum of schooling initiates the
citizen to the myth that bureaucracies guided by scientific
knowledge are efficient and benevolent. Everywhere this same
curriculum instills in the pupil the myth that increased
production will"" provide a better life. And everywhere
it develops the habit of self-defeating consumption of services
and alienating production, the tolerance for institutional
dependence, and the recognition of institutional rankings. The
hidden curriculum of school does all this in spite of contrary
efforts undertaken by teachers and no matter what ideology
prevails.
In other words, schools are fundamentally alike in all
countries, be they fascist, democratic or socialist, big or
small, rich or poor. This identity of the school system forces us
to recognize the profound world-wide identity of myth, mode of
production, and method of social control, despite the great
variety of mythologies in which the myth finds expression.
In view of this identity, it is illusory to claim that schools
are, in any profound sense, dependent variables. This means that
to hope for fundamental change in the school system as an effect
of conventionally conceived social or economic change is also an
illusion. Moreover, this illusion grants the school--the
reproductive organ of a consumer society-almost unquestioned
immunity.
It is at this point that the example of China becomes
important. For three millennia, China protected higher learning
through a total divorce between the process of learning and the
privilege conferred by mandarin examinations. To become a world
power and a modern nation-state, China had to adopt the
international style of schooling. Only hindsight will allow us to
discover if the Great Cultural Revolution will turn out to
have been the first successful attempt at deschooling the
institutions of society.
Even the piecemeal creation of new educational agencies which
were the inverse of school would be an attack on the most
sensitive link of a pervasive phenomenon, which is organized by
the state in all countries. A political program which does not
explicitly recognize the need for deschooling is not
revolutionary; it is demagoguery calling for more of the same.
Any major political program of the seventies should be evaluated
by this measure: How clearly does it state the need for
deschooling--and how clearly does it provide guidelines for the
educational quality of the society for which it aims?
The struggle against domination by the world market and
big-power politics might be beyond some poor communities or
countries, but this weakness is an added reason for emphasizing
the importance of liberating each society through a reversal of
its educational structure, a change which is not beyond any
society's means.
General Characteristics of
New Formal Educational Institutions
A good educational system should have three purposes: it
should provide all who want to learn with access to available
resources at any time in their lives; empower all who want to
share what they know to find those who want to learn it from
them; and, finally, furnish all who want to present an issue to
the public with the opportunity to make their challenge known.
Such a system would require the application of constitutional
guarantees to education. Learners should not be forced to submit
to an obligatory curriculum, or to discrimination based on
whether they possess a certificate or a diploma. Nor should the
public be forced to support, through a regressive taxation, a
huge professional apparatus of educators and buildings which in
fact restricts the public's chances for learning to the services
the profession is willing to put on the market. It should use modern technology
to make free speech, free assembly, and a free press truly
universal and, therefore, fully educational.
Schools are designed on the assumption that there is a secret
to everything in life; that the quality of life depends on
knowing that secret; that secrets can be known only in orderly
successions; and that only teachers can properly reveal these
secrets. An individual with a schooled mind conceives of the
world as a pyramid of classified packages accessible only to
those who carry the proper tags. New educational institutions
would break apart this pyramid. Their purpose must be to
facilitate access for the learner: to allow him to look into the
windows of the control room or the parliament, if he cannot get
in by the door. Moreover, such new institutions should be
channels to which the learner would have access without
credentials or pedigree--public spaces in which peers and elders
outside his immediate horizon would become available.
I believe that no more than four--possibly even
three--distinct "channels" or learning exchanges could
contain all the resources needed for real learning. The child
grows up in a world of things, surrounded by people who serve as
models for skills and values. He finds peers who challenge him to
argue, to compete, to cooperate, and to understand; and if the
child is lucky, he is exposed to confrontation or criticism by an
experienced elder who really cares. Things, models, peers, and
elders are four resources each of which requires a different type
of arrangement to ensure that everybody has ample access to it.
I will use the words "opportunity web" for
"network" to designate specific ways to provide access
to each of four sets of resources. "Network" is often
used, unfortunately, to designate the channels reserved to
material selected by others for indoctrination, instruction, and
entertainment. But it can also be used for the telephone or the
postal service, which are primarily accessible to individuals who
want to send messages to one another. I wish we had another word
to designate such reticular structures for mutual access, a word
less evocative of entrapment, less degraded by current usage and
more suggestive of the fact that any such
arrangement includes legal, organizational, and technical
aspects. Not having found such a term, I will try to redeem the
one which is available, using it as a synonym of
"educational web."
What are needed are new networks, readily available to the
public and designed to spread equal opportunity for learning and
teaching.
To give an example: The same level of technology is used in TV
and in tape recorders. All Latin-American countries now have
introduced TV: in Bolivia the government has financed a TV
station, which was built six years ago, and there are no more
than seven thousand TV sets for four million citizens. The money
now tied up in TV installations throughout Latin America could
have provided every fifth adult with a tape recorder. In
addition, the money would have sufficed to provide an almost
unlimited library of prerecorded tapes, with outlets even in
remote villages, as well as an ample supply of empty tapes.
This network of tape recorders, of course, would be radically
different from the present network of TV. It would provide
opportunity for free expression: literate and illiterate alike
could record, preserve, disseminate, and repeat their opinions.
The present investment in TV, instead, provides bureaucrats,
whether politicians or educators, with the power to sprinkle the
continent with institutionally produced programs which they-or
their sponsors--decide are good for or in demand by the people.
Technology is available to develop either independence and
learning or bureaucracy and teaching.
Four Networks
The planning of new educational institutions ought not to
begin with the administrative goals of a principal or president,
or with the teaching goals of a professional educator, or with
the learning goals of any hypothetical class of people. It must
not start with the question, "What should someone
learn?" but with the question, "What kinds of things and
people might learners want to be in contact with in order to learn?"
Someone who wants to learn knows that he needs both
information and critical response to its use from somebody else.
Information can be stored in things and in persons. In a good
educational system access to things ought to be available at the
sole bidding of the learner, while access to informants requires,
in addition, others' consent. Criticism can also come from two
directions: from peers or from elders, that is, from fellow
learners whose immediate interests match mine, or from those who
will grant me a share in their superior experience. Peers can be
colleagues with whom to raise a question, companions for playful
and enjoyable (or arduous) reading or walking, challengers at any
type of game. Elders can be consultants on which skill to learn,
which method to use, what company to seek at a given moment. They
can be guides to the right questions to be raised among peers and
to the deficiency of the answers they arrive at. Most of these
resources are plentiful. But they are neither conventionally
perceived as educational resources, nor is access to them for
learning purposes easy, especially for the poor. We must conceive
of new relational structures which are deliberately set up to
facilitate access to these resources for the use of anybody who
is motivated to seek them for his education. Administrative,
technological, and especially legal arrangements are required to
set up such web-like structures.
Educational resources are usually labeled according to
educators' curricular goals. I propose to do the contrary, to
label four different approaches which enable the student to gain
access to any educational resource which may help him to define
and achieve his own goals:
- Reference Services to Educational Objects-which facilitate
access to things or processes used for formal learning. Some of
these things can be reserved for this purpose, stored in
libraries, rental agencies, laboratories, and showrooms like
museums and theaters; others can be in daily use in factories,
airports, or on farms, but made available to students as
apprentices or on off hours.
- Skill Exchanges--which permit persons to list their skills,
the conditions under which they are willing to serve as models
for others who want to learn these skills, and the addresses at
which they can be reached.
- Peer-Matching--a communications network which permits
persons to describe the learning activity in which they wish to
engage, in the hope of finding a partner for the inquiry.
- Reference Services to Educators-at-Large--who can be listed
in a directory giving the addresses and self-descriptions of
professionals, paraprofessionals, and free-lancers, along with
conditions of access to their services. Such educators, as we
will see, could be chosen by polling or consulting their former
clients.
Reference Services to Educational Objects
Things are basic resources for learning. The quality of the
environment and the relationship of a person to it will determine
how much he learns incidentally. Formal learning requires special
access to ordinary things, on the one hand, or, on the other,
easy and dependable access to special things made for educational
purposes. An example of the former is the special right to
operate or dismantle a machine in a garage. An example of the
latter is the general right to use an abacus, a computer, a book,
a botanical garden, or a machine withdrawn from production and
placed at the full disposal of students.
At present, attention is focused on the disparity between rich
and poor children in their access to things and in the manner in
which they can learn from them. OEO and other agencies, following
this approach, concentrate on equalizing chances, by trying to
provide more educational equipment for the poor. A more radical
point of departure would be to recognize that in the city rich
and poor alike are artificially kept away from most of the things
that surround them. Children born into the age of plastics and
efficiency experts must penetrate two barriers which obstruct
their understanding: one built into things and the other around
institutions. Industrial design creates a world of things
that resist insight into their nature, and schools shut the
learner out of the world of things in their meaningful setting.
