| Ivan Illich - Tools for Conviviality
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II - Convivial Reconstruction
The symptoms of accelerated crisis are widely recognized.
Multiple attempts have been made to explain them. I believe that
this crisis is rooted in a major twofold experiment which has
failed, and I claim that the resolution of the crisis begins with
a recognition of the failure. For a hundred years we have tried
to make machines work for men and to school men for life in their
service. Now it turns out that machines do not "work"
and that people cannot be schooled for a life at the service of
machines. The hypothesis on which the experiment was built must
now be discarded. The hypothesis was that machines can replace
slaves. The evidence shows that, used for this purpose, machines
enslave men. Neither a dictatorial proletariat nor a leisure mass
can escape the dominion of constantly expanding industrial tools.
The crisis can be solved only if we learn to invert the
present deep structure of tools; if we give people tools that
guarantee their right to work with high, independent efficiency,
thus simultaneously eliminating the need for either slaves or
masters and enhancing each person's range of freedom. People need
new tools to work with rather than tools that "work"
for them. They need technology to make the most of the energy and
imagination each has, rather than more well-programmed energy
slaves.
I believe that society must be reconstructed to enlarge the
contribution of autonomous individuals and primary groups to the
total effectiveness of a new system of production designed to
satisfy the human needs which it also determines. In fact, the
institutions of industrial society do just the opposite. As the
power of machines increases, the role of persons more and more
decreases to that of mere consumers.
Individuals need tools to move and to dwell. They need
remedies for their diseases and means to communicate with one
another. People cannot make all these things for themselves. They
depend on being supplied with objects and services which vary
from culture to culture. Some people depend on the supply of food
and others on the supply of ball bearings.
People need not only to obtain things, they need above all the
freedom to make things among which they can live, to give shape
to them according to their own tastes, and to put them to use in
caring for and about others. Prisoners in rich countries often
have access to more things and services than members of their
families, but they have no say in how things are to be made and
cannot decide what to do with them. Their punishment consists in
being deprived of what I shall call "conviviality."
They are degraded to the status of mere consumers.
I choose the term "conviviality" to designate the
opposite of industrial productivity. I intend it to mean
autonomous and creative intercourse among persons, and the
intercourse of persons with their environment; and this in
contrast with the conditioned response of persons to the demands
made upon them by others, and by a man-made environment. I
consider conviviality to be individual freedom realized in
personal interdependence and, as such, an intrinsic ethical
value. I believe that, in any society, as conviviality is reduced
below a certain level, no amount of industrial productivity can
effectively satisfy the needs it creates among society's members.
Present institutional purposes, which hallow industrial
productivity at the expense of convivial effectiveness, are a
major factor in the amorphousness and meaninglessness that plague
contemporary society. The increasing demand for products has come
to define society's process. I will suggest how this present
trend can be reversed and how modern science and technology can
be used to endow human activity with unprecedented effectiveness.
This reversal would permit the evolution of a life style and of a
political system which give priority to the protection, the
maximum use, and the enjoyment of the one resource that is almost
equally distributed among all people: personal energy under
personal control. I will argue that we can no longer live and
work effectively without public controls over tools and
institutions that curtail or negate any person's right to the
creative use of his or her energy. For this purpose we need
procedures to ensure that controls over the tools of society are
established and governed by political process rather than by
decisions by experts.
The transition to socialism cannot be effected without an
inversion of our present institutions and the substitution of
convivial for industrial tools. At the same time, the retooling
of society will remain a pious dream unless the ideals of
socialist justice prevail. I believe that the present crisis of
our major institutions ought to be welcomed as a crisis of
revolutionary liberation because our present institutions abridge
basic human freedom for the sake of providing people with more
institutional outputs. This world-wide crisis of world-wide
institutions can lead to a new consciousness about the nature of
tools and to majority action for their control. If tools are not
controlled politically, they will be managed in a belated
technocratic response to disaster. Freedom and dignity will
continue to dissolve into an unprecedented enslavement of man to
his tools.
As an alternative to technocratic disaster, I propose the
vision of a convivial society. A convivial society would be the
result of social arrangements that guarantee for each member the
most ample and free access to the tools of the community and
limit this freedom only in favor of another member's equal
freedom.
At present people tend to relinquish the task of envisaging
the future to a professional élite. They transfer power to
politicians who promise to build up the machinery to deliver this
future. They accept a growing range of power levels in society
when inequality is needed to maintain high outputs. Political
institutions themselves become draft mechanisms to press people
into complicity with output goals. What is right comes to be
subordinated to what is good for institutions. Justice is debased
to mean the equal distribution of institutional wares.
The individual's autonomy is intolerably reduced by a society
that defines the maximum satisfaction of the maximum number as
the largest consumption of industrial goods. Alternate political
arrangements would have the purpose of permitting all people
to define the images of their own future. New politics would aim
principally to exclude the design of artifacts and rules that are
obstacles to the exercise of this personal freedom. Such politics
would limit the scope of tools as demanded by the protection of
three values: survival, justice, and self-defined work. I take
these values to be fundamental to any convivial society, however
different one such society might be from another in practice,
institutions, or rationale.
Each of these three values imposes its own limits on tools.
The conditions for survival are necessary but not
sufficient to ensure justice; people can survive in prison. The conditions
for the just distribution of industrial outputs are
necessary, but not sufficient to promote convivial production.
People can be equally enslaved by their tools. The conditions
for convivial work are structural arrangements that make
possible the just distribution of unprecedented power. A
postindustrial society must and can be so constructed that no one
person's ability to express him- or herself in work will require
as a condition the enforced labor or the enforced learning or the
enforced consumption of another.
In an age of scientific technology, the convivial structure of
tools is a necessity for survival in full justice which is both
distributive and participatory. This is so because science has
opened new energy sources. Competition for inputs must lead to
destruction, while their central control in the hands of a
Leviathan would sacrifice equal control over inputs to the
semblance of an equal distribution of outputs. Rationally
designed convivial tools have become the basis for participatory
justice.
But this does not mean that the transition from our present to
a convivial mode of production can be accomplished without
serious threats to the survival of many people. At present the
relationship between people and their tools is suicidally
distorted. The survival of Pakistanis depends on Canadian grain,
and the survival of New Yorkers on world-wide exploitation of
natural resources. The birth pangs of a convivial world society
will inevitably be violently painful for hungry Indians and for
helpless New Yorkers. I will later argue that the transition from
the present mode of production, which is Overwhelmingly
industrial, toward conviviality may start suddenly. But for the sake of the survival
of many people it will be desirable that the transition does not
happen all at once. I argue that survival in justice is possible
only at the cost of those sacrifices implicit in the adoption of
a convivial mode of production and the universal renunciation of
unlimited progeny, affluence, and power on the part of both
individuals and groups. This price cannot be extorted by some
despotic Leviathan, nor elicited by social engineering. People
will rediscover the value of joyful sobriety and liberating
austerity only if they relearn to depend on each other rather
than on energy slaves. The price for a convivial society will be
paid only as the result of a political process which reflects and
promotes the society-wide inversion of present industrial
consciousness. This political process will find its concrete
expression not in some taboo, but in a series of temporary
agreements on one or the other concrete limitation of means,
constantly adjusted under the pressure of conflicting insights
and interests.
In this volume I want to offer a methodology by which to
recognize means which have turned into ends. My subject is tools
and not intentions. The choice of this subject makes it
impossible to undertake several related, relevant, and tempting
tasks because:
1. It would not serve my purpose to describe in detail
any fictional community of the future. I want to provide
guidelines for action, not for fantasy. A modern society, bounded
for convivial living, could generate a new flowering of surprises
far beyond anyone's imagination and hope. I am not proposing a
Utopia, but a procedure that provides each community with the
choice of its unique social arrangements.
2. I do not want to contribute to an engineering manual for
the design of convivial institutions or tools, nor do I want to
engage in a sales campaign for what would be obviously a better
technology. My purpose is to lay down criteria by which the
manipulation of people for the sake of their tools can be
immediately recognized, and thus to exclude those artifacts and
institutions which inevitably extinguish a convivial life style.
Paradoxically, a society of simple tools that allows men to
achieve purposes with energy fully under their own control is now
difficult to imagine. Our imaginations have been industrially
deformed to conceive only what can be molded into an engineered
system of social habits that fit the logic of large-scale
production. We have almost lost the ability to frame in fancy a
world in which sound and shared reasoning sets limits to
everybody's power to interfere with anybody's equal power to
shape the world.
The present world is divided into those who do not have enough
and those who have more than enough, those who are pushed off the
road by cars and those who drive them. The have-nots are
miserable and the rich anxious to get more. A society whose
members know what is enough might be poor, but its members would
be equally free. Men with industrially distorted minds cannot
grasp the rich texture of personal accomplishments within the
range of modern though limited tools. There is no room in their
imaginations for the qualitative change that the acceptance of a
stable-state industry would mean; a society in which members are
free from most of the multiple restraints of schedules and
therapies now imposed for the sake of growing tools. Much less do
most of our contemporaries experience the sober joy of life in
this voluntary though relative poverty which lies within our
grasp.
3. I will focus on the structure of tools, not on the
character structure of their users. The use of industrial tools
stamps in an identical way the landscape of cities each having
its own history and culture. Highways, hospital wards,
classrooms, office buildings, apartments, and stores look
everywhere the same. Identical tools also promote the development
of the same character types. Policemen in patrol cars or
accountants at computers look and act alike all over the world,
while their poor cousins using nightstick or pen are different
from region to region. The progressive homogenization of
personalities and personal relationships cannot be stemmed
without a retooling of society. Research on the social character
traits that make retooling difficult or doubtful is complementary
to what I propose. But I am not postulating the creation of a new
man as a condition for a new society, nor am I pretending to know
how either social character or cultures will change. A pluralism
of limited tools and of convivial commonweals would of necessity
encourage a diversity of life styles.
4. It would distract from the core of my argument if I were to
deal with political strategies or tactics. With the possible
exception of China under Mao, no present government could
restructure society along convivial lines. The managers of our
major tools-nations, corporations, parties, structured movements,
professions-hold power. This power is vested in the maintenance
of the growth-oriented structures which they manipulate. These
managers have the power to make major decisions; they can
generate new demands for the output of their tools and enforce
the creation of new social labels to fit them. They can even go
so far as to limit the output of tools in the interest of
maximizing benefits. But they have no power to reverse the basic
structure of the institutional arrangements which they manage.
The major institutions now optimize the output of large tools
for lifeless people. Their inversion implies institutions that
would foster the use of individually accessible tools to support
the meaningful and responsible deeds of fully awake people.
Turning basic institutions upside down and inside out is what the
adoption of a convivial mode of production would require. Such an
inversion of society is beyond the managers of present
institutions.
Today's managers form a new class of men, selected for their
character, competence, and interest-which enable them to both
expand the productive society and promote the further operant
conditioning of their clients. They hold and manage power no
matter who lives in the illusion that he owns the tools. This
class of power-holders must be eliminated, but this cannot be
done by mass slaughter or replacement. The new élite would
only claim more legitimacy in the manipulation of the inherited
structured power. Management can be done away with only by
eliminating the machinery that makes it necessary and, therefore,
the demands for output that give it sway. In a convivial society
there is little need for replacing the chairman of the board.
In a society in which power-both political and physical-is
bounded and spread by political decision there is place not only
for a new flowering of products and characters, but also for a
variety in forms of governance. Certainly, new tools would
provide new options. Convivial tools rule out certain levels of
power, compulsion, and programming, which are precisely those
features that now tend to make all governments look more or less
alike. But the adoption of a convivial mode of production does
not of itself mean that one specific form of government would be
more fitting than another, nor does it rule out a world
federation, or agreements between nation-states, or communes, or
many of the most traditional forms of governance. I restrict
myself to the description of basic structural criteria within
which the retooling of society can be achieved.
5. A methodology by which to recognize when corporate tools
become destructive of society itself requires the recognition of
the value of distributory and participatory justice. I believe
that my succinct statement will be sufficient to identify
necessary restraints on tools, but it will also preclude that in
this essay I reach any conclusion about a desirable degree of
subordination of means to ends.
6. The economics applicable to a postindustrial and convivial
society can neither be ignored nor taken for granted. In a
society that accepts politically defined limits on all types of
industrial growth, many accepted terms will have to be redefined,
but it is certain that in such a society inequality will not be
excluded. In fact, each individual's power to make effective
changes would be greater than in preindustrial or in industrial
times. Though they would be bounded, common tools would be
incomparably more efficient than primitive, and more widely
distributed than industrial, devices. Their products would accrue
more to some than to others. The task of keeping net transfer of
power within bounds requires the use of traditional as well as
new economic devices. It will be argued that the limitation of
tools cannot be effected before a corresponding new economic
theory has been elaborated and has become operational. This is
correct. I do propose that we use a dimensional analysis to
obtain information about the major variables which can upset the
balance of life, and that we rely on political process to
identify the significant dimensions which man can control. I
therefore propose an approach to the relationship between man's
ends and his means in which the key units of economics come to
signify a dimensionless set of factors. Economics useful for the
inversion of our present institutional structure starts out from politically defined
limiting criteria. It is on these negative design criteria for
technological devices that I want to focus attention.
A methodology, by which to recognize the public perversion of
tools into purposes, encounters resistance on the part of people
who are used to measuring what is good in terms of dollars. Plato
knew that the bad statesman is he who believes that the art of
measurement is universal, and who jumbles together what is
greater or smaller and what is more fit to the purpose. Our
present attitudes toward production have been formed over the
centuries. Increasingly, institutions have not only shaped our
demands but also in the most literal sense our logic, or sense of
proportion. Having come to demand what institutions can produce,
we soon believe that we cannot do without it.
The invention of education is an example of what I mean. We
often forget that education acquired its present sense only
recently. It was unknown before the Reformation, except as that
part of early upbringing which is common to piglets, ducks, and
men. It was clearly distinguished from the instruction needed by
the young, and from the study in which some engaged later on in
life and for which a teacher was needed. Voltaire still called it
a presumptuous neologism, used only by pretentious schoolmasters.
The endeavor to put all men through successive stages of
enlightenment is rooted deeply in alchemy, the Great Art of the
waning Middle Ages. John Amos Comenius, a Moravian bishop of the
seventeenth century, a self-styled pansophist and pedagogue, is
rightly considered one of the founders of the modern school. He
was among the first to propose seven or twelve grades of
compulsory learning. In his Magna Didactica he described
schools as devices to "teach everybody everything" and
outlined a blueprint for the assembly-line production of
knowledge, which according to his method would make education
cheaper and better and make growth into full humanity possible
for all. But Comenius was not only an early theoretician of mass
production, he was an alchemist who adapted the technical
language of his craft to describe the art of rearing children.
The alchemist sought to refine base elements by graduating their
spirits through twelve stages of successive enlightenment, so that for their own and
all the world's benefit they might be transformed into gold. Of
course, alchemists failed no matter how often they tried, but
each time their "science" yielded new reasons for their
failure, and they tried again.