After a short visit to New York, a woman from a Mexican
village told me she was impressed by the fact that stores sold
only wares heavily made up with cosmetics." I understood her
to mean that industrial products "speak" to their
customers about their allurements and not about their nature.
Industry has surrounded people with artifacts whose inner
workings only specialists are allowed to understand. The
nonspecialist is discouraged from figuring out what makes a watch
tick, or a tele-phone ring, or an electric typewriter work, by
being warned that it will break if he tries. He can be told what
makes a transistor radio work, but he cannot find out for
himself. This type of design tends to reinforce a noninventive
society in which the experts find it progressively easier to hide
behind their expertise and beyond evaluation.
The man-made environment has become as inscrutable as nature
is for the primitive. At the same time, educational materials
have been monopolized by school. Simple educational objects have
been expensively packaged by the knowledge industry. They have
become specialized tools for professional educators, and their
cost has been inflated by forcing them to stimulate either
environments or teachers.
The teacher is jealous of the textbook he defines as his
professional implement. The student may come to hate the lab
because he associates it with schoolwork. The administrator
rationalizes his protective attitude toward the library as a
defense of costly public equipment against those who would play
with it rather than learn. In this atmosphere the student too
often uses the map, the lab, the encyclopedia, or the microscope
only at the rare moments when the curriculum tells him to do so.
Even the great classics become part of "sophomore year"
instead of marking a new turn in a person's life. School removes
things from everyday use by labeling them educational tools.
If we are to deschool, both tendencies must be reversed. The
general physical environment must be made accessible, and those
physical learning resources which have been reduced to teaching
instruments must become generally available for self-directed
learning. Using things only as part of a curriculum can have an
even worse effect than just removing them from the general
environment. It can corrupt the attitudes of pupils.
Games are a case in point. I do not mean the "games"
of the physical education department (such as football and
basketball), which the schools use to raise income and prestige
and in which they have made a substantial capital investment. As
the athletes themselves are well aware, these enterprises, which
take the form of warlike tournaments, have undermined the
playfulness of sports and are used to reinforce the competitive
nature of schools. Rather I have in mind the educational games
which can provide a unique way to penetrate formal systems. Set
theory, linguistics, propositional logic, geometry, physics, and
even chemistry reveal themselves with little effort to certain
persons who play these games. A friend of mine went to a Mexican
market with a game called "'Wff 'n Proof," which
consists of some dice on which twelve logical symbols are
imprinted. He showed children which two or three combinations
constituted a well-formed sentence, and inductively within the
first hour some onlookers also grasped the principle. Within a
few hours of playfully conducting formal logical proofs, some
children are capable of introducing others to the fundamental
proofs of propositional logic. The others just walk away.
In fact, for some children such games are a special form of
liberating education, since they heighten their awareness of the
fact that formal systems are built on changeable axioms and that
conceptual operations have a gamelike nature. They are also
simple, cheap, and--to a large extent--can be organized by the
players themselves. Used outside the curriculum such games
provide an opportunity for identifying and developing unusual
talent, while the school psychologist will often identify those
who have such talent as in danger of becoming antisocial, sick,
or unbalanced. Within school, when used in the form of
tournaments, games are not only removed from the sphere of
leisure; they often become tools used to translate playfulness
into competition, a lack of abstract reasoning into a sign of
inferiority. An exercise which is liberating for some character types becomes
a straitjacket for others.
The control of school over educational equipment has still
another effect. It increases enormously the cost of such cheap
materials. Once their use is restricted to scheduled hours,
professionals are paid to supervise their acquisition, storage,
and use. Then students vent their anger against the school on the
equipment, which must be purchased once again.
Paralleling the untouchability of teaching tools is the
impenetrability of modern junk. In the thirties any
self-respecting boy knew how to repair an automobile, but now car
makers multiply wires and withhold manuals from everyone except
specialized mechanics. In a former era an old radio contained
enough coils and condensers to build a transmitter that would
make all the neighborhood radios scream in feedback. Transistor
radios are more portable, but nobody dares to take them apart. To
change this in the highly industrialized countries will be
immensely difficult; but at least in the Third World we must
insist on built-in educational qualities.
To illustrate my point, let me present a model: By spending
ten million dollars it would be possible to connect forty
thousand hamlets in a country like Peru with a spiderweb of
six-foot-wide trails and maintain these, and, in addition,
provide the country with 200,000 three-wheeled mechanical
donkeys--five on the average for each hamlet. Few poor countries
of this size spend less than this yearly on cars and roads, both
of which are now restricted mainly to the rich and their
employees, while poor people remain trapped in their villages.
Each of these simple but durable little vehicles would cost
$l25--half of which would pay for transmission and a
six-horsepower motor. A "donkey" could make 15 mph, and
it can carry loads of 850 pounds (that is, most things besides
tree trunks and steel beams which are ordinarily moved).
The political appeal of such a transportation system to a
peasantry is obvious. Equally obvious is the reason why those who
hold power--and thereby automatically have a car--are not
interested in spending money on trails and in clogging roads
with engine-driven donkeys. The universal donkey could work
only if a country's leaders were willing to impose a national
speed limit of, say, twenty-five miles an hour and adapt its
public institutions to this. The model could not work if
conceived only as a stopgap.
This is not the place to elaborate on the political, social,
economic, financial, and technical feasibility of this model. I
wish only to indicate that educational considerations may be of
prime importance when choosing such an alternative to capital.
intensive transport. By raising the unit cost per donkey by some
20 percent it would become possible to plan the production of all
its parts in such a manner that, as far as possible, each future
owner would spend a month or two making and understanding his
machine and would be able to repair it. With this additional cost
it would also be possible to decentralize production into
dispersed plants. The added benefits would result not only from
including educational costs in the construction process. Even
more significantly, a durable motor which practically anyone
could learn to repair and which could be used as a plow and pump
by somebody who understood it would provide much higher
educational benefits than the inscrutable engines of the advanced
countries.
Not only the junk but also the supposedly public places of the
modern city have become impenetrable. In American society,
children are excluded from most things and places on the grounds
that they are private. But even in societies which have declared
an end to private property children are kept away from the same
places and things because they are considered the special domain
of professionals and dangerous to the uninitiated. Since the last
generation the railroad yard has become as inaccessible as the
fire station. Yet with a little ingenuity it should not be
difficult to provide for safety in such places. To deschool the
artifacts of education will require making the artifacts and
processes available--and recognizing their educational value.
Certainly, some workers would find it inconvenient to be
accessible to learners; but this inconvenience must be balanced
against the educational gains.
Private cars could be banned from Manhattan. Five years ago it
was unthinkable. Now certain New York streets are closed off at
odd hours, and this trend will probably continue. Indeed, most
cross-streets should be closed to automotive traffic and parking
should be forbidden everywhere. In a city opened up to people,
teaching materials which are now locked up in store-rooms and
laboratories could be dispersed into independently operated
storefront depots which children and adults could visit without
the danger of being run over.
If the goals of learning were no longer dominated by schools
and schoolteachers, the market for learners would be much more
various and the definition of "educational artifacts"
would be less restrictive. There could be tool shops, libraries,
laboratories, and gaming rooms. Photo labs and offset presses
would allow neighborhood newspapers to flourish. Some storefront
learning centers could contain viewing booths for closed-circuit
television, others could feature office equipment for use and for
repair. The jukebox or the record player would be commonplace,
with some specializing in classical music, others in
international folk tunes, others in jazz. Film clubs would
compete with each other and with commercial television. Museum
outlets could be networks for circulating exhibits of works of
art, both old and new, originals and reproductions, perhaps
administered by the various metropolitan museums.
The professional personnel needed for this network would be
much more like custodians, museum guides, or reference librarians
than like teachers. From the corner biology store, they could
refer their clients to the shell collection in the museum or
indicate the next showing of biology videotapes in a certain
viewing booth. They could furnish guides for pest control, diet,
and other kinds of preventive medicine. They could refer those
who needed advice to "elders" who could provide it.
Two distinct approaches can be taken to financing a network of
"learning objects." A community could determine a
maximum budget for this purpose and arrange for all parts of the
network to be open to all visitors at reasonable hours. Or the
community could decide to provide citizens with limited
entitlements, according to their age group, which would give them special
access to certain materials which are both costly and scarce,
while leaving other, simpler materials available to everyone.
Finding resources for materials made specifically for
education is only one--and perhaps the least costly--aspect of
building an educational world. The money now spent on the sacred
paraphernalia of the school ritual could be freed to provide all
citizens with greater access to the real life of the city.
Special tax incentives could be granted to those who employed
children between the ages of eight and fourteen for a couple of
hours each day if the conditions of employment were humane ones.
We should return to the tradition of the bar mitzvah or
confirmation. By this I mean we should first restrict, and later
eliminate, the disenfranchisement of the young and permit a boy
of twelve to become a man fully responsible for his participation
in the life of the community. Many "school-age" people
know more about their neighborhood than social workers or
councilmen. Of course, they also ask more embarrassing questions
and propose solutions which threaten the bureaucracy. They should
be allowed to come of age so that they could put their knowledge
and fact-finding ability to work in the service of a popular
government.
Until recently the dangers of school were easily
underestimated in comparison with the dangers of an
apprenticeship in the police force, the fire department, or the
entertainment industry. It was easy to justify schools at least
as a means to protect youth. Often this argument no longer holds.
I recently visited a Methodist church in Harlem occupied by a
group of armed Young Lords in protest against the death of Julio
Rodan, a Puerto Rican youth found hanged in his prison cell. I
knew the leaders of the group, who had spent a semester in
Cuernavaca. When I wondered why one of them, Juan, was not among
them, I was told that he had "gone back on heroin and to the
State University."
Planning, incentives, and legislation can be used to unlock
the educational potential within our society's huge investment in
plants and equipment. Full access to educational objects will not
exist so long as business firms are allowed to combine the legal
protections which the Bill of Rights reserves to the privacy
of individuals with the economic power conferred upon them by
their millions of customers and thousands of employees,
stockholders, and suppliers. Much of the world's know-how and
most of its productive processes and equipment are locked within
the walls of business firms, away from their customers,
employees, and stockholders, as well as from the general public,
whose laws and facilities allow them to function. Money now spent
on advertising in capitalist countries could be redirected toward
education in and by General Electric, NBC-TV, or Budweiser beer.
That is, the plants and offices should be reorganized so that
their daily operations could be more accessible to the public in
ways that would make learning possible; and, indeed, ways might
be found to pay the companies for the learning people acquired
from them.
An even more valuable body of scientific objects and data may
be withheld from general access--and even from qualified
scientists--under the guise of national security. Until recently
science was the one forum which functioned like an anarchist's
dream. Each man capable of doing research had more or less the
same opportunity of access to its tools and to a hearing by the
community of peers. Now bureaucratization and organization have
placed much of science beyond public reach. Indeed, what used to
be an international network of scientific information has been
splintered into an arena of competing teams. The members as well
as the artifacts of the scientific community have been locked
into national and corporate programs oriented toward practical
achievement, to the radical impoverishment of the men who support
these nations and corporations.
In a world which is controlled and owned by nations and
corporations, only limited access to educational objects will
ever be possible. But increased access to those objects which can
be shared for educational purposes may enlighten us enough to
help us to break through these ultimate political barriers.
Public schools transfer control over the educational uses of
objects from private to professional hands. The institutional
inversion of schools could empower the individual to reclaim the
right to use them for education. A truly public kind of ownership might
begin to emerge if private or corporate control over the
educational aspect of "things" were brought to the
vanishing point.
Skill Exchanges
A guitar teacher, unlike a guitar, can be neither classified
in a museum nor owned by the public nor rented from an
educational warehouse. Teachers of skills belong to a different
class of resources from objects needed to learn a skill. This is
not to say that they are indispensable in every case. I can rent
not only a guitar but also taped guitar lessons and illustrated
chord charts, and with these things I can teach myself to play
the guitar. Indeed, this arrangement may have advantages--if the
available tapes are better than the available teachers, or if the
only time I have for learning the guitar is late at night, or if
the tunes I wish to play are unknown in my country, or if I am
shy and prefer to fumble along in privacy.
Skill teachers must be listed and contacted through a
different kind of channel from that of things. A thing is
available at the bidding of the user--or could be--whereas a
person formally becomes a skill resource only when he consents to
do so, and he can also restrict time, place, and method as he
chooses.
Skill teachers must be also distinguished from peers from whom
one would learn. Peers who wish to pursue a common inquiry must
start from common interests and abilities; they get together to
exercise or improve a skill they share: basketball, dancing,
constructing a camp site, or discussing the next election. The
first transmission of a skill, on the other hand, involves
bringing together someone who has the skill and someone who does
not have it and wants to acquire it.
A "skill model" is a person who possesses a skill
and is willing to demonstrate its practice. A demonstration of
this kind is frequently a necessary resource for a potential
learner. Modern inventions permit us to incorporate demonstration
into tape, film, or chart; yet one would hope personal
demonstration will remain in wide demand, especially in communication skills.
Some ten thousand adults have learned Spanish at our Center at
Cuernavaca--mostly highly motivated persons who wanted to acquire
near-native fluency in a second language. When they are faced
with a choice between carefully programmed instruction in a lab
or drill sessions with two other students and a native speaker
following a rigid routine, most choose the second.
For most widely shared skills, a person who demonstrates the
skill is the only human resource we ever need or get. Whether in
speaking or driving, in cooking or in the use of communication
equipment, we are often barely conscious of formal instruction
and learning, especially after our first experience of the
materials in question. I see no reason why other complex skills,
such as the mechanical aspects of surgery and playing the fiddle,
of reading or the use of directories and catalogues, could not be
learned in the same way.
A well-motivated student who does not labor under a specific
handicap often needs no further human assistance than can be
provided by someone who can demonstrate on demand how to do what
the learner wants to learn to do. The demand made of skilled
people that before demonstrating their skill they be certified as
pedagogues is a result of the insistence either that people learn
what they do not want to know or that all people-even those with
a special handicap--learn certain things, at a given moment in
their lives, and preferably under specified circumstances.
What makes skills scarce on the present educational market is
the institutional requirement that those who can demonstrate them
may not do so unless they are given public trust, through a
certificate. We insist that those who help others acquire a skill
should also know how to diagnose learning difficulties and be
able to motivate people to aspire to learn skills. In short, we
demand that they be pedagogues. People who can demonstrate skills
will be plentiful as soon as we learn to recognize them outside
the teaching profession.
Where princelings are being taught, the parents' insistence
that the teacher and the person with skills be combined in one
person is understandable, if no longer defensible. But for all
parents to aspire to have Aristotle for their Alexander is
obviously self-defeating. The person who can both inspire
students and demonstrate a technique is so rare, and so hard to
recognize, that even princelings more often get a sophist than a
true philosopher.
A demand for scarce skills can be quickly filled even if there
are only small numbers of people to demonstrate them; but such
people must be easily available. During the forties radio
repairmen, most of them with no schooling in their work, were no
more than two years behind radios in penetrating the interior of
Latin America. There they stayed until transistor radios, which
are cheap to purchase and impossible to repair, put them out of
business. Technical schools now fail to accomplish what repair.
men of equally useful, more durable radios could do as a matter
of course.
Converging self-interests now conspire to stop a man from
sharing his skill. The man who has the skill profits from its
scarcity and not from its reproduction. The teacher who special.
izes in transmitting the skill profits from the artisan's
unwillingness to launch his own apprentice into the field. The
public is indoctrinated to believe that skills are valuable and
reliable only if they are the result of formal schooling. The job
market depends on making skills scarce and on keeping them
scarce, either by proscribing their unauthorized use and
transmission or by making things which can be operated and
repaired only by those who have access to tools or information
which are kept scarce.
Schools thus produce shortages of skilled persons. A good
example is the diminishing number of nurses in the United States,
owing to the rapid increase of four-year B.S. programs in
nursing. Women from poorer families, who would formerly have
enrolled in a two- or three-year program, now stay out of the
nursing profession altogether.
Insisting on the certification of teachers is another way of
keeping skills scarce. If nurses were encouraged to train nurses,
and if nurses were employed on the basis of their proven skill at
giving injections, filling out charts, and giving medicine, there
would soon be no lack of trained nurses. Certification now tends
to abridge the freedom of education by converting the civil right
to share one's knowledge into the privilege of academic freedom,
now conferred only on the employees of a school. To guarantee
access to an effective exchange of skills, we need legislation
which generalizes academic freedom. The right to teach any skill
should come under the protection of freedom of speech. Once
restrictions on teaching are removed, they will quickly be
removed from learning as well.