The industrial mode of production was first fully rationalized
in the manufacture of a new invisible commodity, called
"education." Pedagogy opened a new chapter in the
history of the Ars Magna Education became the search for
an alchemic process that would bring forth a new type of man who
would fit into an environment created by scientific magic. But no
matter how much each generation spent on its schools, it always
turned out that the majority of people were certified as unfit
for higher grades of enlightenment and had to be discarded as
unprepared for the good life in a man-made world.
Not only has the redefinition of learning as schooling made
schools seem necessary, it has also compounded the poverty of the
unschooled with discrimination against the uneducated. People who
have climbed up the ladder of schooling know where they dropped
out and how uneducated they are. Once they accept the authority
of an agency to define and measure their level of knowledge, they
easily go on to accept the authority of other agencies to define
for them their level of appropriate health or mobility. It is
difficult for them to identify the structural corruption of our
major institutions. Just as they come to believe in the value of
the "knowledge stock" they acquired in school, so they
come to believe that higher speeds save time and that income
levels define well-being or, as an alternative, that the
production of more services rather than more goods increases the
quality of life.
The commodity called "education" and the institution
called "school" make each other necessary. The circle
can be broken only by a widely shared insight that the
institution has come to define the purpose. Values abstractly
stated are reduced to mechanical processes that enslave men. This
serfdom can be broken only by the joyful self-recognition of the
fool who assumes personal responsibility for his folly.
The institutional definition of values has made it difficult
to focus our attention on the deep structure of social means. It
is hard to imagine that the division of sciences, of labor, and
of professions has gone too far. It is difficult to conceive of
higher social effectiveness with lower industrial efficiency. To
recognize the nature of desirable limits to specialization and
output, we must focus our attention on the industrially
determined shape of our expectations. Only then can we recognize
that the emergence of a convivial and pluralist mode of
production will follow the limitation of industrial institutions.
In the past, convivial life for some inevitably demanded the
servitude of others. Labor efficiency was low before the steel
ax, the pump, the bicycle, and the nylon fishing line. Between
the High Middle Ages and the Enlightenment, the alchemic dream
misled many otherwise authentic Western humanists. The illusion
prevailed that the machine was a laboratory-made homunculus, and
that it could do our labor instead of slaves. It is now time to
correct this mistake and shake off the illusion that men are born
to be slaveholders and that the only thing wrong in the past was
that not all men could be equally so. By reducing our
expectations of machines, however, we must guard against falling
into the equally damaging rejection of all machines as if they
were works of the devil.
A convivial society should be designed to allow all its
members the most autonomous action by means of tools least
controlled by others. People feel joy, as opposed to mere
pleasure, to the extent that their activities are creative; while
the growth of tools beyond a certain point increases
regimentation, dependence, exploitation, and impotence. I use the
term "tool" broadly enough to include not only simple
hardware such as drills, pots, syringes, brooms, building
elements, or motors, and not just large machines like cars or
power stations; I also include among tools productive
institutions such as factories that produce tangible commodities
like corn flakes or electric current, and productive systems for
intangible commodities such as those which produce
"education," "health," "knowledge,"
or "decisions." I use this term because it allows me to
subsume into one category all rationally designed devices, be
they artifacts or rules, codes or operators, and
to distinguish all these planned and engineered
instrumentalities from other things such as basic food or
implements, which in a given culture are not deemed to be subject
to rationalization. School curricula or marriage laws are no less
purposely shaped social devices than road networks.
Tools are intrinsic to social relationships. An individual
relates himself in action to his society through the use of tools
that he actively masters, or by which he is passively acted upon.
To the degree that he masters his tools, he can invest the world
with his meaning; to the degree that he is mastered by his tools,
the shape of the tool determines his own self-image. Convivial
tools are those which give each person who uses them the greatest
opportunity to enrich the environment with the fruits of his or
her vision. Industrial tools deny this possibility to those who
use them and they allow their designers to determine the meaning
and expectations of others. Most tools today cannot be used in a
convivial fashion.
Hand tools are those which adapt man's metabolic energy to a
specific task. They can be multipurpose, like some primitive
hammers or good modern pocket knives, or again they can be highly
specific in design such as spindles, looms, or pedal-driven
sewing machines, and dentists' drills. They can also be complex
such as a transportation system built to get the most in mobility
out of human energy-for instance, a bicycle system composed of a
series of man-powered vehicles, such as pushcarts and three-wheel
rickshas, with a corresponding road system equipped with repair
stations and perhaps even covered roadways. Hand tools are mere
transducers of the energy generated by man's extremities and fed
by the intake of air and of nourishment.
Power tools are moved, at least partially, by energy
converted outside the human body. Some of them act as amplifiers
of human energy: the oxen pull the plow, but man works with the
oxen-the result is obtained by pooling the powers of beast and
man. Power saws and motor pulleys are used in the same fashion.
On the other hand, the energy used to steer a jet plane has
ceased to be a significant fraction of its power output. The
pilot is reduced to a mere operator guided by data which a
computer digests for him. The machine needs him for lack of a better computer; or
he is in the cockpit because the social control of unions over
airplanes imposes his presence.
Tools foster conviviality to the extent to which they can be
easily used, by anybody, as often or as seldom as desired, for
the accomplishment of a purpose chosen by the user. The use of
such tools by one person does not restrain another from using
them equally. They do not require previous certification of the
user. Their existence does not impose any obligation to use them.
They allow the user to express his meaning in action.
Some institutions are structurally convivial tools. The
telephone is an example. Anybody can dial the person of his
choice if he can afford a coin. If untiring computers keep the
lines occupied and thereby restrict the number of personal
conversations, this is a misuse by the company of a license given
so that persons can speak. The telephone lets anybody say what he
wants to the person of his choice; he can conduct business,
express love, or pick a quarrel. It is impossible for bureaucrats
to define what people say to each other on the phone, even though
they can interfere with-or protect-the privacy of their exchange.
Most hand tools lend themselves to convivial use unless they
are artificially restricted through some institutional
arrangements. They can be restricted by becoming the monopoly of
one profession, as happens with dentist drills through the
requirement of a license and with libraries or laboratories by
placing them within schools. Also, tools can be purposely limited
when simple pliers and screwdrivers are insufficient to repair
modern cars. This institutional monopoly or manipulation usually
constitutes an abuse and changes the nature of the tool as little
as the nature of the knife is changed by its abuse for murder.
In principle the distinction between convivial and
manipulatory tools is independent of the level of technology of
the tool. What has been said of the telephone could be repeated
point by point for the mails or for a typical Mexican market.
Each is an institutional arrangement that maximizes liberty, even
though in a broader context it can be abused for purposes of
manipulation and control. The telephone is the result of advanced
engineering; the mails require in principle little technology and
considerable organization and scheduling; the Mexican market runs
with minimum planning along customary patterns.
Any institution that moves toward its second watershed tends
to become highly manipulative. For instance, it costs more to
make teaching possible than to teach. The cost of roles exceeds
the cost of production. Increasingly, components intended for the
accomplishment of institutional purposes are redesigned so that
they cannot be used independently. People without cars have no
access to planes) and people without plane tickets have no access
to convention hotels. Alternate tools which are fit to accomplish
the same purposes with fewer claims are pushed off the market.
For instance, civilized correspondence becomes a lost art. During
the last several years this barring of alternatives has usually
coincided with the increased power of the tool and the
development of more complex tool systems.
It is possible that not every means of desirable production in
a postindustrial society would fit the criteria of conviviality.