The teacher of skills needs some inducement to grant his
services to a pupil. There are at least two simple ways to begin
to channel public funds to noncertified teachers. One way would
be to institutionalize the skill exchange by creating free skill
centers open to the public. Such centers could and should be
established in industrialized areas, at least for those skills
which are fundamental prerequisites for entering certain
apprenticeships--such skills as reading, typing, keeping
accounts, foreign languages, computer programming and number
manipulation, reading special languages such as that of
electrical circuits, manipulation of certain machinery, etc.
Another approach would be to give certain groups within the
population educational currency good for attendance at skill
centers where other clients would have to pay commercial rates.
A much more radical approach would be to create a
"bank" for skill exchange. Each citizen would be given
a basic credit with which to acquire fundamental skills. Beyond
that minimum, further credits would go to those who earned them
by teaching, whether they served as models in organized skill
centers or did so privately at home or on the playground. Only
those who had taught others for an equivalent amount of time
would have a claim on the time of more advanced teachers. An
entirely new elite would be promoted, an elite of those who
earned their education by sharing it.
Should parents have the right to earn skill credit for their
children? Since such an arrangement would give further advantage
to the privileged classes, it might be offset by granting a
larger credit to the underprivileged. The operation of a skill
exchange would depend on the existence of agencies which would
facilitate the development of directory information and assure
its free and inexpensive use. Such an agency might also provide
supplementary services of testing and certification and might
help to enforce the legislation required to break up and prevent
monopolistic practices.
Fundamentally, the freedom of a universal skill exchange must
be guaranteed by laws which permit discrimination only on the
basis of tested skills and not on the basis of educational
pedigree. Such a guarantee inevitably requires public control
over tests which may be used to qualify persons for the job
market. Otherwise, it would be possible to surreptitiously
reintroduce complex batteries of tests at the work place itself
which would serve for social selection. Much could be done to
make skill-testing objective, e.g., allowing only the operation
of specific machines or systems to be tested. Tests of typing
(measured according to speed, number of errors, and whether or
not the typist can work from dictation), operation of an
accounting system or of a hydraulic crane, driving, coding into
COBOL, etc., can easily be made objective.
In fact, many of the true skills which are of practical
importance can be so tested. And for the purposes of manpower
management a test of a current skill level is much more useful
than the information that twenty years ago a person satisfied his
teacher in a curriculum in which typing, stenography, and
accounting were taught. The very need for official skill-testing
can, of course, be questioned: I personally believe that freedom
from undue hurt to a man's reputation through labeling is better
guaranteed by restricting than by forbidding tests of competence.
Peer-Matching
At their worst, schools gather classmates into the same room
and subject them to the same sequence of treatment in math,
citizenship, and spelling. At their best, they permit each
student to choose one of a limited number of courses. In any case, groups
of peers form around the goals of teachers. A desirable
educational system would let each person specify the activity for
which he sought a peer.
School does offer children an opportunity to escape their
homes and meet new friends. But, at the same time, this process
indoctrinates children with the idea that they should select
their friends from among those with whom they are put together.
Providing the young from their earliest age with invitations to
meet, evaluate, and seek out others would prepare them for a
lifelong interest in seeking new partners for new endeavors.
A good chess player is always glad to find a close match, and
one novice to find another. Clubs serve their purpose. People who
want to discuss specific books or articles would probably pay to
find discussion partners. People who want to play games, go on
excursions, build fish tanks, or motorize bicycles will go to
considerable lengths to find peers. The reward for their efforts
is finding those peers. Good schools try to bring out the common
interests of their students registered in the same program. The
inverse of school would be an institution which increased the
chances that persons who at a given moment shared the same
specific interest could meet--no matter what else they had in
common.
Skill-teaching does not provide equal benefits for both
parties, as does the matching of peers. The teacher of skills, as
I have pointed out, must usually be offered some incentive beyond
the rewards of teaching. Skill-teaching is a matter of repeating
drills over and over and is, in fact, all the more dreary for
those pupils who need it most. A skill exchange needs currency or
credits or other tangible incentives in order to operate, even if
the exchange itself were to generate a currency of its own. A
peer-match. ing system requires no such incentives, but only a
communications network.
Tapes, retrieval systems, programmed instruction, and
reproduction of shapes and sounds tend to reduce the need for
recourse to human teachers of many skills; they increase the
efficiency of teachers and the number of skills one can pick up
in a lifetime. Parallel to this runs an increased need to meet
people interested in enjoying the newly acquired skill. A student
who has picked up Greek before her vacation would like to discuss
in Greek Cretan politics when she returns. A Mexican in New York
wants to find other readers of the paper Siempre---or of
"Los Agachados, the most popular comic book.
Somebody else wants to meet peers who, like himself, would like
to increase their interest in the work of James Baldwin or of
Bolivar.
The operation of a
peer-matching network would be simple. The user would identify
himself by name and address and describe the activity for which
he sought a peer. A computer would send him back the names and
addresses of all those who had inserted the same description. It
is amazing that such a simple utility has never been used on a
broad scale for publicly valued activity.
In its most rudimentary
form, communication between client and computer could be
established by return mail. In big cities typewriter terminals
could provide instantaneous responses. The only way to retrieve a
name and address from the computer would be to list an activity
for which a peer was sought. People using the system would become
known only to their potential peers.
A complement to the
computer could be a network of bulletin boards and classified
newspaper ads, listing the activities for which the computer
could not produce a match. No names would have to be given.
Interested readers would then introduce their names into the
system. A publicly supported peer-match network might be the only
way to guarantee the right of free assembly and to train people
in the exercise of this most fundamental civic activity.
The right of free
assembly has been politically recognized and culturally accepted.
We should now understand that this right is curtailed by laws
that make some forms of assembly obligatory. This is especially
the case with institutions which conscript according to age
group, class, or sex, and which are very time-consuming. The army
is one example. School is an even more outrageous one.
To deschool means to
abolish the power of one person to oblige another person to
attend a meeting. It also means recognizing the right of any
person, of any age or sex, to call a meeting. This right has been
drastically diminished by the institutionalization of meetings.
"Meeting" originally referred to the result of an
individual's act of gathering. Now it refers to the institutional
product of some agency.
The ability of service
institutions to acquire clients has far outgrown the ability of
individuals to be heard independently of institutional media,
which respond to individuals only if they are salable news.
Peer-matching facilities should be available for individuals who
want to bring people together as easily as the village bell
called the villagers to council. School buildings--of doubtful
value for conversion to other uses--could often serve this
purpose.
The school system, in
fact, may soon face a problem which churches have faced before:
what to do with surplus space emptied by the defection of the
faithful. Schools are as difficult to sell as temples. One way to
provide for their continued use would be to give over the space
to people from the neighborhood. Each could state what he would
do in the classroom and when, and a bulletin board would bring
the available programs to the attention of the inquirers. Access
to "class" would be free--or purchased with educational
vouchers. The "teacher" could even be paid according to
the number of pupils he could attract for any full two-hour
period. I can imagine that very young leaders and great educators
would be the two types most prominent in such a system. The same
approach could be taken toward higher education. Students could
be furnished with educational vouchers which entitled them to ten
hours' yearly private consultation with the teacher of their
choice--and, for the rest of their learning, depend on the
library, the peer-matching network, and apprenticeships.
We must, of course,
recognize the probability that such public matching devices would
be abused for exploitative and immoral purposes, just as the
telephone and the mails have been so abused. As with those
networks, there must be some protection. I have proposed elsewhere
a matching system which would allow only pertinent printed
information, plus the name and address of the inquirer, to be
used. Such a system would be virtually foolproof against abuse.
Other arrangements could allow the addition of any book, film, TV
program, or other item quoted from a special catalogue. Concern
about the dangers of the system should not make us lose sight of
its far greater benefits.
Some who share my
concern for free speech and assembly will argue that
peer-matching is an artificial means of bringing people together
and would not be used by the poor--who need it most. Some people
become genuinely agitated when one suggests the setting up of ad
hoc encounters which
are not rooted in the life of a local community. Others react
when one suggests using a computer to sort and match
client-identified interests. People cannot be drawn together in
such an impersonal manner, they say. Common inquiry must be
rooted in a history of shared experience at many levels, and must
grow out of this experience-the development of neighborhood
institutions, for example.
I sympathize with these
objections, but I think they miss my point as well as their own.
In the first place, the return to neighborhood life as the
primary center of creative expression might actually work against
the re-establishment of neighborhoods as political units.
Centering demands on the neighborhood may, in fact, neglect an
important liberating aspect of urban life--the ability of a
person to participate simultaneously in several peer groups.
Also, there is an important sense in which people who have never
lived together in a physical community, may occasionally have far
more experiences to share than those who have known each other
from childhood. The great religions have always recognized the
importance of far-off encounters, and the faithful have always
found freedom through them; pilgrimage, monasticism, the mutual
support of temples and sanctuaries reflect this awareness.
Peer-matching could significantly help in making explicit the
many potential but suppressed communities of the city.
Local communities are
valuable. They are also a vanishing reality as men progressively
let service institutions define their circles of social
relationship. Milton Kotler in his recent book has shown that the
imperialism of "downtown" deprives the neighborhood of
its political significance. The protectionist attempt to
resurrect the neighborhood as a cultural unit only supports this
bureaucratic imperialism. Far from artificially removing men from
their local contexts to join abstract groupings, peer-matching
should encourage the restoration of local life to cities from
which it is now disappearing. A man who recovers his initiative
to call his fellows into meaningful conversation may cease to
settle for being separated from them by office protocol or
suburban etiquette. Having once seen that doing things together
depends on deciding to do so, men may even insist that their
local communities become more open to creative political
exchange.
We must recognize that
city life tends to become immensely costly as city-dwellers must
be taught to rely for every one of their needs on complex
institutional services. It is extremely expensive to keep it even
minimally livable. Peer-matching in the city could be a first
step toward breaking down the dependence of citizens on
bureaucratic civic services.
It would also be an
essential step to providing new means of establishing public
trust. In a schooled society we have come to rely more and more
on the professional judgment of educators on the effect of their
own work in order to decide whom we can or cannot trust: we go to
the doctor, lawyer, or psychologist because we trust that anybody
with the required amount of specialized educational treatment by
other colleagues deserves our confidence.
In a deschooled society
professionals could no longer claim the trust of their clients on
the basis of their curricular pedigree, or ensure their standing
by simply referring their clients to other professionals who
approved of their schooling. Instead of placing trust in
professionals, it should be possible, at any time, for any
potential client to consult with other experienced clients of a
professional about their satisfaction with him by means of
another peer network easily set up by computer, or by a number of
other means. Such networks could be seen as public utilities which
permitted students to choose their teachers or patients their healers.
Professional
Educators
As citizens have new
choices, new chances for learning, their willingness to seek
leadership should increase. We may expect that they will
experience more deeply both their own independence and their need
for guidance. As they are liberated from manipulation by others,
they should learn to profit from the discipline others have
acquired in a lifetime. Deschooling education should
increase--rather than stifle--the search for men with practical
wisdom who would be willing to sustain the newcomer in his
educational adventure. As masters of their art abandon the claim
to be superior informants or skill models, their claim to
superior wisdom will begin to ring true.
With an increasing
demand for masters, their supply should also increase. As the
schoolmaster vanishes, conditions will arise which should bring
forth the vocation of the independent educator. This may seem
almost a contradiction in terms, so thoroughly have schools and
teachers become complementary. Yet this is exactly what the
development of the first three educational exchanges would tend
to result in--and what would be required to permit their full
exploitation--for parents and other '"natural
educators" need guidance, individual learners need
assistance, and the networks need people to operate them.
Parents need guidance in
directing their children on the road that leads to responsible
educational independence. Learners need experienced leadership
when they encounter rough terrain. These two needs are quite
distinct: the first is a need for pedagogy, the second for
intellectual leadership in all other fields of knowledge. The
first calls for knowledge of human learning and of educational
resources, the second for wisdom based on experience in any kind
of exploration. Both kinds of experience are indispensable for
effective educational endeavor. Schools package these functions into one
role--and render the independent exercise of any of them if not
disreputable at least suspect.
Three types of special
educational competence should, in fact, be distinguished: one to
create and operate the kinds of educational exchanges or networks
outlined here; another to guide students and parents in the use
of these networks; and a third to act as primus inter
pares in undertaking
difficult intellectual exploratory journeys. Only the former two
can be conceived of as branches of an independent profession:
educational administrators and pedagogical counselors. To design
and operate the networks I have been describing would not require
many people, but it would require people with the most profound
understanding of education and administration, in a perspective
quite different from and even opposed to that of schools.
While an independent
educational profession of this kind would welcome many people
whom the schools exclude, it would also exclude many whom the
schools qualify. The establishment and operation of educational
networks would require some designers and administrators, but not
in the numbers or of the type required by the administration of
schools. Student discipline, public relations, hiring,
supervising, and firing teachers would have neither place nor
counterpart in the networks I have been describing. Neither would
curriculum-making, textbook-purchasing, the maintenance of
grounds and facilities, or the supervision of interscholastic
athletic competition. Nor would child custody, lesson-planning,
and record-keeping, which now take up so much of the time of
teachers, figure in the operation of educational networks.
Instead, the operation of learning webs would require some of the
skills and attitudes now expected from the staff of a museum, a
library, an executive employment agency, or a maitre
d'h™tel.
Today's educational
administrators are concerned with controlling teachers and
students to the satisfaction of others-trustees, legislatures,
and corporate executives. Network builders and administrators
would have to demonstrate genius at keeping themselves, and
others, out of people's way, at facilitating en-counters among
students, skill models, educational leaders, and educational objects.
Many persons now attracted to teaching are profoundly
authoritarian and would not be able to assume this task: building
educational exchanges would mean making it easy for
people--especially the young--to pursue goals which might
contradict the ideals of the traffic manager who makes the
pursuit possible.
If the networks I have
described could emerge, the educational path of each student
would be his own to follow, and only in retrospect would it take
on the features of a recognizable program. The wise student would
periodically seek professional advice: assistance to set a new
goal, insight into difficulties encountered, choice between
possible methods. Even now, most persons would admit that the
important services their teachers have rendered them are such
advice or counsel, given at a chance meeting or in a tutorial.
Pedagogues, in an unschooled world, would also come into their
own, and be able to do what frustrated teachers pretend to pursue
today.
While network
administrators would concentrate primarily on the building and
maintenance of roads providing access to resources, the pedagogue
would help the student to find the path which for him could lead
fastest to his goal. If a student wanted to learn spoken
Cantonese from a Chinese neighbor, the pedagogue would be
available to judge their proficiency, and to help them select the
textbook and methods most suitable to their talents, character,
and the time available for study. He could counsel the would-be
airplane mechanic on finding the best places for apprenticeship.
He could recommend books to somebody who wanted to find
challenging peers to discuss African history. Like the network
administrator, the pedagogical counselor would conceive of
himself as a professional educator. Access to either could be
gained by individuals through the use of educational vouchers.
The role of the educational initiator or leader, the master or
"true" leader, is somewhat more elusive than that of the
professional administrator or the pedagogue. This is so because
leadership is itself hard to define. In practice, an individual is
a leader if people follow his initiative and become apprentices in
his progressive discoveries. Frequently, this involves a prophetic vision
of entirely new standards--quite understandable today--in which present
"wrong" will turn out to be "right." In a
society which would honor the right to call assemblies through
peer-matching, the ability to take educational initiative on a
specific subject would be as wide as access to learning itself.
But, of course, there is a vast difference between the initiative
taken by someone to call a fruitful meeting to discuss this essay
and the ability of someone to provide leadership in the
systematic exploration of its implications.
Leadership also does not
depend on being right. As Thomas Kuhn points out, in a period of
constantly changing paradigms most of the very distinguished
leaders are bound to be proven wrong by the test of hindsight.
Intellectual leadership does depend on superior intellectual
discipline and imagination and the willingness to associate with
others in their exercise. A learner, for example, may think that
there is an analogy between the U.S. antislavery movement or the
Cuban Revolution and what is happening in Harlem. The educator
who is himself a historian can show him how to appreciate the
flaws in such an analogy. He may retrace his own steps as a
historian. He may invite the learner to participate in his own
research. In both cases he will apprentice his pupil in a
critical art--which is rare in school--and which money or other
favors cannot buy.
The relationship of
master and disciple is not restricted to intellectual discipline.
It has its counterpart in the arts, in physics, in religion, in
psychoanalysis, and in pedagogy. It fits mountain-climbing,
silverworking and politics, cabinetmaking and personnel
administration. What is common to all true master-pupil
relationships is the awareness both share that their relationship
is literally priceless and in very different ways a privilege for
both.
Charlatans, demagogues,
proselytizers, corrupt masters, and simoniacal priests,
tricksters, miracle workers, and messiahs have proven capable of
assuming leadership roles and thus show the dangers of any
dependence of a disciple on the master. Different societies have
taken different measures to defend them-
101 LEARNING WEBS
selves against these
counterfeit teachers. Indians relied on caste-lineage, Eastern
Jews on the spiritual discipleship of rabbis, high periods of
Christianity on an exemplary life of monastic virtue, other
periods on hierarchical orders. Our society relies on
certification by schools. It is doubtful that this procedure
provides a better screening, but if it should be claimed that it
does, then the counterclaim can be made that it does so at the
cost of making personal discipleship almost vanish.