It is probable that even in an overwhelmingly convivial world
some communities would choose greater affluence at the cost of
some restrictions on creativity. It is almost certain that in a
period of transition from the present to the future mode of
production in certain countries electricity would not commonly be
produced in the backyard. It is also true that trains must run on
tracks and stop on schedule at a limited number of points.
Oceangoing vessels are built for one purpose; if they were
sailing clippers, they might be even more specialized for one
route than are present tankers. Telephone systems are highly
determined for the transmission of messages of a certain band
width and must be centrally administered even if they are limited
to the service of only one area. It is a mistake to believe that
all large tools and all centralized production would have to be
excluded from a convivial society. It would equally be a mistake
to demand that for the sake of conviviality the distribution of
industrial goods and services be reduced to the minimum
consistent with survival in order to protect the maximum equal
right to self-determined participation. Different balances
between distributive justice and participatory justice can prevail
in societies equally striving for
post-industrial conviviality, depending on the history, political
ideals, and physical resources of a community.
What is fundamental to a convivial society is not the total
absence of manipulative institutions and addictive goods and
services, but the balance between those tools which create the
specific demands they are specialized to satisfy and those
complementary, enabling tools which foster self-realization. The
first set of tools produces according to abstract plans for men
in general; the other set enhances the ability of people to
pursue their own goals in their unique way.
The criteria by which anticonvivial or manipulative tools are
recognized cannot be used to exclude every tool that meets them.
These criteria, however, can be applied as guidelines for
structuring the totality of tools by which a society desires to
define the style and level of its conviviality. A convivial
society does not exclude all schools. It does exclude a school
system which has been perverted into a compulsory tool, denying
privileges to the dropout. A convivial society does not exclude
some high-speed intercity transport, as long as its layout does
not in fact impose equally high speeds on all other routes. Not
even television must be ruled out-although it permits very few
programmers and speakers to define what their viewers may see-as
long as the over-all structure of society does not favor the
degradation of everyone into a compulsory voyeur. The criteria of
conviviality are to be considered as guidelines to the continuous
process by which a society's members defend their liberty, and
not as a set of prescriptions which can be mechanically applied.
At present the reverse guideline prevails, even in societies
where the producer is told that he is in the saddle. The
socialist planner competes with the free-market advocate in
claiming that a society run on his principles is more productive.
In 1931 Stalin translated "control over the means of
production" to mean the increase of productivity by new
methods used to control the producer. In the midst of the U.S.
Depression he launched Russia on an industrial race. Since then a
socialist policy has been considered one which serves the
industrially organized productivity of a socialist country. Stalin's
reinterpretation of Marxism has since then served as a form of blackmail
against socialists and the left. It remains to be seen if after Mao's death China
will also trade productive conviviality for institutional
productivity. The Stalinist interpretation of socialism has made
it possible for socialists and capitalists alike to agree on how
to measure the level of development a society has achieved.
Societies in which most people depend for most of their goods and
services on the personal whim, kindness, or skill of another are
called "underdeveloped," while those in which living
has been transformed into a process of ordering from an
all-encompassing store catalogue are called "advanced."
Stalinism makes it possible to interpret as revolutionary
whatever increases the amount of schooling, expands the road
systems, or increases the productivity of extraction and
manufacture. To be revolutionary has come to mean either to
champion the nation that lags in production and to make its
members keenly aware of the lag, or to inflame the frantic and
frustrated attempts of underconsuming minorities in rich
countries to catch up.
Every aspect of industrial societies has become part of a
larval system for escalating production and increasing the demand
necessary to justify the total social cost. For this reason,
criticism of bad management, official dishonesty, insufficient
research, or technological lag distracts public attention from
the one issue that counts: careful analysis of the basic
structure of tools as means. It is equally distracting to suggest
that the present frustration is primarily due to the private
ownership of the means of production, and that the public
ownership of these same factories under the tutelage of a
planning board could protect the interest of the majority and
lead society to an equally shared abundance. As long as Ford
Motor Company can be condemned simply because it makes Ford rich,
the illusion is bolstered that the same factory could make the
public rich. As long as people believe that the public can profit
from cars, they will not condemn Ford for making cars. The issue
at hand is not the juridical ownership of tools, but rather the
discovery of the characteristic of some tools which make it
impossible for anybody to "own" them. The concept of
ownership cannot be applied to a tool that cannot be controlled.
The issue at hand, therefore, is what tools can be controlled
in the public interest. Only secondarily does the question arise
whether private control of a potentially useful tool is in the
public interest.
Certain tools are destructive no matter who owns them, whether
it be the Mafia, stockholders, a foreign company, the state, or
even a workers' commune. Networks of multilane highways, long.
range, wide-band-width transmitters, strip mines, or compulsory
school systems are such tools. Destructive tools must inevitably
increase regimentation, dependence, exploitation, or impotence,
and rob not only the rich but also the poor of conviviality,
which is the primary treasure in many so-called
"underdeveloped" areas.
It has become difficult for contemporary man to imagine
development and modernization in terms of lower rather than
higher energy use. High technology has been mistakenly identified
with powerful intervention in physical, psychological, and social
processes. The illusion that a high culture is one that uses the
highest possible quantities of energy must be overcome if we are
to get tools into focus. In classical societies power sources
were very equally distributed. Each man was born with the
potential to use most of the power he would need in a lifetime if
his organism was properly maintained. Control over larger amounts
of physical energy was the result of psychic manipulation or of
political domination.
Men did not need power tools to build the Mexican pyramids of
Teotihucān or the Philippine rice terraces of Ibagué.
Their muscles provided the force to raise St. Peter's and to dig
the channels of Angkor Vat. Runners carried the messages between
Caesar's generals and between village chiefs and Inca planners.
Hands and feet moved the spindle and the loom, the pottery wheel
and the saw. Human metabolism provided the energy that powered
classical agriculture, manufacture, and war. Individual skills
were the controls that shaped animal energy into socially defined
work. The energy that rulers could control was the sum of the
performance their subjects voluntarily or involuntarily conceded.
I do not claim that human metabolism provided all useful
power, but I do claim that in most cultures it was the main
source of power. Men knew how to harness some of the forces of
the environment. They steered barges down the Nile: they gentled
beasts to draw the plow; they caught the wind in their sails:
they became experts in the construction of simple machines which
combined the power of men and of rain and of gravity. They also
tamed fire in the forge and the kitchen, but the total output of
these sources remained secondary. Even Mongols who lived on their
mounts provided more energy with their muscles than with their
horsepower. All the energy tapped from the environment to build
Athens and Florence did not contribute as much controlled power
to these classical societies as did their men. Only when man lit
fires to turn cities into ruins or jungles into swiddens did he
release--but certainly not control--energies that overwhelmed the
power of the people who used them.
The amount of physical power available to old societies can be
estimated. It can be expressed in multiples of the average man's
working time and metabolic energy. lie can burn 2,500 calories a
day, four-fifths of them just to stay alive. They go into making
his heart beat and his brain pulse. The remainder can be
externalized, but this does not mean that all of it can be
transformed into work. A large portion of the lifetime capacity
of a man to act on his physical and social environment is burnt
running around while he grows up. More is spent for chores that
lie beyond his personal choice-but also beyond other men's reach.
He consumes energy in getting tip, in preparing food, in seeking
protection from the cold, or in avoiding the slavedriver's whip.
If man is deprived of the use of this power, hue becomes useless
for work. Society can give shape to these personal activities,
but it cannot appropriate the energy used on them for other
tasks. Custom, language, and law can determine the form of the
slave's pottery, but the master cannot take the last pots or the
roof away from his slaves, not if he wants them to go on slaving
for him. A small energy parcel from each man was the major source
of physical power with which temples were built, mountains were
moved, cloth was woven, wars were waged, and kings were carried
around or amused.