In practice, there will
always be a fuzzy line between the teacher of skills and the
educational leaders identified above, and there are no practical
reasons why access to some leaders could not be gained by
discovering the "master" in the drill teacher who
introduces students to his discipline.
On the other hand, what
characterizes the true master-disciple relationship is its
priceless character. Aristotle speaks of it as a
""moral type of friendship, which is not on fixed
terms: it makes a gift, or does whatever it does, as to a
friend." Thomas Aquinas says of this kind of teaching that
inevitably it is an act of love and mercy. This kind of teaching
is always a luxury for the teacher and a form of leisure (in
Greek, "schole") for him and his pupil:
an activity meaningful for both, having no ulterior purpose.
To rely for true intellectual leadership on the desire of
gifted people to provide it is obviously necessary even in our
society, but it could not be made into a policy now. We must
first construct a society in which personal acts themselves
reacquire a value higher than that of making things and
manipulating people. In such a society exploratory, inventive,
creative teaching would logically be counted among the most
desirable forms of leisurely "unemployment." But we do
not have to wait until the advent of utopia. Even now one of the
most important consequences of deschooling and the establishment
of peer-matching facilities would be the initiative which
"masters" could take to assemble congenial disciples.
It would also, as we have seen, provide ample opportunity for
potential disciples to share information or to select a master.
Schools are not the only institutions which pervert
professions by packaging roles. Hospitals render home care increasingly
impossible--and then justify hospitalization as a benefit to the
sick. At the same time, the doctor's legitimacy and ability to
work come increasingly to depend on his association with a
hospital, even though he is still less totally dependent on it
than are teachers on schools. The same could be said about
courts, which overcrowd their calendars as new transactions
acquire legal solemnity, and thus delay justice. Or it could be
said about churches, which succeed in making a captive profession
out of a free vocation. The result in each case is scarce service
at higher cost, and greater income to the less competent members
of the profession.
So long as the older professions monopolize superior income
and prestige it is difficult to reform them. The profession of
the schoolteacher should be easier to reform, and not only
because it is of more recent origin. The educational profession
now claims a comprehensive monopoly; it claims the exclusive
competence to apprentice not only its own novices but those of
other professions as well. This overexpansion renders it
vulnerable to any profession which would reclaim the right to
teach its own apprentices. Schoolteachers are overwhelmingly
badly paid and frustrated by the tight control of the school
system. The most enterprising and gifted among them would
probably find more congenial work, more independence, and even
higher incomes by specializing as skill models, network
administrators, or guidance specialists.
Finally, the dependence of the registered student on the
certified teacher can be broken more easily than his dependence
on other professionals--for instance, that of a hospitalized
patient on his doctor. If schools ceased to be compulsory,
teachers who find their satisfaction in the exercise of
pedagogical authority in the classroom would be left only with
pupils who were attracted by their style. The disestablishment of
our present professional structure could begin with the dropping
out of the schoolteacher.
The disestablishment of schools will inevitably happen--and it
will happen surprisingly fast. It cannot be retarded very much
longer, and it is hardly necessary to promote it vigorously, for
this is being done now. What is worthwhile is to try to orient it
in a hopeful direction, for it could take place in either of
two diametrically opposed ways.
The first would be the expansion of the mandate of the
pedagogue and his increasing control over society even outside
school. With the best of intentions and simply by expanding the
rhetoric now used in school, the present crisis in the schools
could provide educators with an excuse to use all the networks of
contemporary society to funnel their messages to us--for our own
good. Deschooling, which we cannot stop, could mean the advent of
a ""brave new world" dominated by well-intentioned
administrators of programmed instruction.
On the other hand, the growing awareness on the part of
governments, as well as of employers, taxpayers, enlightened
pedagogues, and school administrators, that graded curricular
teaching for certification has become harmful could offer large
masses of people an extraordinary opportunity: that of preserving
the right of equal access to the tools both of learning and of
sharing with others what they know or believe. But this would
require that the educational revolution be guided by certain
goals:
- To liberate access to things by abolishing the control which persons
and institutions now exercise over their educational values.
- To liberate the sharing of skills by guaranteeing freedom to teach or
exercise them on request.
- To liberate the critical and creative resources of people by
returning to individual persons the ability to call and hold
meetings--an ability now increasingly monopolized by institutions
which claim to speak for the people.
- To liberate the individual from the obligation to shape his
expectations to the services offered by any established
profession--by providing him with the opportunity to draw on the
experience of his peers and to entrust himself to the teacher,
guide, adviser, or healer of his choice. Inevitably the
deschooling of society will blur the distinctions between
economics, education, and politics on which the stability of the
present world order and the stability of nations now rest.
Our review of educational institutions leads us to a review of
our image of man. The creature whom schools need as a client has
neither the autonomy nor the motivation to grow on his own. We
can recognize universal schooling as the culmination of a
Promethean enterprise, and speak about the alternative as a world
fit to live in for Epimethean man. While we can specify that the
alternative to scholastic funnels is a world made transparent by
true communication webs, and while we can specify very concretely
how these could function, we can only expect the Epimethean
nature of man to re-emerge; we can neither plan nor produce it.
VII - Rebirth of Epimethean Man
Our society resembles the ultimate machine which I once saw in
a New York toy shop. It was a metal casket which, when you
touched a switch, snapped open to reveal a mechanical hand.
Chromed fingers reached out for the lid, pulled it down, and
locked it from the inside. It was a box; you expected to be able
to take something out of it; yet all it contained was a mechanism
for closing the cover. This contraption is the opposite of
Pandora's "box."
The original Pandora, the All-Giver, was an Earth goddess in
prehistoric matriarchal Greece. She let all ills escape from her
amphora (pythos). But she closed the lid before Hope could
escape. The history of modern man begins with the degradation of
Pandora's myth and comes to an end in the self-sealing casket. It
is the history of the Promethean endeavor to forge institutions
in order to corral each of the rampant ills. It is the history of
fading hope and rising expectations.
To understand what this means we must rediscover the
distinction between hope and expectation. Hope, in its strong
sense, means trusting faith in the goodness of nature, while
expectation, as I will use it here, means reliance on results
which are planned and controlled by man. Hope centers desire on a
person from whom we await a gift. Expectation looks forward to
satisfaction from a predictable process which will produce what
we have the right to claim. The Promethean ethos has now eclipsed
hope.
Survival of the human
race depends on its rediscovery as a social force.
The original Pandora was
sent to Earth with a jar which contained all ills; of good
things, it contained only hope. Primitive man lived in this world
of hope. He relied on the munificence of nature, on the handouts
of gods, and on the instincts of his tribe to enable him to
subsist. Classical Greeks began to replace hope with
expectations. In their version of Pandora she released both evils
and goods. They remembered her mainly for the ills she had
unleashed. And, most significantly, they forgot that the
All-Giver was also the keeper of hope.
The Greeks told the
story of two brothers, Prometheus and Epimetheus. The former
warned the latter to leave Pandora alone. Instead, he married
her. In classical Greece the name "Epimetheus," which
means "hindsight," was interpreted to mean
"dull" or "dumb." By the time Hesiod retold
the story in its classical form, the Greeks had become moral and
misogynous patriarchs who panicked at the thought of the first
woman. They built a rational and authoritarian society. Men
engineered institutions through which they planned to cope with
the rampant ills. They became conscious of their power to fashion
the world and make it produce services they also learned to
expect. They wanted their own needs and the future demands of
their children to be shaped by their artifacts. They became
lawgivers, architects, and authors, the makers of constitutions,
cities, and works of art to serve as examples for their
offspring. Primitive man had relied on mythical participation in
sacred rites to initiate individuals into the lore of society,
but the classical Greeks recognized as true men only those
citizens who let themselves be fitted by paideIa
(education) into the institutions
their elders had planned.
The developing myth
reflects the transition from a world in which dreams were
interpreted to a world in which oracles were made.
From immemorial time, the Earth
Goddess had been worshipped on the slope of Mount Parnassus,
which was the center and navel of the Earth. There, at Delphi
(from deiphys, the womb), slept Gaia, the sister
of Chaos and Eros. Her son, Python the dragon, guarded her
moonlit and dewy dreams, until Apollo the Sun God, the architect
of Troy, rose from the east, slew the dragon, and became the
owner of Gaia's cave. His priests took over her temple. They
employed a local maiden, sat her on a tripod over Earth's smoking
navel, and made her drowsy with fumes. They then rhymed her
ecstatic utterances into hexameters of self-fulfilling
prophecies. From all over the Peloponnesus men brought their
problems to Apollo's sanctuary. The oracle was consulted on
social options, such as measures to be taken to stop a plague or
a famine, to choose the right constitution for Sparta or the
propitious sites for cities which later became Byzantium and
Chalcedon. The never-erring arrow became Apollo's symbol.