Power was limited. It was proportional to the population. Its
major source was the muscles of individual men. Its efficient use
depended on the stage of development which hand tools had reached and the
distribution of necessary tools throughout the population. Tools all
matched the impedance of manpower to the task. Except by redirecting the
forces of gravity and wind they did not and could not act as amplifiers
of this power. To control more power than others in his society, a man
had to lord it over his fellows. If a ruler could draw power from sources
other than men, his control over this power still depended on his control
over men. Each pair of oxen required a man to lead them. Even the forge
needed a boy to blow into the fire. Political control co incided with the
control over physical power, and the control of power depended entirely
on authority.
Equal power and equal direct control of power were both features of
preindustrial societies, but this did not guarantee an equal autonomy in
the exercise of this control. On a very primi tive level the physical
predominance of one person made him into the lord of others. A slight
advantage in organization or weaponry made one people the master of
another. The appropria tion of resources and tools created the basis of
class societies and fostered the rituals and myths that shaped men to fit
into the class to which they were assigned.
In a preindustrial society political control could extend only over the
excess power that people could produce. As soon as a population became
efficient enough to produce more power than was required to maintain it,
people could be deprived of control over this energy. They could be
compelled to cede their power to the decisions of others. They could be
either taxed or enslaved. Part of what they produced on their own could
be taken from them, or they could be put to work for the king or the
village. Ideology, economic structure, and life style tended to favor
this concentration of excess energy under the control of a few.
The degree to which this concentration of control polarized social
benefits varied from one culture to another. At best it improved the
range within which most members of society could employ their remaining
energies. High peasant cultures offer good examples. While all shared in
the tasks of defending their land from enemies or floods, each was also
better dressed, housed, and
29 CONVIVIAL RECONSTRUCTION
fed. At worst, the concentration of decisions over power led to the
establishment of empires which were expanded by merce naries and fed from
plantations worked by slaves.
The total energy available to socieq increased rapidly toward the end of
the Iron Age, that is, between the time of Agrippa and the time of Watt.
Most of the radical technical mutations that came into existence before
the scientific discoveries in the field of electricity in fact came about
early in the Middle Ages. Because they used windpower far more
effectively than any previous in vention, three-masted sailing ships made
world-wide transporta tion possible. Speedy transportation with regular
deliveries was made possible by the building of canals in Europe, a
millen nium after the same discovery was implemented in Southeast Asia. A
vastly increased application of nonhuman energy to in dustries like
brewing, dyeing, pottery-making, brick-making, sugar-refining, salt
manufacture, and transportation went parallel with the construction of
vastly improved water wheels and wind mills.
From the High Middle Ages to the late Renaissance, new social
tools developed that ensured the protection of the worker's self
image and dignity, although he was now sometimes dwarfed by the size of
machines. The guild system did indeed give the worker a new claim to the
monopoly over tools specific to his trade. But the mill had not yet grown
out of proportion to the miller. His monopoly over grain-processing
protected the guildsman, pro vided him with extra holidays, and still
maximized the services that he could render to his town. Guilds were
neither unions nor professional associations.
Lewis Mumford in his The Myth of the Machine: The Pentagon of Power
points out that one particular enterprise, namely mining,
set the pattern for later modes of mechanizadon by its callous disregard
for human factors, by its indifference to the pollution and destruction
of the neighboring environment, by its concentration upon the physico
chemical process for obtaining the desired metal or fuel, and abo~re all
by its topographic and mental isolation from the organic world of the
farmer and the craftsman, and tbe spiritual world of the Church, the
University and the Ciq. In its destruction of the environment and
its indifference to the risks to human life, mining closely resembles
warfare--through likewise it often, through its confrontation of danger
and death, brings into existence a tough, self-respecting personality ...
the soldier at his best. But the destructive animus of mining
and its punishing routine of work, along with its environmental poverty
and disorder were passed on to the new industries that used its products.
These negative social results offset the mechanical gains.
This new attitude toward gainful activity is well reflected in
the introduction of a new term to designate it. Tripaliare meant
to torture on the trepalium, which was first mentioned in
the sixth century as an instrument of impalement made out of
three wooden sticks. By the twelfth century the word in both
French and Spanish expressed a painful experience to which man is
subjected; only in the sixteenth century did it become possible
to use the verb trabajar interchangeably with laborar and
sudar on the job. Equally significant is what happened in
the English language. Things began to work--first medicines
(1600) and then physical tools (1650), even though these were not
yet tools driven by any outside power. The alchemist's dream of
making a homunculus in the test tube slowly took the shape of
creating robots to work for man, and to educate men to work
alongside them. The ideology of an industrial organization of
tools and a capitalist organization of the economy preceded by
many centuries what is usually called the Industrial Revolution.
On Baconian premises Europeans began, according to Mumford, to
save time, shrink space, augment power, multiply goods,
over-throw organic norms and displace real organisms with
mechanisms that stimulated them or vastly magnified some single
function they performed. All these imperatives, which have become
the groundwork of science as technology in our present society,
seem axiomatic and absolute only because they remain unexamined.
The same change of mind appears also in a transfer from ritual
regularity to mechanical regularity with an emphasis on
time-keeping, space-measuring, account-keeping, thus translating
concrete objects and complex events into abstract quantities.
According to Mumford, it was this capitalistic devotion to
repetitive order that helped undermine the unmeasurable personal
balance between the workman and his tools.
New power meant a new relation to time. The lending of money
against interest was considered "against nature" by the
Church: money naturally was a means of exchange to buy
necessities, not a capital that could work or bear fruits.
During the seventeenth century even the Church abandoned this
view-though reluctantly--to accept the fact that Christians had
become capitalist merchants. Time became like money: I now can have
a few hours before lunch; how shall I spend time? . .
I am short of time so I can't afford to spend that
much time on a committee; it's not worth the time . . . It
world be a waste of time; I'd rather save an hour.
Scientists began to consider man as a power source. They
sought to measure the maximum daily exertion that might be
expected from a man and compare both his maintenance and his
power to those of a horse. Man was reinvented as a source of
mechanical power. Prisoners condemned to the galleys were not
much use most of the time, since galleys were most of the time in
port. Prisoners condemned to the treadmills produced rotary power
to which any of the new machines could be hooked. Up to the early
nineteenth century men in English prisons actually labored on the
treadmills to make machines work.
The new attitude of man to his tools during the Industrial
Revolution, which began as capitalism did in the fifteenth
century, finally called for the invention of new sources of
power. The steam engine was a product of the Industrial
Revolution rather than the cause of it. Power plants soon became
mobile, and with the railroad the Iron Age and the Industrial
Revolution came to an end. Industrial ways became the status quo.
Immense new sources of power were tapped during the twentieth
century, and much of this power became self-governing. Man has
now been almost replaced by machines and reduced to being their
operator. Fewer men are needed as gang workers in the fields:
slavery has become uneconomical. But also fewer men are needed on
the assembly line, as engineers have designed machines to perform
the tasks that mass production and industrialization had created
in the centuries before the steam engine. More power has become
available, so more power is used, the human slaveowner is replaced by
the operant conditioning of men in the mega-machine.
We have all grown up as children of our time, and therefore it
is extremely difficult to envisage a postindustrial yet human
type of "work." To reduce industrial tools seems
equivalent to a return to the tortured labor of the mine and the
factory, or to the labor of the U.S. farm hand who has to compete
with his mechanical neighbor. The worker who had to dip a heavy
tire into a solution of hot sulfur each time the machine asked
for it was literally hooked onto his apparatus. Agricultural
labor also ceased to be what it was for a slave or a farmer. For
the slave it was labor at the service and behest of a
master; for the peasant it was his own work which be could
organize and shape in accordance with the demands of growing
plants, hungry animals, and unpredictable weather. The modern
farmhand in the United States today who is deprived of power
tools is under a double pressure quite different from that of the
classical slave: he must measure up to performance standards set
by farm hands elsewhere who use machines, and he is constantly
aware that he is underprivileged, exploited, and abused because
in an age of the megamachine he feels that he is used like a
component. The prospect that moving toward a convivial society
might imply a society with low power tools would seem to him like
a return to the exploitation of manpower by inefficient
industrial machines in the early periods of steam.
I have described three types of institutional arrangements
within which tools can be used. Certain tools can be used
effectively within only one of these arrangements. There are
tools which can be used normally for fully satisfying,
imaginative, and independent work; others tend to be used
primarily in activities best labeled as labor; and,
finally, certain machines can only be operated. The same
can be said about physical artifacts and about the set of rules
that define formal institutional arrangements. Cars are machines
that call for highways, and highways pretend to be public
utilities while in fact they are discriminatory devices.
Compulsory schools constitute a huge bureaucratic system; no
matter how convivially a teacher tries to conduct his class, his
pupils learn through him to which class they belong.
Cars operate on highways as teachers operate in
schools. Only in a very limited sense can what the truck driver
and the teacher do be called labor. Only exceptionally
will a teacher feel that his operations within the school system
do not directly interfere with his work.
The market characteristics of these three types of human
activity help to clarify the distinction among them. Labor can be
purchased or sold in the marketplace. Not work as an activity,
but only the result of convivial work can be marketed. Finally,
the right to operate machines and to obtain the scarce privileges
that go with employment must be earned through the previous
consumption of certified treatments, which take the form of a
curriculum of schooling and testing along with successive jobs.
Tools for a convivial and yet efficient society could not have
been designed at an earlier stage of history. We now can design
the machinery for eliminating slavery without enslaving man to
the machine. Science and technology are not bound to the peculiar
notion, seemingly characteristic of the last 150 years of their
application to production, that new knowledge of nature's laws
has to be locked into increasingly more specialized and highly
capitalized preparation of men to use them. The sciences, which
specialized out of philosophy, have become the rationale for an
increasing division of operations. The division of labor has
finally led to the labor-saving division of tools. New
technology is now used to amplify supply funnels for commodities.
Public utilities are turned from facilities for persons into
arenas for the owners of expensive tools. The use of science and
technology constantly supports the industrial mode of production,
and thereby crowds off the scene all tool shops for independent
enterprise. But this is not the necessary result of new
scientific discoveries or of their useful application. It is
rather the result of a total prejudice in favor of the future
expansion of an industrial mode of production. Research teams are
organized to remedy minor inefficiencies that hold up the further
growth of a specific production process. These planned
discoveries are then heralded as costly breakthroughs in the
interest of further public service. Research is now mostly
oriented toward industrial development.
This unqualified identification of scientific advance with the
replacement of human initiative by programmed tools springs
from an ideological prejudice and is not the result of scientific
analysis. Science could be applied for precisely the opposite
purpose. Advanced or "high" technology could become
identified with labor-sparing, work-intensive decentralized
productivity. Natural and social science can be used for the
creation of tools, utilities, and rules available to everyone,
permitting individuals and transient associations to constantly
recreate their mutual relationships and their environment with
unenvisaged freedom and self-expression.
New understanding of nature can now be applied to our tools
either for the purpose of propelling us into a hyperindustrial
age of electronic cybernetics or to help us develop a wide range
of truly modern and yet convivial tools. Limited resources can be
used to provide millions of viewers with the color image of one
performer or to provide many people with free access to the
records of their choice. In the first case, technology will be
used for the further promotion of the specialized worker, be lie
a plumber, surgeon, or TV performer. More and more bureaucrats
will study the market, consult their balance sheets, and decide
for more people on more occasions about the range of products
among which they may choose. There will be a further increase of
useful things for useless people. But science can also be used to
simplify tools and to enable the layman to shape his immediate
environment to his taste. The time has come to take the syringe
out of the hand of the doctor, as the pen was taken out of the
band of the scribe during the Reformation in Europe.
Most curable sickness can now be diagnosed and treated by
laymen. People find it so difficult to accept this statement
because the complexity of medical ritual has hidden from them the
simplicity of its basic procedures. It took the example of the
barefoot doctor in China to show how modern practice by simple
workers in their spare time could, in three years, catapult
health care in China to levels unparalleled elsewhere. In most
other countries health care by laymen is considered a crime. A
seventeen-year-old friend of mine was recently tried for having
treated some 130 of her high-school colleagues for VD. She was
acquitted on a technicality by the judge when expert counsel
compared her performance with that of the U.S. Health Service.
Nowhere in the U.S.A. can her achievement be considered "standard,"
because she succeeded in making retests on all her patients six weeks
after their first treatment. Progress should mean growing
competence in self-care rather than growing dependence.
The possibilities of lay therapy also run up against our
commitment to "better" health, and have blinded us to
the distinction between curable and incurable sickness. This is a
crucial distinction because as soon as a doctor treats incurable
sickness, he perverts his craft from a means to an end. He
becomes a charlatan set on providing scientific consolation in a
ceremony in which the doctor takes on the patient's struggle
against death. The patient becomes the object of his
ministrations instead of a sick subject who can be helped in the
process of healing or dying. Medicine ceases to be a legitimate
profession when it cannot provide each man or his next of kin
with the tool to make this one crucial differential diagnosis for
himself.
New opportunities for the progressive expansion of lay therapy
and the parallel progressive reduction of professional medicine
are rejected because life in an industrial society has made us
place such exaggerated value on standard products, uniformity,
and certified quality. Industrialized expectations have blurred
the distinction between personal vocation and standard
profession. Of course, any layman can grow up to become a general
healer, but this (hoes not mean that every layman must be taught
how to heal. It simply means that in a society in which people
can and must take care of their neighbors and do so on their own,
some people will excel at using the best available tools. In a
society in which people can once again be born in their homes and
die in their homes and in which there is a place for cripples and
idiots in the street, and where a distinction is made between
plumbing and healing, quite a few people would grow up capable of
assisting others to heal, to suffer, or to die.
Just as with proper social arrangements most people would grow
up as readers without having to be schooled and without having to
recreate the pre-Gutenberg profession of the scribe, so a
sufficient number would grow up competent with medical tools.
This would make healing so plentiful that it would be difficult
to turn this competence into a monopoly or to sell it as a
commodity. Deprofessionalization means a renewed distinction
between the freedom of vocation and the occasional boost sick
people derive from the quasi-religious authority of the certified
doctor.
Of course the deprofessionalization of most ordinary medicine
could sometimes substitute a quack for today's impostor, but the
threat of quackery becomes less convincing as professionally
caused damage grows. There just is no substitute for the
self-correcting judgment of the layman in socializing the tools
invented or use(l by the professional. Lifelong familiarity with
the specific dangers of a specific remedy is the best preparation
for accepting or rejecting it in time of crisis.
Take another tool--transportation--as an example. Under
President Cārdenas in the early thirties, Mexico developed a
modern system of transportation. Within a few years about 80
percent of the population had gained access to the advantages of
the automobile. Most important, villages had been connected by
dirt roads or tracks. Heavy, simple, and tough trucks traveled
over them every now and then, moving at speeds far below twenty
miles per hour. People were crowded together on rows of wooden
benches nailed to the floor to make place for merchandise loaded
in the back and on the roof. Over short distances the vehicle
could not compete with people, who had been used to walking and
to carrying their merchandise, but long-distance travel had
become possible for all. instead of a man driving his pig to
market, man and pig could go together in a truck. Any Mexican
could now reach any point in his country in a few days.