Everything about him became purposeful and useful.
In the Republic,
describing the ideal
state, Plato already excludes popular music. Only the harp and
Apollo's lyre would be permitted in towns because their harmony
alone creates "the strain of necessity and the strain of
freedom, the strain of the unfortunate and the strain of the
fortunate, the strain of courage and the strain of temperance
which befit the citizen." City-dwellers panicked before
Pan's flute and its power to awaken the instincts. Only "the
shepherds may play [Pan's] pipes and they only in the
country."
Man assumed responsibility for the laws under which he wanted to live and for
the casting of the environment into his own image. Primitive
initiation by Mother Earth into mythical life was transformed
into the education (paideia)
of the citizen who would feel at
home in the forum.
To the primitive the world was governed by fate, fact, and necessity. By stealing fire
from the gods, Prometheus turned facts into problems, called
necessity into question, and defied fate. Classical man framed a
civilized context for human perspective. He was aware that he
could defy fate-nature-environment, but only at his own risk.
Contemporary man goes further; he attempts to create the world in
his image, to build a totally man-made environment, and then
discovers that he can do so only on the condition of constantly
remaking himself to fit it. We now must face the fact that man
himself is at stake.
Life today in New York produces a very peculiar vision of what is and what can be, and
without this vision life in New York is impossible. A child on
the streets of New York never touches anything which has not been
scientifically developed, engineered, planned, and sold to
someone. Even the trees are there because the Parks Department
decided to put them there. The jokes the child hears on
television have been programmed at a high cost. The refuse with
which he plays in the streets of Harlem is made of broken
packages planned for somebody else. Even desires and fears are
institutionally shaped. Power and violence are organized and
managed: the gangs versus the police. Learning itself is defined
as the consumption of subject matter, which is the result of
researched, planned, and promoted programs. Whatever good there
is, is the product of some specialized institution. It would be
foolish to demand something which some institution cannot
produce. The child of the city cannot expect anything which lies
outside the possible development of institutional process. Even
his fantasy is prompted to produce science fiction. He can
experience the poetic surprise of the unplanned only through his
encounter with "dirt," blunder, or failure: the orange
peel in the gutter, the puddle in the street, the breakdown of
order, program, or machine are the only take-offs for creative
fancy. "Goofing off" becomes the only poetry at hand.
Since there is nothing desirable which has not been planned, the city child soon
concludes that we will always be able to design an institution
for our every want. He takes for granted the power of process to
create value. Whether the goal is meeting a mate, integrating a
neighborhood, or acquiring reading skills, it will be defined in
such a way that its achievement can be engineered. The man who
knows that nothing in demand is out of production soon expects
that nothing produced can be out of demand. If a moon vehicle can
be designed, so can the demand to go to the moon. Not to go where
one can go would be subversive. It would unmask as folly the
assumption that every satisfied demand entails the discovery of
an even greater unsatisfied one. Such insight would stop
progress. Not to produce what is possible would expose the law of
"rising expectations" as a euphemism for a growing frustration gap,
which is the motor of a society built on the
coproduction of services and increased demand.
The state of mind of the modern city-dweller appears in the mythical tradition only under
the image of Hell: Sisyphus, who for a while had chained Thanatos
(death), must roll a heavy stone up the hill to the pinnacle of
Hell, and the stone always slips from his grip just when he is
about to reach the top. Tantalus, who was invited by the gods to
share their meal, and on that occasion stole their secret of how
to prepare all-healing ambrosia, which bestowed immortality,
suffers eternal hunger and thirst standing in a river of receding
waters, overshadowed by fruit trees with receding branches. A
world of ever-rising demands is not just evil-it can be spoken of
only as Hell.
Man has developed the frustrating power to demand anything because he cannot visualize
anything which an institution cannot do for him. Surrounded by
all-powerful tools, man is reduced to a tool of his tools. Each
of the institutions meant to exorcise one of the primeval evils
has become a fail-safe, self-sealing coffin for man. Man is
trapped in the boxes he makes to contain the ills Pandora
allowed to escape. The
blackout of reality in the smog produced by our tools has
enveloped us. Quite suddenly we find
ourselves in the darkness of our
own trap.
Reality itself has become dependent on human decision. The same President who
ordered the ineffective invasion of Cambodia could equally well
order the effective use of the atom. The "Hiroshima
switch" now can cut the navel of the Earth. Man has acquired
the power to make Chaos overwhelm both Eros and Gaia. This new
power of man to cut the navel of the Earth is a constant reminder
that our institutions not only create their own ends, but also
have the power to put an end to themselves and to us. The
absurdity of modern institutions is evident in the case of the
military. Modern weapons can defend freedom, civilization, and
life only by annihilating them. Security in military language
means the ability to do away with the Earth.
The absurdity that underlies nonmilitary institutions is no less manifest. There is
no switch in them to activate their destructive power, but
neither do they need a switch. Their grip is already fastened to the
lid of the world. They create needs faster than they can create
satisfaction, and in the process of trying to meet the needs they
generate, they consume the Earth. This is true for agriculture
and manufacturing, and no less for medicine and education. Modern
agriculture poisons and exhausts the soil. The "green
revolution" can, by means of new seeds, triple the output of
an acre--but only with an even greater proportional increase of
fertilizers, insecticides, water, and power. Manufacturing of
these, as of all other goods, pollutes the oceans and the
atmosphere and degrades irreplaceable resources. If combustion
continues to increase at present rates, we will soon consume the
oxygen of the atmosphere faster than it can be replaced. We have
no reason to believe that fission or fusion can replace
combustion without equal or higher hazards. Medicine men replace
midwives and promise to make man into something else: genetically
planned, pharmacologically sweetened, and capable of more
protracted sickness. The contemporary ideal is a pan-hygienic
world: a world in which all contacts between men, and between men
and their world, are the result of foresight and manipulation.
School has become the planned process which tools man for a
planned world, the principal tool to trap man in man s trap. It
is sup-posed to shape each man to an adequate level for playing a
part in this world game. Inexorably we cultivate, treat, produce,
and school the world out of existence.
The military institution
is evidently absurd. The absurdity of nonmilitary institutions is
more difficult to face. It is even more frightening, precisely
because it operates inexorably. We know which switch must stay
open to avoid an atomic holocaust. No switch detains an
ecological Armageddon.
In classical antiquity,
man had discovered that the world could be made according to
man's plans, and with this insight he perceived that it was
inherently precarious, dramatic and comical. Democratic
institutions evolved and man was presumed worthy of trust within
their framework. Expectations from due process and confidence in
human nature kept each other in balance. The traditional
professions developed and with them the institutions needed for
their exercise.
Surreptitiously,
reliance on institutional process has replaced dependence on
personal good will. The world has lost its humane dimension and
reacquired the factual necessity and fatefulness which were
characteristic of primitive times. But while the chaos of the
barbarian was constantly ordered in the name of mysterious,
anthropomorphic gods, today only man's planning can be given as a
reason for the world being as it, is. Man has become the
plaything of scientists, engineers, and planners.
We see this logic at
work in ourselves and in others. I know a Mexican village through
which not more than a dozen cars drive each day. A Mexican was
playing dominoes on the new hard-surface road in front of his
house--where he had probably played and sat since his youth. A
car sped through and killed him. The tourist who reported the
event to me was deeply upset, and yet he said: "The man had
it coming to him."
At first sight, the
tourist's remark is no different from the statement of some
primitive bushman reporting the death of a fellow who had
collided with a taboo and had therefore died. But the two
statements carry opposite meanings. The primitive can blame some
tremendous and dumb transcendence, while the tourist is in awe of
the inexorable logic of the machine. The primitive does not sense
responsibility; the tourist senses it, but denies it. In both the
primitive and the tourist the classical mode of drama, the style
of tragedy, the logic of personal endeavor and rebellion is
absent. The primitive man has not become conscious of it, and the
tourist has lost it. The myth of the Bushman and the myth of the
American are made of inert, inhuman forces. Neither experiences
tragic rebellion. For the Bushman, the event follows the laws of
magic; for the American, it follows the laws of science. The
event puts him under the spell of the laws of mechanics, which
for him govern physical, social, and psychological events.
The mood of 1971 is
propitious for a major change of direction in search of a hopeful
future. Institutional goals continuously contradict institutional
products. The poverty program produces more poor, the war in Asia
more Vietcong, technical assistance more underdevelopment. Birth
control clinics increase survival rates and boost the
population; schools produce more dropouts; and the curb on one
kind of pollution usually increases another.
Consumers are faced with
the realization that the more they can buy, the more deceptions
they must swallow. Until recently it seemed logical that the
blame for this pandemic inflation of dysfunctions could be laid
either on the limping of scientific discovery behind the
technological demands or on the perversity of ethnic,
ideological, or class enemies. Both the expectations of a
scientific millennium and of a war to end all wars have declined.
For the experienced
consumer, there is no way back to a nave reliance on
magical technologies. Too many people have had bad experiences
with neurotic computers, hospital-bred infections, and
jams wherever there is traffic on
the road, in the air, or on the phone. Only ten years ago
conventional wisdom anticipated a better life based on an
increase in scientific discovery. Now scientists frighten
children. The moon shots provide a fascinating demonstration that
human failure can be almost eliminated among the operators of
complex systems-yet this does not allay our fears that the human
failure to consume according to instruction might spread out of
control.
For the social reformer
there is no way back, either, to the assumptions of the forties.
The hope has vanished that the problem of justly distributing
goods can be sidetracked by creating an abundance of them. The
cost of the minimum package capable of satisfying modern tastes
has skyrocketed, and what makes tastes modern is their
obsolescence prior even to satisfaction.
The limits of the
Earth's resources have become evident. No breakthrough in science
or technology could provide every man in the world with the
commodities and services which are now available to the poor of
rich countries. For instance, it would take the extraction of one
hundred times the present amounts of iron, tin, copper, and lead
to achieve such a goal, with even the "lightest"
alternative technology.
Finally, teachers,
doctors, and social workers realize that their distinct
professional ministrations have one aspect-at least-in common.
They create further demands for the institutional
treatments they provide, faster than they can provide service
institutions.
Not just some part, but
the very logic, of conventional wisdom is becoming suspect. Even
the laws of economy seem unconvincing outside the narrow
parameters which apply to the social, geographic area
where most of the money is
concentrated. Money is, indeed, the cheapest currency, but only
in an economy geared to efficiency measured in monetary terms.
Both capitalist and Communist countries in their various forms
are committed to measuring efficiency in cost-benefit ratios
expressed in dollars. Capitalism flaunts a higher standard of
living as its claim to superiority. Communism boasts of a higher
growth rate as an index of its ultimate triumph. But under either
ideology the total cost of increasing efficiency increases
geometrically. The largest institutions compete most fiercely for
resources which are not listed in any inventory: the air, the
ocean, silence, sunlight, and health. They bring the scarcity of
these resources to public attention only when they are almost
irremediably degraded. Everywhere nature becomes poisonous,
society inhumane, and the inner life is invaded and personal
vocation smothered.
A society committed to
the institutionalization of values identifies the production of
goods and services with the demand for such. Education which
makes you need the product is included in the price of the
product. School is the advertising agency which makes you believe
that you need the society as it is. In such a society marginal
value has become constantly self-transcendent.
It forces the few largest
consumers to compete for the power to deplete the earth, to fill
their own swelling bellies, to discipline smaller consumers, and
to deactivate those who still find satisfaction in making do with
what they have. The ethos of nonsatiety is thus at the root of
physical depredation, social polarization, and psychological
passivity.
When values have been
institutionalized in planned and engineered processes, members of
modern society believe that the good life consists in having
institutions which define the values that both they and their
society believe they need. Institutional value can be defined as
the level of output of an institution. The corresponding value of
man is measured by his ability to consume and degrade these
institutional outputs, and thus create a new-even higher-demand.
The value of institutionalized man depends on his capacity as an
incinerator. To use an image--he has become the idol of his
handiworks. Man now defines himself as the fur-nace which burns
up the values produced by his tools. And there is no limit to his
capacity. His is the act of Prometheus carried to an extreme.
The exhaustion and
pollution of the earth's resources is, above all, the result of a
corruption in man's self-image, of a regression in his
consciousness. Some would like to speak about a mutation of
collective consciousness which leads to a conception of man as an
organism dependent not on nature and individuals, but rather on
institutions. This institutionalization of substantive values,
this belief that a planned process of treatment ultimately gives
results desired by the recipient, this consumer ethos, is at the
heart of the Promethean fallacy.
Efforts to find a new
balance in the global milieu depend on the deinstitutionalization
of values.
The suspicion that
something is structurally wrong with the vision of homo
faber is common to a
growing minority in capitalist, Communist, and
"underdeveloped" countries alike. This suspicion is the
shared characteristic of a new elite. To it belong people of all
classes, incomes, faiths, and civilizations. They have 'become
wary of the myths of the majority: of scientific utopias, of
ideological diabolism, and of the expectation of the distribution
of goods and services with some degree of equality. They share
with the majority the sense of being trapped. They share with the
majority the awareness that most new policies adopted by broad
consensus consistently lead to results which are glaringly
opposed to their stated aims. Yet whereas the Promethean majority
of would-be spacemen still evades the structural issue, the
emergent minority is critical of the scientific deus ex
mach ina, the
ideological panacea, and the hunt for devils and witches. This
minority begins to formulate its suspicion that our constant
deceptions tie us to contemporary institutions as the chains
bound Prometheus to his rock. Hopeful trust and classical irony (eironeia)
must conspire to expose
the Promethean fallacy.
Prometheus is usually
thought to mean "foresight," or sometimes even "he
who makes the North Star progress." He tricked the gods out
of their monopoly of fire, taught men to use it in the forging of
iron, became the god of technologists, and wound up in iron
chains.
The Pythia of Delphi has
now been replaced by a computer which hovers above panels and
punch cards. The hexameters of the oracle have given way to
sixteen-bit codes of instructions. Man the helmsman has turned
the rudder over to the cybernetic machine. The ultimate machine
emerges to direct our destinies. Children phantasize flying their
spacecrafts away from a crepuscular earth.
From the perspectives of the Man on
the Moon, Prometheus could
recognize sparkling blue Gaia as the planet of Hope and as the
Arc of Mankind. A new sense of the finiteness of the Earth and a
new nostalgia now can open man's eyes to the choice of his
brother Epimetheus to wed the Earth with Pandora.
At this point the Greek
myth turns into hopeful prophecy because it tells us that the son
of Prometheus was Deucalion, the Helmsman of the Ark who like
Noah outrode the Flood to become the father of a new mankind
which he made from the earth with Pyrrha, the daughter of
Epimetheus and Pandora. We are gaining insight into the meaning
of the Pythos which Pandora brought from the gods as being the
inverse of the Box: our Vessel and Ark.
We now need a name for
those who value hope above expectations. We need a name for those
who love people more than products, those who believe that
No people are uninteresting.
Their fate is like the chronicle of planets.
Nothing in them is not particular,
and planet is dissimilar from planet.
We need a name for those who love the earth on which each can meet the other,
And if a man lived in obscurity
making his friends in that obscurity,
obscurity is not uninteresting.
We need a name for those who collaborate with their Promethean
brother in the lighting of the fire and the shaping of iron, but who
do so to enhance their ability to tend and care and wait upon the
other, knowing that
to each his world is private,
and in that world one excellent minute.
And in that world one tragic minute.
These are private.*
I suggest that these hopeful brothers and sisters be called Epimethean men.
* The three quotations are from "People"' from the book Selected
Poems by Yevgeny Yevtushenko. Translated and with Introduction by Robin Milner
Gulland and Peter Levi. Published by E. P. Dutton & Co. Inc., 1962, and
reprinted with their permission.
ABOUT THE AUTHOR
Ivan Illich was born in Vienna in 1926. He studied theology and
philosophy at the Gregorian University in Rome and obtained a Ph.D.
in history at the University of Salzburg. He came to the United States
in 1951, where he served as assistant pastor in an Irish-Puerto Rican
parish in New York City. From 1956 to 1960 he was assigned as
vice-rector to the Catholic University of Puerto Rico, where he
organized an intensive training center for American priests in Latin
American culture. Illich was a co-founder of the widely known and
controversial Center for Intercultural Documentation (CIDOC) in
Cuernavaca, Mexico, and since 1964 he has directed research seminars on
"Institutional Alternatives in a Technological Society," with
special focus on Latin America. Ivan Illich's writings have appeared
in The New York Review, The Saturday Review, Esprit, Kuvsbuch,
Siempre, America, Commonwealth, Epreuves, and Tern PS Modernes.
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