Since 1945 the money spent on roads has increased every year.
It has been used to build highways between a few major centers.
Fragile cars now move at high speeds over smooth roads. Large,
specialized trucks connect factories. The old, all-purpose tramp
truck has been pushed back into the mountains or swamps. In most
areas either the peasant must take a bus to go to the market to
buy industrially packaged commodities, or he sells his pig to the
trucker in the employ of the meat merchant. He can no longer go
to town with his pig. He pays taxes for the roads which serve
the owners of various specialized monopolies and does so under
the illusion that the benefits will ultimately spread to him.
In exchange for an occasional ride on an upholstered seat in
an air-conditioned bus, the common man has lost much of the
mobility the old system gave him, without gaining any new
freedom. Research done in two typical large states of Mexico-one
dominated by deserts, the other by mountains and lush
growth--confirms this conclusion. Less than one percent of the
population in either state traveled a distance of over fifteen
miles in any one hour during 1970. More appropriate
pushcarts and bicycles, both motorized when needed, would have
presented a technologically much more efficient solution for 99
percent of the population than the vaunted highway development.
Such pushcarts could have been built and maintained by people
trained on the job, and operated on roadbeds built to Inca
standards, yet covered to diminish drag. The usual rationale
given for the investment in standard roads and cars is that it is
a condition for development and that without it a region cannot
be integrated into the world market. Both claims are true, but
can be considered as desirable only if monetary integration is
the goal of development.
During the last few years tire promoters of development have
come to admit that cars, as operated now, are inefficient. This
inefficiency is blamed on the fact that modern vehicles are
designed for private ownership, not for the public good. In fact,
modern personnel transport is inefficient not because an
individual capsule rather than a cabin is the model for the
largest number of vehicles, or because these vehicles are now
owned by their drivers. It is inefficient because of the
obsessive identification of higher speed with better transport.
Just as the demand for better health at all costs is a form of
mental sickness, so is the pretense of higher speed.
The railroads reflected the class societies they served simply
by putting different fares on the same speed. But when a society
commits itself to higher speeds, the speedometer becomes an
indicator of social class. Any peasant could accompany
Lāzaro Cārdenas on horseback. Today only his personal
staff can accompany a modern governor in his private helicopter.
In capitalist countries how often you can cover great
distances is determined by what your can pay. In socialist
countries your velocity depends on the social importance the
bureaucracy attaches to you. In both cases the particular speed
at which you travel puts you into your class and company. Speed
is one of the means by which an efficiency-oriented
society is stratified.
Fostered addiction to speed is also a means of social
control. Transportation in its various forms now swallows 23 percent
of the U.S. gross expenditures. The United States may be rich
enough to allocate one-fourth of its energy resources and
human time to time enterprise of getting somewhere. Under Khufu,
Egyptians might have spent that much during a few years to build
the Great Pyramid and to get their ruler to the underworld.
Unfortunately, however, transportation exacts an ever higher
percentage of the cash spent in a given year within many a
Latin-American municipality. The road degrades the subsistence
farmer and artisan, integrates the village into time money
economy, and swallows much of the available cash. Pt is true that
modern transportation does incorporate a region into the world
market. It also trains the inhabitants for the consumption of
foreign goods and the acceptance of foreign values. For example,
throughout history Thailand was known for its klongs. These
canals crisscrossed the country; people, rice, and tax collectors
all moved easily along them. Some villages were cut off during
the dry season, but their seasonal rhythm of life turned this
periodic isolation into an occasion for meditation and
festivities. A society that can afford long holidays and fill
them with activities is certainly not poor. During time Past
half-decade major klongs were filled in to build roads. Since bus
drivers are paid by the number of miles they can cover in a day,
and since cars are still few, the Thais for a short while will be
able to circulate in their country at world-record bus speeds.
They will pay with the destruction of waterways that took
millennia to build. The economists argue that busses and trucks
pump more money per year through the economy. They do, but at the
cost of depriving most Thais of the independence which their
sleek rice boats once granted each family. Of course, car owners
could never have competed with rice boats unless time World Bank
had financed roads for them and time Thai government had made new laws
that permitted them to profane the klongs.
The building trades are another example of an industry that
modern nation-states impose on their societies, thereby
modernizing the poverty of their citizens. The legal protection
and financial support granted the industry reduces and cancels
opportunities for the otherwise much more efficient self-builder.
Quite recently Mexico launched a major program with the aim of
providing all workers with proper housing. As a first step, new
standards were set for the construction of dwelling units. These
standards were intended to protect the little man who purchases a
house from exploitation by the industry producing it.
Paradoxically, these same standards deprived many more people of
the traditional opportunity to house themselves. The code
specifies minimum requirements that a man who builds his own
house in his spare time cannot meet. Besides that, the real rent
for industrially built quarters is more than the total income of
80 percent of the people. "Better housing," then, can
be occupied only by those who are well-off or by those on whom
the law bestows direct rent subsidies.
Once dwellings that fall below industrial standards are
defined as improper, public funds are denied to the overwhelming
majority of people who cannot buy housing but could
"house" themselves. The tax funds meant to improve the
living quarters of the poor are monopolized for the building of
new towns next to the provincial and regional capitals where
government employees, unionized workers, and people with good
connections can live. These are all people who are employed in
the modern sector of the economy, that is, people who hold jobs.
They can be easily distinguished from other Mexicans because they
have learned to speak about their trabajo as a noun, while
the unemployed or the occasionally employed or those who live
near the subsistence level do not use the noun form when they go
to work.
These people, who have work, not only get subsidies for
the building of their homes; the entire public-service sector is
rearranged and developed to serve them. In Mexico City it has
been estimated that 10 percent of the people use 50 percent of
the household water, and on tire high plain water is very scarce
indeed. The building code has standards far below those of rich
countries, but by prescribing certain ways in which houses must
be built, it creates a rising scarcity of housing. The pretense
of a society to provide ever better housing is the same kind of
abberation we have met in the pretense of doctors to provide
better health and of engineers to provide higher speeds. The
setting of abstract impossible goals turns the means by which
these are t9 be achieved into ends.
What happened in Mexico happened all over Latin America during
the decade of the Alliance for Progress, including Cuba under
Castro. It also happened in Massachusetts. In 1945, 32 percent of
all one-family housing units in Massachusetts were still
self-built: either built by their owners from foundation to roof
or constructed under the full responsibility of the owner. By
1970 the proportion had gone down to 11 percent.
Meanwhile, housing had been discovered as a major problem.
The technological capability to produce tools and materials
that favor self-building had increased in the intervening
decades, but social arrangements--like unions, codes, mortgage
rules, and markets-had turned against this choice.
Most people do not feel at home unless a significant
proportion of the value of their houses is the result of the
input of their own labor. Convivial policies would define what
people who want to house themselves cannot get, and thereby make
sure that all can get access to some minimum of physical space,
to water, some basic building elements, some convivial tools
ranging from power drills to mechanized pushcarts, and, probably,
to some limited credit. Such an inversion of the present policy
could give a post-industrial society modern homes almost as
desirable for its members as those which were standard for the
old Mayas and are still the rule in Yucatān.
Our present tools are engineered to deliver professional
energies. Such energies come in quanta. Less than a quantum
cannot be delivered. Less than four years of schooling is worse
than none. It only defines the former pupil as a dropout. This is
equally true in medicine, transportation, and housing, as in
agriculture and in the administration of justice. Mechanical
transportation is worthwhile only at certain speeds. Conflict
resolution is effective only when the issue is of sufficient
weight to justify the costs of court action. The planting of new
grains is productive only if the acreage and capital of the
farmer are beyond a certain size. Powerful tools created to
achieve abstractly conceived social goals inevitably deliver
their output in quanta that are beyond the reach of a majority.
What is more, these tools are integrated. Access to key positions
in government or industry is reserved to those who are certified
consumers of high quanta of schooling. They are the individuals
chosen to run the plantation of mutant rubber trees, and they
need a car to rush from meeting to meeting. Productivity demands
the output of packaged quanta of institutionally defined values,
and productive management demands the access of an individual to
all these packages at once.
Professional goal-setting produces goods for an environment
produced by other professions. Life that depends on high speed
and apartment houses makes hospitals inevitable. By definition
all these are scarce, and get even scarcer as they approach the
standards set more recently by an ever-evolving profession;
thereby each unit or quantum appearing on the market frustrates
more people than it satisfies.
A just society would be one in which liberty for one person is
constrained only by the demands created by equal liberty for
another. Such a society requires as a precondition an agreement
excluding tools that by their very nature prevent such liberty.
This is true for tools that are fundamentally purely social
arrangements, such as the school system, as well as for tools
that are physical machines. In a convivial society compulsory and
open-ended schooling would have to be excluded for the sake of
justice. Age-specific, compulsory competition on an unending
ladder for lifelong privileges cannot increase equality but must
favor those who start earlier, or who are healthier, or who are
better equipped outside the classroom. Inevitably, it organizes
society into many layers of failure, with each layer inhabited by
dropouts schooled to believe that those who have consumed more
education deserve more privilege because they are more valuable
assets to society as a whole. A society constructed so that
education by means of schools is a necessity for its functioning
cannot be a just society. Power tools having certain structural
characteristics are inevitably manipulative and must also be eliminated
for the sake of justice. In a modern society, energy inputs represent one
of the major new liberties. Each man's ability to produce change
depends on his ability to control low-entropy energy. On this
control of energy depends his right to give his meaning to the
physical environment. His ability to act toward the future lie
chooses depends on his control of the energy that gives shape to
that future. Equal freedom in a society that uses large amounts
of environmental energy means equal control over the
transformation of that energy and not just an equal claim to what
has been done with it.
Most of the power tools now in use favor centralization of
control. industrial plants with their highly specialized tools
give neither the worker nor most engineers a choice over what use
will be made of the energy they manage. This is equally true,
though less evident, of the high-powered consumer tools that
dominate our society. Most of them, such as cars and air
conditioners, are too costly to be available on an equal basis
outside a few superrich societies. Others, such as mechanical
household devices, are so specialized in nature that they in no
way offer more freedom than much simpler hand tools. The monopoly
of industrial production deprives even privileged clients of
control over what they may get. Few people get the cars that most
people want, and GM designers can only build vehicles to fit the
existing roads.
Nations and multinational corporations have become means for
the spreading empire of international professions. Professional
imperialism triumphs even where political and economic domination
has been broken. Schools everywhere are governed by pedagogues
who read the same books on learning theory and
curriculum-planning. In a given year, schools produce more or
less the same model of pupils in every nation. Nineteen-fifty
graduates are as obsolete in Dakar as they are in Paris. The same
iatrogenic sicknesses are produced all over the world by doctors
who administer chloromycin or steroid pills. Every country tends
to select those productive processes which are more
capital-intensive and promise greater cost-benefit ratios, so
that the same kind of technological unemployment is produced
everywhere. Basic needs are defined as
those that international professions can meet. Since the local
production of these wares is to the advantage of highly schooled
national élites, a country's doctors, teachers, and
engineers will defend it as an antidote to foreign domination.
The knowledge capitalism of professional imperialism subjugates
people more imperceptibly than and as effectively as
international finance or weaponry.
The principal source of injustice in our epoch is political
approval for the existence of tools that by their very nature
restrict to a very few the liberty to use them in an autonomous
way. The pompous rituals by which each man is given a vote to
choose between factions only cover up the fact that the
imperialism of industrial tools is both arbitrary and growing.
Statistics which prove increased outputs and high per capita
consumption of professionally defined quanta only veil the
enormously high invisible costs. People get better education,
better health, better transportation, better entertainment, and
often even better nourishment only if the experts' goals are
taken as the measurement of what better means. The
possibility of a convivial society depends therefore on a
new consensus about time destructiveness of imperialism on three
levels: the pernicious spread of one nation beyond its
boundaries; the omnipresent influence of multinational
corporations; and the mushrooming of professional monopolies over
production. Politics for convivial reconstruction of society must
especially face imperialism on this third level, where it takes
the form of professionalism. The public owner-ship of resources
and of the means of production, arid public control over the
market and over net transfers of power, must be complemented by a
public determination of the tolerable basic structure of modern
tools. This means that politics in a postindustrial society must
be mainly concerned with the development of design criteria for
tools rather than as now with the choice of production goals.
These politics would mean a structural inversion of the
institutions now providing and defining new manmade essentials.
To invert politics, it will not be enough to show that a
convivial life style is possible, or even to demonstrate that it
is more attractive than life in a society ruled by industrial
productivity. We cannot rest with the claim that this inversion would bring
society closer to meeting the goals now stated as those of our
major in-stitutions. It is not even enough to show that a just or
socially equal order can become a reality only through a
convivial reconstruction of tools and the consequent redefinition
of ownership and power. We need a way to recognize that the
inversion of present political purpose is necessary for the
survival of all people.
Most people have staked their self-images in the present
structure and are unwilling to lose their ground. They have found
security in one of the several ideologies that support further
industrialization. They feel compelled to push the illusion of
progress on which they are hooked. They long for and expect
increase(h satisfaction, with less input of human energy and with
more division of competence. They value handicraft and personal
care as luxuries, but the ideal of a more labor-intensive, yet
modern, production process seems to them quixotic and
anachronistic.
It seems absurd to prepare politicians who have pledged
themselves to increased outputs and better distribution of goods
and services among their constituents for the day when a majority
of voters will choose limits for all rather than promises of
equal consumption. It appears equally hopeless to expect inverse
insight from humanitarian liberals who have come to feel that
feeding the starving millions is their vocation. They forget that
people eat, amid that people die when they are fed. These
self-appointed keepers of their brothers make other people's
survival depend on their own growing efficiency. By shifting from
the production of guns to the production of grains they reduce
their sense of guilt amid increase their sense of power. They are
blind to the convergence of population growth and the failure of
the green revolution, which guarantees that feeding people now
will escalate starvation by 1985. Their hubris distracts them
from understanding that only the renunciation of industrial
expansion can bring food and population into a balance in the
so-called backward countries. The attempt to feed people and to
control their increase are two mutually reinforcing, and very
dangerous, illusions. Nor can economists foresee institutional
inversion when for them all institutions must be evaluated
according to the increase in their planned output and their ability
to externalize internal dis-economics in an unobtrusive way. The terms
and frameworks of economics have been shaped by the ideology of an
irresistible institutionalization of values that overarches otherwise
opposed economic creeds.
To translate the theoretical possibility of a postindustrial
convivial life style into a political program for new tools, it
must soon be shown that the prevailing fundamental structure of
our present tools menaces the survival of mankind. It must be
shown that this menace is imminent and that the effects of
compulsive efficiency do more damage than good to most people in
our generation. For this purpose we must identify the range
within which our present institutions have become frustrating,
and we must recognize another range within which our tools become
destructive of society as a whole.
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